Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 8)*
SIBANYE GOLD LIMITED
(Name of Issuer)
Ordinary Shares (no par value)
(Title of Class of Securities)
S7627H100
(CUSIP Number)
Yin Linsheng
Gold One South Africa (Pty) Ltd.
Postnet Suite 415
Private Bag X75
Bryanston
Gauteng 2021, South Africa
+27 87 255 6900
With a copy to:
Chloe Xu and Jerry Li
Baiyin International Investment Ltd.
1701, E2 Oriental Plaza,
No.1 East Changan Ave,
Beijing, China 100738
+86 10 85181103
September 22,2020
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 1(f) or 1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D
CUSIP No. S7627H100 |
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1. |
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Names of Reporting Persons.
Gold One South Africa SPV(Pty) Ltd. | ||||
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o | ||||
3. |
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SEC Use Only
| ||||
4. |
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Source of Funds (See Instructions)
AF | ||||
5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
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6. |
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Citizenship or Place of Organization
South Africa | ||||
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 | ||
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8. |
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Shared Voting Power
209,785,135 | |||
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9. |
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Sole Dispositive Power
0 | |||
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10. |
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Shared Dispositive Power
209,785,135 | |||
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
209,785,135 | ||||
12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
| ||||
13. |
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Percent of Class Represented by Amount in Row (11)
7.84% (1) | ||||
14. |
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Type of Reporting Person (See Instructions)
CO | ||||
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(1) |
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Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020. |
CUSIP No. S7627H100 |
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1. |
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Names of Reporting Persons.
Gold One South Africa (Pty) Ltd. | ||||
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o | ||||
3. |
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SEC Use Only
| ||||
4. |
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Source of Funds (See Instructions)
WC, OO | ||||
5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
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6. |
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Citizenship or Place of Organization
South Africa | ||||
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 | ||
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8. |
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Shared Voting Power
209,785,135 | |||
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9. |
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Sole Dispositive Power
0 | |||
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10. |
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Shared Dispositive Power
209,785,135 | |||
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
209,785,135 | ||||
12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) < /font> ¨
| ||||
13. |
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Percent of Class Represented by Amount in Row (11)
7.84% (1) | ||||
14. |
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Type of Reporting Person (See Instructions)
CO | ||||
(1) |
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Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020. |
CUSIP No. S7627H100 |
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1. |
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Names of Reporting Persons.
Gold One North Ltd. | ||||
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o | ||||
3. |
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SEC Use Only
| ||||
4. |
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Source of Funds (See Instructions)
AF | ||||
5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
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6. |
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Citizenship or Place of Organization
Cyprus | ||||
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 | ||
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8. |
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Shared Voting Power
209,785,135 | |||
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9. |
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Sole Dispositive Power
0 | |||
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10. |
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Shared Dispositive Power
209,785,135 | |||
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
209,785,135 | ||||
12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
| ||||
13. |
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Percent of Class Represented by Amount in Row (11)
7.84% (1) | ||||
14. |
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Type of Reporting Person (See Instructions)
CO | ||||
(1) |
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Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020.. |
CUSIP No. S7627H100 |
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1. |
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Names of Reporting Persons.
Gold One Group Ltd. | ||||
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o | ||||
3. |
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SEC Use Only
| ||||
4. |
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Source of Funds (See Instructions)
AF | ||||
5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
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6. |
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Citizenship or Place of Organization
Cayman Islands | ||||
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 | ||
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8. |
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Shared Voting Power
209,785,135 | |||
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9. |
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Sole Dispositive Power
0 | |||
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10. |
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Shared Dispositive Power
209,785,135 | |||
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
209,785,135 | ||||
12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
| ||||
13. |
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Percent of Class Represented by Amount in Row (11)
7.84% (1) | ||||
14. |
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Type of Reporting Person (See Instructions)
CO | ||||
(1) |
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Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020.. |
CUSIP No. S7627H100 |
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1. |
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Names of Reporting Persons.
Baiyin Precious Metals Investments Ltd. | ||||
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o | ||||
3. |
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SEC Use Only
| ||||
4. |
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Source of Funds (See Instructions)
AF | ||||
5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
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6. |
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Citizenship or Place of Organization
British Virgin Islands | ||||
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 | ||
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8. |
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Shared Voting Power
217,483,523 (1) | |||
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9. |
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Sole Dispositive Power
0 | |||
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10. |
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Shared Dispositive Power
217,483,523 (1) | |||
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
217,483,523 (1) | ||||
12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
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13. |
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Percent of Class Represented by Amount in Row (11)
8.13% (2) | ||||
14. |
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Type of Reporting Person (See Instructions)
CO | ||||
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(1) |
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Includes (i) 209,785,135 ordinary shares held by Gold One South Africa SPV(Pty) Ltd. (Gold One South Africa SPV) (for which this Reporting Person may be deemed a beneficial owner); and (ii) 7,698,388 ordinary shares issuable upon the conversion of 1,924,597 American Depositary Shares (ADSs) held by Baiyin International Investment Ltd. (Baiyin International Investment) (for which this Reporting Person may be deemed a beneficial owner). |
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(2) |
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Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020. |
CUSIP No. S7627H100 |
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1. |
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Names of Reporting Persons.
Baiyin Nonferrous Group Co., Ltd. | ||||
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o | ||||
3. |
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SEC Use Only
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4. |
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Source of Funds (See Instructions)
AF | ||||
5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
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6. |
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Citizenship or Place of Organization
China | ||||
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 | ||
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8. |
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Shared Voting Power
217,483,523 (1) | |||
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9. |
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Sole Dispositive Power
0 | |||
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10. |
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Shared Dispositive Power
217,483,523 (1) | |||
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
217,483,523 (1) | ||||
12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
| ||||
13. |
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Percent of Class Represented by Amount in Row (11)
8.13% (2) | ||||
14. |
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Type of Reporting Person (See Instructions)
CO | ||||
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(1) |
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Includes (i) 209,785,135 ordinary shares held by Gold One South Africa SPV(Pty) Ltd. (Gold One South Africa SPV) (for which this Reporting Person may be deemed a beneficial owner); and (ii) 7,698,388 ordinary shares issuable upon the conversion of 1,924,597 American Depositary Shares (ADSs) held by Baiyin International Investment Ltd. (Baiyin International Investment) (for which this Reporting Person may be deemed a beneficial owner). |
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(2) |
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Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020. |
CUSIP No. S7627H100 |
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1. |
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Names of Reporting Persons.
Baiyin International Investment Ltd. | ||||
2. |
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Check the Appropriate Box if a Member of a Group (See Instructions). (a) o (b) o | ||||
3. |
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SEC Use Only
| ||||
4. |
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Source of Funds (See Instructions)
WC | ||||
5. |
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Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
o
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6. |
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Citizenship or Place of Organization
British Virgin Islands | ||||
Number of Shares Beneficially Owned by Each Reporting Person With |
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7. |
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Sole Voting Power
0 | ||
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8. |
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Shared Voting Power
7,698,388 | |||
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9. |
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Sole Dispositive Power
0 | |||
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10. |
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Shared Dispositive Power
7,698,388 | |||
11. |
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Aggregate Amount Beneficially Owned by Each Reporting Person
7,698,388 | ||||
12. |
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
| ||||
13. |
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Percent of Class Represented by Amount in Row (11)
0.29% (1) | ||||
14. |
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Type of Reporting Person (See Instructions)
CO | ||||
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(1) |
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Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020. |
Introduction
This Amendment No. 8 to Schedule 13D (Amendment No. 8) is being filed to report a greater than 1% decrease in the percentage of shares beneficially owned by the reporting persons. Except as set forth herein, there are no changes to the original Schedule 13D filed on January 9, 2015 by Gold One South Africa (Pty) Ltd. (Gold One South Africa), as amended by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, Amendment No. 6 and Amendment No. 7 (collectively, the Original Schedule 13D). The Original Schedule 13D, as amended by this Amendment No. 8 is hereinafter referred to as the Schedule 13D.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 of the Schedule 13D is hereby amended and supplemented by the addition of the following:
Since the amendment No.7 was filled and announced, as of September 18, 2020 Gold One South Africa SPV sold additional 30,443,929 ordinary shares of the Issuer at an average price per share of ZAR 52.15 in the open market, and a total of 1,14% of ordinary shares of the issuer was disposed of.
Since the amendment No.7 was filled and announced, as of September 18, 2020 Baiyin International Investment Ltd purchase 800,000ordinary shares issuable upon the conversion of 200,000 ADSs, at an average price per ADSs share of USD 12.76 in open market
Item 4. Purpose of Transaction.
Item 4 of the Schedule 13D is hereby amended and supplemented by the addition of the following:
Since the amendment No.7 was filled and announced, as of September 18, 2020 Gold One South Africa SPV sold additional 30,443,929 ordinary shares of the Issuer at an average price per share of ZAR 52.15 in the open market, and a total of 1,14% of ordinary shares of the issuer was disposed of.
Since the amendment No.7 was filled and announced, as of September 18, 2020 Baiyin International Investment Ltd purchase 800,000ordinary shares issuable upon the conversion of 200,000 ADSs, at an average price per ADSs share of USD 12.76 in open market
Item 5. Interest in Securities of the Issuer.
(a) As of the date of this Schedule 13D, Gold One South Africa SPV(Pty) Ltd. (Gold One South Africa SPV), Gold One South Africa (Pty) Ltd. (Gold One South Africa), Gold One North Ltd. (Gold One North) and Gold One Group Ltd. (Gold One Group) beneficially own an aggregate of 209,785,135 ordinary shares, or 7.84% of the Issuers issued and outstanding ordinary shares. Baiyin International Investment Ltd. (Baiyin International Investment) beneficially owns an aggregate of 7,698,388ordinary shares issuable upon the conversion of 1,924,597 ADSs, or 0.29% of the Issuers issued and outstanding ordinary shares. Baiyin Precious Metals Investment Ltd. (BPM) and Baiyin Nonferrous Group Co., Ltd. (Baiyin Nonferrous) beneficially own an aggregate of 217,483,523 ordinary shares, or 8.13% of the Issuers issued and outstanding ordinary shares, which includes (i) the 209,785,135 ordinary shares held directly by Gold One South Africa SPV; and (ii) 7,698,388 ordinary shares issuable upon the conversion of 1,924,597 American Depositary Shares (ADSs) held by Baiyin International Investment Ltd.
Percentage calculated based on a total of 2,676,001,886 ordinary shares issued and outstanding as of June 30, 2020 as disclosed in the Issuers Operating and Financial Results for the half year ended June 30, 2020..
(b) As of the date of this Schedule 13D, Gold One South Africa SPV, Gold One South Africa, Gold One North, Gold One Group and BPM are deemed to share voting and dispositive power with respect to the 209,785,135 ordinary shares held directly by Gold One South Africa SPV. Baiyin International Investment Ltd. (Baiyin International Investment) beneficially owns an aggregate of 7,698,388 ordinary shares issuable upon the conversion of 1,924,597 ADSs, or 0.29% of the Issuers issued and outstanding ordinary shares. Baiyin Precious Metals Investment Ltd. (BPM) and Baiyin Nonferrous is deemed to share voting and dispositive power with respect to 217,483,523 ordinary shares, or 8.13%, which includes (i) the 209,785,135 ordinary shares held directly by Gold One South Africa SPV; and (ii) 7,698,388 ordinary shares issuable upon the conversion of 1,924,597 American Depositary Shares (ADSs) held by Baiyin International Investment Ltd.
(c) Except as described in Items 3 and 4 of this Schedule 13D, which descriptions are incorporated herein by reference, to the knowledge of the Reporting Persons, none of the persons named in response to Item 5(a) has effected any transactions in the ordinary shares of the Issuer during the past 60 days.
(d) Except as disclosed in Item 2, no person is known to the Reporting Persons to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any securities covered by this Schedule.
(e) Not Applicable.
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: September 22, 2020
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GOLD ONE SOUTH AFRICA SPV(PTY) LTD. | ||
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By: |
/s/ Enos Josef Barnard | |
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Name: |
Enos Josef Barnard |
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Title: |
Director |
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GOLD ONE SOUTH AFRICA (PTY) LTD. | ||
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By: |
/s/ Yin Linsheng | |
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Name: |
Yin Linsheng |
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Title: |
Director |
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GOLD ONE NORTH LTD. | ||
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By: |
/s/ Jonathan Georges Hericourt | |
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Name: |
Jonathan Georges Hericourt |
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Title: |
Director |
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GOLD ONE GROUP LTD. | ||
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By: |
/s/ Yuan Jiyu | |
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Name: |
Yuan Jiyu |
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Title: |
Director |
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BAIYIN PRECIOUS METALS INVESTMENTS LTD. | ||
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By: |
/s/ Yuan Jiyu | |
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Name: |
Yuan Jiyu |
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Title: |
Director |
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BAIYIN NONFERROUS GROUP CO.,, LTD. | ||
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By: |
/s/ Xie Chunsheng | |
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Name: |
Xie Chunsheng |
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Title: |
Securities Affairs Representative (Assistant Company Secretary) |
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BAIYIN INTERNATIONAL INVESTMENT LTD. | |
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By: |
/s/ Lu Jiongjie |
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Name: Lu Jiongjie | |
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Title: Director |