Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Freshpet, Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
358039105
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
13G
| CUSIP No. 358039105 | Page 2 of 9 Pages |
| 1 | Names of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
MIDOCEAN ASSOCIATES, SPC | |||||
| 2 | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only
| |||||
| 4 | Citizenship or place of organization
Cayman Islands | |||||
| Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
| 6 | Shared voting power
0 | |||||
| 7 | Sole dispositive power
0 | |||||
| 8 | Shared dispositive power
0 | |||||
| 9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
| 10 | Check box if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
| |||||
| 11 | Percent of class represented by amount in Row (9)
0% | |||||
| 12 | Type of reporting person (see instructions)
OO | |||||
13G
| CUSIP No. 358039105 | Page 3 of 9 Pages |
| 1 | Names of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
VIRTUE J EDWARD | |||||
| 2 | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only
| |||||
| 4 | Citizenship or place of organization
United States | |||||
| Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
| 6 | Shared voting power
0 | |||||
| 7 | Sole dispositive power
0 | |||||
| 8 | Shared dispositive power
0 | |||||
| 9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
| 10 | Check box if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
| |||||
| 11 | Percent of class represented by amount in Row (9)
0% | |||||
| 12 | Type of reporting person (see instructions)
IN | |||||
13G
| CUSIP No. 358039105 | Page 4 of 9 Pages |
| 1 | Names of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
ULTRAMAR CAPITAL LTD. | |||||
| 2 | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only
| |||||
| 4 | Citizenship or place of organization
Cayman Islands | |||||
| Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
| 6 | Shared voting power
0 | |||||
| 7 | Sole dispositive power
0 | |||||
| 8 | Shared dispositive power
0 | |||||
| 9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
| 10 | Check box if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
| |||||
| 11 | Percent of class represented by amount in Row (9)
0% | |||||
| 12 | Type of reporting person (see instructions)
OO | |||||
13G
| CUSIP No. 358039105 | Page 5 of 9 Pages |
| 1 | Names of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
MIDOCEAN PARTNERS III, L.P. | |||||
| 2 | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only
| |||||
| 4 | Citizenship or place of organization
Cayman Islands | |||||
| Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
| 6 | Shared voting power
0 | |||||
| 7 | Sole dispositive power
0 | |||||
| 8 | Shared dispositive power
0 | |||||
| 9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
| 10 | Check box if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
| |||||
| 11 | Percent of class represented by amount in Row (9)
0% | |||||
| 12 | Type of reporting person (see instructions)
PN, OO | |||||
13G
| CUSIP No. 358039105 | Page 6 of 9 Pages |
| 1 | Names of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
MIDOCEAN PARTNERS III-A, L.P. | |||||
| 2 | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only
| |||||
| 4 | Citizenship or place of organization
Cayman Islands | |||||
| Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
| 6 | Shared voting power
0 | |||||
| 7 | Sole dispositive power
0 | |||||
| 8 | Shared dispositive power
0 | |||||
| 9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
| 10 | Check box if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
| |||||
| 11 | Percent of class represented by amount in Row (9)
0% | |||||
| 12 | Type of reporting person (see instru ctions)
PN, OO | |||||
13G
| CUSIP No. 358039105 | Page 7 of 9 Pages |
| 1 | Names of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
MIDOCEAN PARTNERS III-D, L.P. | |||||
| 2 | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only
| |||||
| 4 | Citizenship or place of organization
Delaware | |||||
| Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
| 6 | Shared voting power
0 | |||||
| 7 | Sole dispositive power
0 | |||||
| 8 | Shared dispositive power
0 | |||||
| 9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
| 10 | Check box if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
| |||||
| 11 | Percent of class represented by amount in Row (9)
0% | |||||
| 12 | Type of reporting person (see instructions)
PN, OO | |||||
13G
| CUSIP No. 358039105 | Page 8 of 9 Pages |
| 1 | Names of reporting person I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY):
MIDOCEAN US ADVISOR, L.P. | |||||
| 2 | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☒
| |||||
| 3 | SEC use only
| |||||
| 4 | Citizenship or place of organization
Delaware | |||||
| Number of shares beneficially owned by each reporting person with |
5 | Sole voting power
0 | ||||
| 6 | Shared voting power
0 | |||||
| 7 | Sole dispositive power
0 | |||||
| 8 | Shared dispositive power
0 | |||||
| 9 |
Aggregate amount beneficially owned by each reporting person
0 | |||||
| 10 | Check box if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐
| |||||
| 11 | Percent of class represented by amount in Row (9)
0% | |||||
| 12 | Type of reporting person (see instructions)
PN, OO | |||||
13G
| CUSIP No. 358039105 | Page 9 of 9 Pages |
Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission on behalf of the Reporting Persons with respect to the Common Stock of the Issuer on February 13, 2015, Amendment No. 1 thereto filed on February 12, 2016 and Amendment No. 2 thereto filed on February 8, 2017 (as so amended, the “Schedule 13G”). Terms defined in the Schedule 13G are used herein as so defined.
The following items of the Schedule 13G are amended and restated as follows:
| Item 4 | Ownership: |
| (a) |
(a) through (c): |
The information requested hereunder is incorporated by reference to the cover pages to this Amendment No. 3 to Schedule 13G.
| Item 5 | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☒.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 4, 2020
| By: | /s/ J. Edward Virtue | |
| Name: | J. Edward Virtue |
| MIDOCEAN ASSOCIATES, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III | ||
| /s/ J. Edward Virtue | ||
| By: | J. Edward Virtue | |
| Title: | Managing Director | |
| MIDOCEAN PARTNERS III, L.P. | ||
| By: MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III, its general partner | ||
| /s/ J. Edward Virtue | ||
| By: | J. Edward Virtue | |
| Title: | Managing Director | |
| MIDOCEAN PARTNERS III-A, L.P. | ||
| By: MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III, its general partner | ||
| /s/ J. Edward Virtue | ||
| By: | J. Edward Virtue | |
| Title: | Managing Director | |
| MIDOCEAN PARTNERS III-D, L.P. | ||
| By: MidOcean Associates, SPC, by and on behalf of its Segregated Portfolio, MidOcean Partners Segregated Portfolio III, its general partner | ||
| /s/ J. Edward Virtue | ||
| By: | J. Edward Virtue | |
| Title: | Managing Director | |
| MIDOCEAN US ADVISOR, L.P. | ||
| /s/ J. Edward Virtue | ||
| By: | J. Edward Virtue | |
| Title: | Chief Executive Officer | |
| ULTRAMAR CAPITAL LTD | ||
| /s/ J. Edward Virtue | ||
| By: | J. Edward Virtue | |
| Title: | Chief Executive Officer | |