Sec Form 13G Filing - VAN HERK INVESTMENTS B.V. filing for PROQR THERAPEUTICS N.V. (PRQR) - 2024-02-09

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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  UNITED STATES  
  SECURITIES AND EXCHANGE COMMISSION  
  Washington, D.C. 20549  
     

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

ProQR Therapeutics N.V.

(Name of Issuer)

 

Ordinary Shares, nominal value €0.04 per share

(Title of Class of Securities)

 

N71542109

(CUSIP Number)

 

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)

 

 

 

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Van Herk Investments B.V.
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
7,146,219
 
6 Shared Voting Power
0
 
7 Sole Dispositive Power
7,146,219
 
8 Shared Dispositive Power
0
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
CO
               

 

2

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Van Herk Investments THI B.V.
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
CO
               

 

3

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Van Herk Private Equity Investments B.V.
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
CO
               

 

4

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Stichting Administratiekantoor Penulata
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
OO
               

 

5

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Van Herk Management Services B.V.
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
CO
               

 

6

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V.
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
CO
               

 

7

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
A. van Herk Holding B.V.
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
CO
               

 

8

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Stichting Administratiekantoor Abchrys
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
OO
               

 

9

 

 

CUSIP No. N71542109 13G  
 
  1 Name of Reporting Person
Adrianus van Herk
 
  2 Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) o
    (b) o
 
  3 SEC Use Only
 
  4 Citizenship or Place of Organization:
The Netherlands
     
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5 Sole Voting Power
0
 
6 Shared Voting Power
7,146,219
 
7 Sole Dispositive Power
0
 
8 Shared Dispositive Power
7,146,219
 
  9 Aggregate Amount Beneficially Owned by Each Reporting Person:
7,146,219
 
  10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o
 
  11 Percent of Class Represented by Amount in Row (9):
8.8%
 
  12 Type of Reporting Person (See Instructions)
IN
               

 

10

 

 

CUSIP No. N71542109 13G  

 

Item 1.
  (a) Name of Issuer:
ProQR Therapeutics N.V., a public company with limited liability incorporated under the laws of the Netherlands
  (b)

Address of Issuer’s Principal Executive Offices:

Zernikedreef 9

2333 CK Leiden

The Netherlands

 
Item 2.
  (a)

Names of Persons Filing:

This statement is being filed by (i) Van Herk Investments B.V., a private company with limited liability incorporated under the laws of the Netherlands (“VHI”), with respect to Ordinary Shares (as defined below) beneficially owned by it, (ii) Van Herk Investments THI B.V., a private company with limited liability incorporated under the laws of the Netherlands (“VHIT”), with respect to Ordinary Shares beneficially owned by VHI, (iii) Van Herk Private Equity Investments B.V., a private company with limited liability incorporated under the laws of the Netherlands (“VHPI”), with respect to Ordinary Shares beneficially owned by VHI and VHIT, (iv) Stichting Administratiekantoor Penulata, a foundation organized under the laws of the Netherlands (“Penulata”), with respect to Ordinary Shares beneficially owned by VHI, VHIT and VHPI, (v) Van Herk Management Services B.V., a private company with limited liability incorporated under the laws of the Netherlands (“VHMS”), with respect to Ordinary Shares beneficially owned by VHI, VHIT and VHPI, (vi) Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V., a private company with limited liability incorporated under the laws of the Netherlands (“OGBBA”), with respect to Ordinary Shares beneficially owned by VHI, VHIT, VHPI and VHMS, (vii) A. van Herk Holding B.V., a private company with limited liability incorporated under the laws of the Netherlands (“Holdings”), with respect to Ordinary Shares beneficially owned by VHI, VHIT, VHPI, VHMS and OGBBA, (viii) Stichting Administratiekantoor Abchrys, a foundation organized under the laws of the Netherlands (“Abchrys”), with respect to Ordinary Shares beneficially owned by VHI, VHIT, VHPI, VHMS, OGBBA and Holdings, and (ix) Adrianus van Herk (“Mr. van Herk”) with respect to Ordinary Shares beneficially owned by VHI, VHIT, VHPI, VHMS, OGBBA, Holdings, Penulata and Abchrys.

 

Mr. van Herk is (i) an investor, (ii) the holder of all of the depositary receipts issued by Penulata and Abchrys, (iii) the sole board member of Penulata and Abchrys, and (iv) the sole managing director of VHMS, OGBBA and Holdings. Penulata holds substantially all of the issued and outstanding shares of VHPI. VHPI is the sole shareholder of VHIT. VHIT is the sole shareholder of VHI. VHI is principally engaged in making investments. Abchrys holds substantially all of the issued and outstanding shares of Holdings. Holdings is the sole shareholder of OGBBA. OGBBA is the sole shareholder of VHMS and is principally engaged in making investments. VHMS is the sole managing director of VHI, VHIT and VHPI.

 

Each of Mr. van Herk, VHIT, VHPI, Penulata, VHMS, OGBBA, Holdings and Abchrys disclaims beneficial ownership of the securities covered by this statement.

  (b)

Address of Principal Business Office or, if none, Residence:

The principal business address of each of Mr. van Herk, VHI, VHIT, VHPI, Penulata, VHMS, OGBBA, Holdings and Abchrys is:

 

Lichtenauerlaan 30

3062 ME Rotterdam

The Netherlands

  (c) Citizenship:
Each of VHI, VHIT, VHPI, VHMS, OGBBA and Holdings is a private company with l imited liability incorporated under the laws of the Netherlands.  Penulata and Abchrys are Netherlands foundations.  Mr. van Herk is a citizen of the Netherlands.
  (d) Title of Class of Securities:
Ordinary Shares, nominal value €0.04 per share (the “Ordinary Shares”)
  (e) CUSIP Number:
N71542109

 

11

 

 

CUSIP No. N71542109 13G  

 

Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
   
    o Broker or dealer registered under section 15 of the Act;
       
    o Bank as defined in section 3(a)(6) of the Act;
       
    o Insurance company as defined in section 3(a)(19) of the Act;
       
    o Investment company registered under section 8 of the Investment Company Act of 1940;
       
    o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
       
    o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
       
    o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
       
    o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
    o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
       
    o A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
       
    o Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________
       
Item 4. Ownership
 
  (a) Amount beneficially owned:
7,146,219 shares of Ordinary Shares
  (b) Percent of class:
8.8% (The percentages used in this statement are calculated based upon the 81,157,493 Ordinary Shares issued and outstanding as reported by the Issuer in its Unaudited Condensed Consolidated Financial Statements for the three and nine month periods ended September 30, 2023 filed with the Securities and Exchange Commission as Exhibit 99.2 to Form 6-K on November 7, 2023.)
  (c) Number of shares as to which such person has:
 
  VHI
    i. Sole power to vote or direct the vote:
7,146,219
    ii. Shared power to vote or direct the vote:
0
    iii. Sole power to dispose or direct the disposition of:
7,146,219
    iv. Shared power to dispose or direct the disposition of:
0

 

12

 

 

CUSIP No. N71542109 13G  

 

  VHI has the sole power to vote or direct the vote, and to dispose or to direct the disposition of, the Ordinary Shares beneficially owned by it.

 

  VHIT
   
    i. Sole power to vote or direct the vote:
0
    ii. Shared power to vote or direct the vote:
7,146,219
    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  VHIT shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of its direct equity interest in VHI.

 

  VHPI
   
    i. Sole power to vote or direct the vote:
0
 < /td>   ii. Shared power to vote or direct the vote:
7,146,219
    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  VHPI shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of its direct equity interest in VHIT.
   
  Penulata
   
    i. Sole power to vote or direct the vote:
0
    ii. Shared power to vote or direct the vote:
7,146,219
    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  Penulata shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of its direct equity interest in VHPI.
   
  VHMS
   
    i. Sole power to vote or direct the vote:
0
    ii. Shared power to vote or direct the vote:
7,146,219
    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  VHMS shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of it being the sole managing director of VHI, VHIT and VHPI.
   
  OGBBA
   
    i. Sole power to vote or direct the vote:
0
    ii. Shared power to vote or direct the vote:
7,146,219
    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  OGBBA shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of its direct equity interest in VHMS.
   
  Holdings
   
    i. Sole power to vote or direct the vote:
0
    ii. Shared power to vote or direct the vote:
7,146,219

 

13

 

 

CUSIP No. N71542109 13G  

 

    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  Holdings shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of its direct equity interest in OGBBA.
   
  Abchrys
   
    i. Sole power to vote or direct the vote:
0
    ii. Shared power to vote or direct the vote:
7,146,219
    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  Abchrys shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of its direct equity interest in Holdings.
   
  Mr. van Herk
   
    i. Sole power to vote or direct the vote:
0
    ii. Shared power to vote or direct the vote:
7,146,219
    iii. Sole power to dispose or direct the disposition of:
0
    iv. Shared power to dispose or direct the disposition of:
7,146,219
  Mr. van Herk shares the power to vote or direct the vote of, and to dispose or direct the disposition of, the Ordinary Shares beneficially owned by VHI by virtue of his holding of all of the depositary receipts issued by Penulata and Abchrys, his being the sole board member of Penulata and Abchrys, and his being the sole managing director of VHMS, OGBBA and Holdings.
   
Item 5. Ownership Five Percent or Less of a Class
   
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following  ¨.
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person
   
  Not Applicable.
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
   
  Not Applicable.
 
Item 8. Identification and Classification of Members of the Group
   
  Not Applicable.
 
Item 9. Notice of Dissolution of Group
   
  Not Applicable.

 

14

 

 

CUSIP No. N71542109 13G  

 

Item 10. Certification
   
By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

15

 

 

CUSIP No. N71542109 13G  

 

SIGNATURES

 

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 8, 2023

 

  VAN HERK INVESTMENTS B.V.
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*
     
     
  VAN HERK INVESTMENTS THI B.V.
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*
     
     
  VAN HERK PRIVATE EQUITY INVESTMENTS B.V.
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*
     
     
  STICHTING ADMINISTRATIEKANTOOR PENULATA
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*
     
     
  VAN HERK MANAGEMENT SERVICES B.V.
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*
     
     
  ONROEREND GOED BEHEER- EN
  BELEGGINGSMAATSCHAPPIJ A. VAN HERK B.V.
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*
     
     
  A. VAN HERK HOLDING B.V.
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*

 

 

* Pursuant to a Power of Attorney, dated as of September 16, 2019, by and among the Reporting Persons.

 

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CUSIP No. N71542109 13G  

 

  STICHTING ADMINISTRATIEKANTOOR ABCHRYS
   
   
  By: /s/ Erik G.A. Esveld
    Name: Erik G.A. Esveld
    Title: Attorney-In-Fact*
     
     
  ADRIANUS VAN HERK
   
   
  By: /s/ Erik G.A. Esveld
  Name: Erik G.A. Esveld
  Title: Attorney-In-Fact*

 

 

* Pursuant to a Power of Attorney, dated as of September 16, 2019, by and among the Reporting Persons.

 

[Signature Page to Schedule 13G]

 

17

 

 

CUSIP No. N71542109 13G  

 

EXHIBIT INDEX

 

Exhibit
Number
  Title
     
99.1   Joint Filing Agreement, dated February 8, 2023, by and among the Reporting Persons, as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.
     
99.2   Power of Attorney, dated as of September 16, 2019, by and among the Reporting Persons, incorporated by reference herein by reference to Exhibit 99.2 to Amendment No. 3 to Schedule 13G filed by the Reporting Persons on September 17, 2019 with respect to Zealand Pharma A/S (File No. 001-38178).

 

18