Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 2)1
Kohl’s Corporation
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
500255104
(CUSIP Number)
JONATHAN DUSKIN MACELLUM ADVISORS GP, LLC 99 Hudson Street, 5th Floor New York, NY 10013 (212) 956-3008 |
CHRISTOPHER S. KIPER LEGION PARTNERS ASSET MANAGEMENT, LLC 12121 Wilshire Blvd, Suite 1240 Los Angeles, CA 90025 (424) 253-1773 |
FREDERICK DISANTO ANCORA HOLDINGS, INC. 6060 Parkland Boulevard, Suite 200 Cleveland, OH 44124 (216) 825-4000 |
STEVE WOLOSKY, ESQ.
ELIZABETH GONZALEZ-SUSSMAN, ESQ.
OLSHAN FROME WOLOSKY LLP
1325 Avenue of the Americas
New York, New York 10019
(212) 451-2300
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
April 13, 2021
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box ¨.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.
1 The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Macellum Badger Fund, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 245,418 * | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
245,418 * | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
245,418 * | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 8,100 Shares underlying long call options currently exercisable
2 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Macellum Badger Fund II, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 7,474,314 * | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
7,474,314 * | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
7,474,314 * | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
4.7% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 281,900 Shares underlying long call options currently
exercisable
3 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Macellum Advisors, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 7,719,732 * | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
7,719,732 * | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
7,719,732 * | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
4.9% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 290,000 Shares underlying long call options currently
exercisable
4 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Macellum Advisors GP, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 7,719,732 * | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
7,719,732 * | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
7,719,732 * | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
4.9% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
OO |
*Includes 290,000 Shares underlying long call options currently
exercisable
5 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Jonathan Duskin | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 7,719,732 * | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
7,719,732 * | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
7,719,732 * | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
4.9% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
*Includes 290,000 Shares underlying long call options currently
exercisable
6 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Legion Partners Holdings LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 2,111,850* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
2,111,850* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
2,111,850* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
1.3% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
OO |
*Includes 636,800 Shares underlying long call options currently
exercisable
7 |
CUSIP No. 500255104
td> | |||||||||||||||||||
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Legion Partners, L.P. I | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 1,891,990* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
; | 1,891,990* | ||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
1,891,990* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
1.2% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 567,900 Shares underlying long call options currently
exercisable
8 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Legion Partners, L.P. II | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 111,360* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
111,360* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
111,360* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 43,000 Shares underlying long call options current
ly exercisable
9 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Legion Partners Special Opportunities, L.P. XV | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 108,400* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
108,400* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
108,400* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 25,900 Shares underlying long call options currently exercisable
10 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Legion Partners, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 2,111,750* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
2,111,750* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
2,111,750* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
1.3% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
OO |
*Includes 636,800 Shares underlying long call options currently exercisable
11 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Legion Partners Asset Management, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 2,111,750* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
2,111,750* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
2,111,750* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
1.3% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IA |
*Includes 636,800 Shares underlying long call options currently
exercisable
12 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Christopher S. Kiper | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 2,111,850* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
2,111,850* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
2,111,850* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
1.3% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
*Includes 636,800 Shares underlying long call options currently exercisable
13 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Raymond T. White | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 2,111,850* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
2,111,850* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
2,111,850* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
1.3% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
*Includes 636,800 Shares underlying long call options currently exercisable
14 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Catalyst Institutional, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 532,220* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
532,220* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
532,220* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 84,900 Shares underlying long call options currently exercisable
15 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Catalyst, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 42,076* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
42,076* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
42,076* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 7,200 Shares underlying long call options currently exercisable
16 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Merlin, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 41,015 | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
41,015 | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
41,015 | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
17 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Merlin Institutional, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 463,398 | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
463,398 | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
463,398 | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
18 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Catalyst SPV I LP Series M | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 579,504* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
; | - 0 - | ||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
579,504* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
579,504* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 87,600 Shares underlying long call options currently exercisable
19 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Catalyst SPV I LP Series N | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 408,909* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
408,909* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
408,909* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 60,600 Shares underlying long call options currently exercisable
20 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Catalyst SPV I LP Series O | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 402,753* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
402,753* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
402,753* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 59,700 Shares underlying long call options currently exercisable
21 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Catalyst SPV I LP Series P | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 407,845* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
407,845* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
407,845* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 63,900 Shares underlying long call options currently exercisable
22 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Catalyst SPV I SPC Ltd Segregated Portfolio G | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Cayman Islands | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 569,146* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
569,146* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
569,146* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
CO |
*Includes 91,500 Shares underlying long call options currently exercisable
23 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Advisors, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
OO, AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Nevada | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 422,259* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
422,259* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
422,259* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IA, OO |
*Includes 103,800 Shares underlying long call options currently exercisable
24 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Alternatives LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Ohio | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 3,446,866* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
3,446,866* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
3,446,866* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
2.2% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IA, OO |
*Includes 455,400 Shares underlying long call options currently exercisable
25 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Family Wealth Advisors, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Ohio | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 7,208 | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
7,208 | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
7,208 | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IA, OO |
26 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
The Ancora Group Inc. | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
OO, AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Ohio | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 422,259* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
422,259* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
422,259* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
CO |
*Includes 103,800 Shares underlying long call options currently exercisable
27 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Inverness Holdings, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
OO, AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 7,208 | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | td> | ||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
7,208 | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
7,208 | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
OO |
28 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Ancora Holdings, Inc. | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Ohio | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 3,876,333* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
3,876,333* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
3,876,333* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
2.5% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
CO |
*Includes 559,200 Shares underlying long call options currently exercisable
29 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Frederick DiSanto | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 3,876,333* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
3,876,333* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
3,876,333* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
2.5% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
*Includes 559,200 Shares underlying long call options currently exercisable
30 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
4010 Partners, LP | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
WC | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 37,000* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
37,000* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
37,000* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
PN |
*Includes 9,000 Shares underlying long call options currently exercisable
31 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
4010 Capital, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 145,400* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
145,400* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
145,400* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
OO |
*Includes 34,900 Shares underlying long call options currently exercisable
32 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
4010 General Partner, LLC | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
Delaware | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 37,000* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
37,000* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
37,000* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AM OUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
OO |
*Includes 9,000 Shares underlying long call options currently exercisable
33 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Steven E. Litt | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
AF | |||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | 145,400* | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
145,400* | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
145,400* | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
Less than 1% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
*Includes 34,900 Shares underlying long call options currently exercisable
34 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Margaret L. Jenkins | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | - 0 - | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
- 0 - | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
- 0 - | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
0% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
35 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Jeffrey A. Kantor | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | - 0 - | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
- 0 - | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
- 0 - | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
0% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
36 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Thomas A. Kingsbury | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | - 0 - | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
- 0 - | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
- 0 - | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
0% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
37 |
CUSIP No. 500255104
1 | NAME OF REPORTING PERSON | ||||||||||||||||||
Cynthia S. Murray | |||||||||||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) ☒ | |||||||||||||||||
(b) ☐ | |||||||||||||||||||
3 | SEC USE ONLY | ||||||||||||||||||
4 | SOURCE OF FUNDS | ||||||||||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ☐ | |||||||||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||||||||||
USA | |||||||||||||||||||
NUMBER OF | 7 | SOLE VOTING POWER | |||||||||||||||||
SHARES | |||||||||||||||||||
BENEFICIALLY | - 0 - | ||||||||||||||||||
OWNED BY | 8 | SHARED VOTING POWER | |||||||||||||||||
EACH | |||||||||||||||||||
REPORTING | - 0 - | ||||||||||||||||||
PERSON WITH | 9 | SOLE DISPOSITIVE POWER | |||||||||||||||||
- 0 - | |||||||||||||||||||
10 | SHARED DISPOSITIVE POWER | ||||||||||||||||||
- 0 - | |||||||||||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||||||||||
- 0 - | |||||||||||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ☐ | |||||||||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||||||||||
0% | |||||||||||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||||||||||
IN |
38 |
CUSIP No. 500255104
The following constitutes Amendment No. 2 to the Schedule 13D filed by the undersigned (“Amendment No. 2”). This Amendment No. 2 amends the Schedule 13D as specifically set forth herein.
Item 2. | Identity and Background. |
Item 2 is hereby amended to add the following:
In connection with the Settlement Agreement defined and described in Item 4 below, the Reporting Persons are no longer members of the Section 13(d) group, ceased to be party to the Joint Filing and Solicitation Agreement, as further described in Item 6 to the Schedule 13D, and shall cease to be Reporting Persons immediately after the filing of this Amendment No. 2.
Item 3. | Source and Amount of Funds or Other Consideration. |
Item 3 is hereby amended and restated to read as follows:
The securities of the Issuer purchased by each of Macellum Badger, Macellum Badger II, Legion Partners I, Legion Partners II, Legion Partners Special XV, Ancora Catalyst Institutional, Ancora Catalyst, Ancora Merlin, Ancora Merlin Institutional, Ancora SPV I Series M, Ancora SPV I Series N, Ancora SPV I Series O, Ancora SPV I Series P, Ancora Segregated Portfolio G, and held in the Ancora Advisors SMA and in the SMAs and 4010 Partners were purchased with working capital (which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business) in open market purchases, except as otherwise noted in Schedule B, which is incorporated herein by reference.
The aggregate purchase price of the 245,418 Shares owned directly by Macellum Badger is approximately $10,521,146, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 8,100 Shares that are owned directly by Macellum Badger is approximately $67,797, including brokerage commissions. The aggregate purchase price of the 7,192,414 Shares owned directly by Macellum Badger II is approximately $344,747,908, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 281,900 Shares that are owned directly by Macellum Badger II is approximately $2,359,503, including brokerage commissions.
The aggregate purchase price of the 1,324,090 Shares owned directly by Legion Partners I is approximately $28,497,172, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 567,900 Shares that are owned directly by Legion Partners I is approximately $10,820,845, including brokerage commissions. The aggregate purchase price of the 68,360 Shares owned directly by Legion Partners II is approximately $1,509,166, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 43,000 Shares that are owned directly by Legion Partners II is approximately $819,850, including brokerage commissions. The aggregate purchase price of the 82,500 Shares owned directly by Legion Partners Special XV is approximately $1,996,989, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 25,900 Shares that are owned directly by Legion Partners Special XV is approximately $495,388, including brokerage commissions. The aggregate purchase price of the 100 Shares owned directly by Legion Partners Holdings is approximately $2,311, including brokerage commissions.
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CUSIP No. 500255104
The aggregate purchase price of the 447,320 Shares owned directly by Ancora Catalyst Institutional is approximately $9,601,122, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 84,900 Shares that are owned directly by Ancora Catalyst Institutional is approximately $721,131, including brokerage commissions. The aggregate purchase price of the 34,876 Shares owned directly by Ancora Catalyst is approximately $747,885, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 7,200 Shares that are owned directly by Ancora Catalyst is approximately $61,020, including brokerage commissions. The aggregate purchase price of the 41,015 Shares owned directly by Ancora Merlin is approximately $984,786, including brokerage commissions. The aggregate purchase price of the 463,398 Shares owned directly by Ancora Merlin Institutional is approximately $11,175,733, including brokerage commissions. The aggregate purchase price of the 491,904 Shares owned directly by Ancora SPV I Series M is approximately $20,326,216, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 87,600 Shares that are owned directly by Ancora SPV I Series M is approximately $744,011, including brokerage commissions. The aggregate purchase price of the 348,309 Shares owned directly by Ancora SPV I Series N is approximately $14,019,397, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 60,600 Shares that are owned directly by Ancora SPV I Series N is approximately $514,583, including brokerage commissions. The aggregate purchase price of the 343,053 Shares owned directly by Ancora SPV I Series O is approximately $13,895,532, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 59,700 Shares that are owned directly by Ancora SPV I Series O is approximately $506,956, including brokerage commissions. The aggregate purchase price of the 343,945 Shares owned directly by Ancora SPV I Series P is approximately $14,837,946, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 63,900 Shares that are owned directly by Ancora SPV I Series P is approximately $542,755, including brokerage commissions. The aggregate purchase price of the 477,646 Shares owned directly by Ancora Segregated Portfolio G is approximately $22,221,444, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 91,500 Shares that are owned directly by Ancora Segregated Portfolio G is approximately $776,855, including brokerage commissions. The aggregate purchase price of the 318,459 Shares held in the Ancora Advisors SMA is approximately $14,445,237, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 103,800 Shares that are held in the Ancora Advisors SMA is approximately $903,126, including brokerage commissions. The aggregate purchase price of the 7,208 Shares held in the SMAs is approximately $150,372, including brokerage commissions.
The aggregate purchase price of the 28,000 Shares owned directly by 4010 Partners is approximately $709,248, including brokerage commissions. The aggregate purchase price of certain call options currently exercisable into 9,000 Shares that are owned directly by 4010 Partners is approximately $86,924, including brokerage commissions.
Item 4. | Purpose of Transaction. |
Item 4 is hereby amended to add the following:
On April 13, 2021, each of the Macellum Group, Ancora Group, Legion Group and 4010 Group (collectively, the “Investor Group”) entered into a Settlement Agreement (the “Settlement Agreement”) with the Issuer. Pursuant to the Settlement Agreement, the Issuer agreed, among other things, to add three new directors to the Board, including Nominees Margaret Jenkins and Thomas Kingsbury (the “New Directors”), and an additional independent director identified by the Issuer and agreed to by the Reporting Persons, Christine Day (the “Additional Director”), as of the close of the 2021 Annual Meeting of Shareholders. Until their appointment to the Board, the New Directors shall be observers to the Board.
Also, as part of the Settlement Agreement, the Board’s existing ad hoc finance committee will become a standing Finance Committee of the Board, which Mr. Kingsbury will join. The purpose of the Finance Committee will include assisting the Board on its oversight of capital allocation decisions made by the Issuer. The Board also expanded its existing share repurchase authorization to $2 billion.
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CUSIP No. 500255104
The Settlement Agreement includes customary replacement rights in the event any New Director is unable to serve for the remainder of his or her term. The Investor Group has also agreed to abide by certain customary standstill provisions and mutual non-disparagement provisions with the Issuer until thirty (30) days prior to the deadline for the submission of shareholder nominations of directors for the 2022 annual meeting of shareholders (the “Standstill Period”). During the Standstill Period, the Investor Group has agreed to vote in a manner consistent with the recommendation of the Board, subject to certain exceptions specified in the Settlement Agreement.
The foregoing description of the Settlement Agreement is qualified in its entirety by reference to the full text of the Settlement Agreement, which is referenced as Exhibit 99.1 hereto and is incorporated herein by reference.
Item 5. | Interest in Securities of the Issuer. |
Item 5 is hereby amended as follows:
The aggregate percentage of Shares reported owned by each person named herein is based upon 157,716,240 Shares outstanding as of March 10, 2021 as reported in the Issuer’s Annual Report on Form 10-K filed with the Securities and Exchange Commission on March 18, 2021.
Items 5A – E (a)-(c), 5M – U (a)-(c), 5W-X (a)-(c), 5Z – GG (a)-(c) and 5(e) are hereby amended and restated as follows:
A. | Macellum Badger |
(a) | As of the close of business on April 14, 2021, Macellum Badger beneficially owned directly 245,418 Shares, including 8,100 Shares underlying long call options currently exercisable and 1,000 Shares in record name. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 245,418 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 245,418 |
(c) | The transactions in the securities of the Issuer by Macellum Badger since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
B. | Macellum Badger II |
(a) | As of the close of business on April 14, 2021, Macellum Badger II beneficially owned directly 7,474,314 Shares, including 281,900 Shares underlying long call options currently exercisable. |
Percentage: Approximately 4.7%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 7,474,314 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 7,474,314 |
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(c) | The transactions in the securities of the Issuer by Macellum Badger II since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
C. | Macellum Advisors |
(a) | As the investment manager of Macellum Badger and Macellum Badger II, Macellum Advisors may be deemed the beneficial owner of the 245,418 Shares of Common Stock beneficially owned by Macellum Badger, including 8,100 Shares underlying long call options currently exercisable, and 7,474,314 Shares of Common Stock beneficially owned by Macellum Badger II, including 281,900 Shares underlying long call options currently exercisable. |
Percentage: Approximately 4.9%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 7,719,732 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 7,719,732 |
(c) | Macellum Advisors has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by Macellum Badger and Macellum Badger since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
D. | Macellum GP |
(a) | As the general partner of Macellum Badger, Macellum Badger II and Macellum Advisors, Macellum GP may be deemed the beneficial owner of the 245,418 Shares of Common Stock beneficially owned by Macellum Badger, including 8,100 Shares underlying long call options currently exercisable, and 7,474,314 Shares of Common Stock beneficially owned by Macellum Badger II, including 281,900 Shares underlying long call options currently exercisable. |
Percentage: Approximately 4.9%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 7,719,732 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 7,719,732 |
(c) | Macellum GP has not entered into any transactions in the securities of the since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by Macellum Badger and Macellum Badger II since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
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CUSIP No. 500255104
E. | Jonathan Duskin |
(a) | Mr. Duskin, as the sole member of Macellum GP, may be deemed the beneficial owner of the 245,418 Shares of Common Stock beneficially owned by Macellum Badger, including 8,100 Shares underlying long call options currently exercisable, and 7,474,314 Shares of Common Stock beneficially owned by Macellum Badger II, including 281,900 Shares underlying long call options currently exercisable. |
Percentage: Approximately 4.9%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 7,719,732 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 7,719,732 |
(c) | Mr. Duskin has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by Macellum Badger and Macellum Badger II since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
M. | Ancora Catalyst Institutional |
(a) | As of the close of business on April 14, 2021, Ancora Catalyst Institutional beneficially owned directly 532,220 Shares, including 84,900 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 532,220 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 532,220 |
(c) | The transactions in the securities of the Issuer by Ancora Catalyst Institutional since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
N. | Ancora Catalyst |
(a) | As of the close of business on April 14, 2021, Ancora Catalyst beneficially owned directly 42,076 Shares, including 7,200 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 42,076 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 42,076 |
(c) | The transactions in the securities of the Issuer by Ancora Catalyst since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
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CUSIP No. 500255104
O. | Ancora Merlin |
(a) | As of the close of business on April 14, 2021, Ancora Merlin beneficially owned directly 41,015 Shares. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 41,015 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 41,015 |
(c) | The transactions in the securities of the Issuer by Ancora Merlin since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
P. | Ancora Merlin Institutional |
(a) | As of the close of business on April 14, 2021, Ancora Merlin Institutional beneficially owned directly 463,398 Shares. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 463,398 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 463,398 |
(c) | The transactions in the securities of the Issuer by Ancora Merlin Institutional since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
Q. | Ancora SPV I Series M |
(a) | As of the close of business on April 14, 2021, Ancora SPV I Series M beneficially owned directly 579,504 Shares, including 87,600 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 579,504 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 579,504 |
(c) | The transactions in the securities of the Issuer by Ancora SPV I Series M since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
R. | Ancora SPV I Series N |
(a) | As of the close of business on April 14, 2021, Ancora SPV I Series N beneficially owned directly 408,909 Shares, including 60,600 Shares underlying long call options currently exercisable. |
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CUSIP No. 500255104
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 408,909 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 408,909 |
(c) | The transactions in the securities of the Issuer by Ancora SPV I Series N since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
S. | Ancora SPV I Series O |
(a) | As of the close of business on April 14, 2021, Ancora SPV I Series O beneficially owned directly 402,753 Shares, including 59,700 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 402,753 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 402,753 |
(c) | The transactions in the securities of the Issuer by Ancora SPV I Series O since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
T. | Ancora SPV I Series P |
(a) | As of the close of business on April 14, 2021, Ancora SPV I Series P beneficially owned directly 407,845 Shares, including 63,900 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 407,845 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 407,845 |
(c) | The transactions in the securities of the Issuer by Ancora SPV I Series P since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
U. | Ancora Segregated Portfolio G |
(a) | As of the close of business on April 14, 2021, Ancora Segregated Portfolio G beneficially owned directly 569,146 Shares, including 91,500 Shares underlying long call options currently exercisable. |
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CUSIP No. 500255104
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 569,146 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 569,146 |
(c) | The transactions in the securities of the Issuer by Ancora Segregated Portfolio G since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
W. | Ancora Alternatives |
(a) | As the investment advisor to each of Ancora Catalyst Institutional, Ancora Catalyst, Ancora Merlin, Ancora Merlin Institutional, Ancora SPV I Series M, Ancora SPV I Series N, Ancora SPV I Series O, Ancora SPV I Series P and Ancora Segregated Portfolio G, Ancora Alternatives may be deemed the beneficial owner of the (i) 532,220 Shares of Common Stock beneficially owned by Ancora Catalyst Institutional, including 84,900 Shares underlying long call options currently exercisable, (ii) 42,076 Shares of Common Stock beneficially owned by Ancora Catalyst, including 7,200 Shares underlying long call options currently exercisable, (iii) 41,015 Shares of Common Stock beneficially owned by Ancora Merlin, (iv) 463,398 Shares of Common Stock beneficially owned by Ancora Merlin Institutional, (v) 579,504 Shares of Common Stock beneficially owned by Ancora SPV I Series M, including 87,600 Shares underlying long call options currently exercisable, (vi) 408,909 Shares of Common Stock beneficially owned by Ancora SPV I Series N, including 60,600 Shares underlying long call options currently exercisable, (vii) 402,753 Shares of Common Stock beneficially owned by Ancora SPV I Series O, including 59,700 Shares underlying long call options currently exercisable, (viii) 407,845 Shares of Common Stock beneficially owned by Ancora SPV I Series P, including 63,900 Shares underlying long call options cu rrently exercisable and (ix) 569,146 Shares of Common Stock beneficially owned by Ancora Segregated Portfolio G, including 91,500 Shares underlying long call options currently exercisable. |
Percentage: Approximately 2.2%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 3,446,866 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 3,446,866 |
(c) | Ancora Alternatives has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by Ancora Catalyst Institutional, Ancora Catalyst, Ancora Merlin, Ancora Merlin Institutional, Ancora SPV I Series M, Ancora SPV I Series N, Ancora SPV I Series O, Ancora SPV I Series P and Ancora Segregated Portfolio G since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
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CUSIP No. 500255104
X. | Ancora Family Wealth |
(a) | As the investment advisor of the SMAs, Ancora Family Wealth may be deemed the beneficial owner of the 7,208 shares of Common Stock held in the SMAs. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 7,208 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 7,208 |
(c) | Ancora Family Wealth has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by the SMAs since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
Z. | Inverness Holdings |
(a) | Inverness Holdings, as the sole member of Ancora Family Wealth, may be deemed to beneficially own the 7,208 shares of Common Stock held in the SMAs. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 7,208 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 7,208 |
(c) | Inverness Holdings has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by the SMAs since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
AA. | Ancora Holdings |
(a) | As the sole member of each of Ancora Alternatives and Inverness Holdings and the sole shareholder of Ancora Inc., Ancora Holdings may be deemed the beneficial owner of the (i) 532,220 Shares of Common Stock beneficially owned by Ancora Catalyst Institutional, including 84,900 Shares underlying long call options currently exercisable, (ii) 42,076 Shares of Common Stock beneficially owned by Ancora Catalyst, including 7,200 Shares underlying long call options currently exercisable, (iii) 41,015 Shares of Common Stock beneficially owned by Ancora Merlin, (iv) 463,398 Shares of Common Stock beneficially owned by Ancora Merlin Institutional, (v) 579,504 Shares of Common Stock beneficially owned by Ancora SPV I Series M, including 87,600 Shares underlying long call options currently exercisable, (vi) 408,909 Shares of Common Stock beneficially owned by Ancora SPV I Series N, including 60,600 Shares underlying long call options currently exercisable, (vii) 402,753 Shares of Common Stock beneficially owned by Ancora SPV I Series O, including 59,700 Shares underlying long call options currently exercisable, (viii) 407,845 Shares of Common Stock beneficially owned by Ancora SPV I Series P, including 63,900 Shares underlying long call options currently exercisable, (ix) 569,146 Shares of Common Stock beneficially owned by Ancora Segregated Portfolio G, including 91,500 Shares underlying long call options currently exercisable, (x) 422,259 Shares held in the Ancora Advisors SMA, including 103,800 Shares underlying long call options currently exercisable and (xi) 7,208 Shares held in the SMAs. |
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Percentage: Approximately 2.5%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 3,876,333 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 3,876,333 |
(c) | Ancora Holdings has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D, nor have there been transactions in the securities of the Issuer entered into by the Ancora Advisors SMA since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by Ancora Catalyst Institutional, Ancora Catalyst, Ancora Merlin, Ancora Merlin Institutional, Ancora SPV I Series M, Ancora SPV I Series N, Ancora SPV I Series O, Ancora SPV I Series P, Ancora Segregated Portfolio G and the SMAs since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
BB. | Mr. DiSanto |
(a) | Mr. DiSanto, as Chairman and Chief Executive Officer of Ancora Holdings, Mr. DiSanto may be deemed the beneficial owner of the (i) 532,220 Shares of Common Stock beneficially owned by Ancora Catalyst Institutional, including 84,900 Shares underlying long call options currently exercisable, (ii) 42,076 Shares of Common Stock beneficially owned by Ancora Catalyst, including 7,200 Shares underlying long call options currently exercisable, (iii) 41,015 Shares of Common Stock beneficially owned by Ancora Merlin, (iv) 463,398 Shares of Common Stock beneficially owned by Ancora Merlin Institutional, (v) 579,504 Shares of Common Stock beneficially owned by Ancora SPV I Series M, including 87,600 Shares underlying long call options currently exercisable, (vi) 408,909 Shares of Common Stock beneficially owned by Ancora SPV I Series N, including 60,600 Shares underlying long call options currently exercisable, (vii) 402,753 Shares of Common Stock beneficially owned by Ancora SPV I Series O, including 59,700 Shares underlying long call options currently exercisable, (viii) 407,845 Shares of Common Stock beneficially owned by Ancora SPV I Series P, including 63,900 Shares underlying long call options currently exercisable, (ix) 569,146 Shares of Common Stock beneficially owned by Ancora Segregated Portfolio G, including 91,500 Shares underlying long call options currently exercisable, (x) 422,259 Shares held in the Ancora Advisors SMA, including 103,800 Shares underlying long call options currently exercisable and (xi) 7,208 Shares held in the SMAs. |
Percentage: Approximately 2.5%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 3,876,333 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 3,876,333 |
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(c) | Mr. DiSanto has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D, nor have there been transactions in the securities of the Issuer entered into by the Ancora Advisors SMA since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by Ancora Catalyst Institutional, Ancora Catalyst, Ancora Merlin, Ancora Merlin Institutional, Ancora SPV I Series M, Ancora SPV I Series N, Ancora SPV I Series O, Ancora SPV I Series P, Ancora Segregated Portfolio G and the SMAs since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
CC. | 4010 Partners |
(a) | As of the close of business on April 14, 2021, 4010 Partners beneficially owned directly 37,000 Shares, including 9,000 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0
2. Shared power to vote or direct vote: 37,000 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 37,000 |
(c) | The transactions in the securities of the Issuer by 4010 Partners since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
DD. | 4010 Capital |
(a) | As the investment manager of 4010 Partners and co-general partner of Legion Partners Special XV, 4010 Capital may be deemed the beneficial owner of the 37,000 Shares of Common Stock beneficially owned by 4010 Partners, including 9,000 Shares underlying long call options currently exercisable, and 108,400 Shares of Common Stock beneficially owned by Legion Partners Special XV, including 25,900 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 145,400 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 145,400 |
(c) | 4010 Capital has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by 4010 Partners and Legion Partners Special XV since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
EE. | 4010 General Partner |
(a) | As the general partner of 4010 Partners, 4010 General Partner may be deemed the beneficial owner of the 37,000 Shares of Common Stock beneficially owned by 4010 Partners, including 9,000 Shares underlying long call options currently exercisable. |
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CUSIP No. 500255104
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 37,000 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 37,000 |
(c) | 4010 General Partner has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by 4010 Partners since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
FF. | Mr. Litt |
(a) | Mr. Litt, as a managing member of 4010 Capital, may be deemed the beneficial owner of the 37,000 Shares of Common Stock beneficially owned by 4010 Partners, including 9,000 Shares underlying long call options currently exercisable, and 108,400 Shares of Common Stock beneficially owned by Legion Partners Special XV, including 25,900 Shares underlying long call options currently exercisable. |
Percentage: Less than 1%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 145,400 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 145,400 |
(c) | Mr. Litt has not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. The transactions in the securities of the Issuer by 4010 Partners and Legion Partners Special XV since the filing of Amendment No. 1 to the Schedule 13D are set forth in Schedule B and are incorporated herein by reference. |
GG. | Messrs. Kantor and Kingsbury and Mses. Jenkins and Murray |
(a) | As of the close of business on April 14, 2021, Messrs. Kantor and Kingsbury and Mses. Jenkins and Murray did not own any Shares. |
Percentage: 0%
(b) | 1. Sole power to vote or direct vote: 0 2. Shared power to vote or direct vote: 0 3. Sole power to dispose or direct the disposition: 0 4. Shared power to dispose or direct the disposition: 0 |
(c) | Messrs. Kantor and Kingsbury and Mses. Jenkins and Murray have not entered into any transactions in the securities of the Issuer since the filing of Amendment No. 1 to the Schedule 13D. |
The filing of this Schedule 13D shall not be construed as an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any of the securities reported herein. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.
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(e) | Effective as of April 14, 2021, the Reporting Persons ceased to beneficially own more than 5% of the outstanding Shares of the Issuer. |
Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. |
Item 6 is hereby amended to add the following:
Each of Macellum Badger and Macellum Badger II purchased American-style call options referencing an aggregate of 8,100 Shares and 281,900 Shares, respectively, which are currently exercisable, have an exercise price of $62.50 per Share and expire on October 15, 2021, as further described on Schedule B hereto.
Each of Macellum Badger and Macellum Badger II sold American-style call options referencing an aggregate of 34,900 Shares and 1,205,100 Shares, respectively, which have an exercise price of $85.00 per Share and expire on October 15, 2021, as further described on Schedule B hereto.
Each of Legion Partners I, Legion Partners II and Legion Partners Special XV purchased American-style put options referencing an aggregate of 74,900 Shares, 3,900 Shares and 4,700 Shares, respectively, which have an exercise price of $58.00 per Share, and which expire on May 28, 2021.
Each of Legion Partners I, Legion Partners II and Legion Partners Special XV sold short American style call options referencing an aggregate of 74,900 Shares, 3,900 Shares and 4,700 Shares, respectively, which have an exercise price of $66.00 per Share, and which expire on May 28, 2021.
4010 Partners sold short American style call options referencing an aggregate of 4,000 Shares, which have an exercise price of $65.00 per Share, and which expire on July 16, 2021.
4010 Partners sold American-style call options referencing an aggregate of 2,000 Shares, which have an exercise price of $45.00 per Share and expire on July 16, 2021, as further described on Schedule B hereto.
On April 13, 2021, the Reporting Persons and the Issuer entered into the Settlement Agreement as defined and described in Item 4 above and attached as Exhibit 99.1 hereto.
Item 7. | Material to be Filed as Exhibits. |
Item 7 is hereby amended to add the following exhibit:
99.1 | Settlement Agreement, dated as of April 13, 2021, by and among Kohl’s Corporation, Macellum Badger Fund, LP and the other persons and entities listed on Schedule A thereto, Legion Partners Holdings, LLC and the other persons and entities listed on Schedule B thereto, 4010 Partners, LP and the other persons and entities listed on Schedule C thereto, and Ancora Advisors, LLC and the other persons and entities listed on Schedule D thereto (Incorporated by reference from the Issuer's Current Report on Form 8-K filed on April 14, 2021). |
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CUSIP No. 500255104
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Dated: April 15, 2021
Legion Partners, L.P. I | |||
By: |
Legion Partners Asset Management, LLC Investment Advisor | ||
By: | /s/ Christopher S. Kiper | ||
Name: | Christopher S. Kiper | ||
Title: | Managing Director |
Legion Partners, L.P. II | |||
By: |
Legion Partners Asset Management, LLC Investment Advisor | ||
By: | /s/ Christopher S. Kiper | ||
Name: | Christopher S. Kiper | ||
Title: | Managing Director |
Legion Partners Special Opportunities, L.P. XV | |||
By: |
Legion Partners Asset Management, LLC Investment Advisor | ||
By: | /s/ Christopher S. Kiper | ||
Name: | Christopher S. Kiper | ||
Title: | Managing Director |
Legion Partners, LLC | |||
By: |
Legion Partners Holdings, LLC Managing Member | ||
By: | /s/ Christopher S. Kiper | ||
Name: | Christopher S. Kiper | ||
Title: | Managing Member |
Legion Partners Asset Management, LLC | |||
By: | /s/ Christopher S. Kiper | ||
Name: | Christopher S. Kiper | ||
Title: | Managing Director |
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CUSIP No. 500255104
Legion Partners Holdings, LLC | |||
By: | /s/ Christopher S. Kiper | ||
Name: | Christopher S. Kiper | ||
Title: td> | Managing Member |
/s/ Christopher S. Kiper | |
Christopher S. Kiper Individually and as attorney-in-fact for Margaret L. Jenkins, Jeffrey A. Kantor, Thomas A. Kingsbury and Cynthia S. Murray |
/s/ Raymond White | |
Raymond White |
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CUSIP No. 500255104
4010 Partners, LP | |||
By: |
4010 Capital, LLC, its General Partner | ||
By: | /s/ Steven E. Litt | ||
Name: | Steven E. Litt | ||
Title: | Managing Member |
4010 Capital, LLC | |||
By: | /s/ Steven E. Litt | ||
Name: | Steven E. Litt | ||
Title: | Managing Member |
4010 General Partner, LLC | |||
By: | /s/ Steven E. Litt | ||
Name: | Steven E. Litt | ||
Title: | Managing Member |
/s/ Steven E. Litt | |
Steven E. Litt |
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CUSIP No. 500255104
Ancora Catalyst Institutional, LP | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Catalyst, LP | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member< /p> | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Merlin, LP | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Merlin Institutional, LP | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
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CUSIP No. 500255104
Ancora Catalyst SPV I LP Series M | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Catalyst SPV I LP Series N | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Catalyst SPV I LP Series O | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Catalyst SPV I LP Series P | |||
By: |
Ancora Alternatives LLC General Partner | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
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CUSIP No. 500255104
Ancora Catalyst SPV I SPC Ltd Segregated Portfolio G | |||
By: |
Ancora Alternatives LLC Investment Manager | ||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer | ||
Ancora Holdings, Inc. | |||
By: |
/s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Advisors, LLC | |||
By: |
The Ancora Group Inc. its Sole Member | ||
By: |
Ancora Holdings, Inc. its sole shareholder | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Family Wealth Advisors, LLC | |||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
The Ancora Group Inc. | |||
By: |
Ancora Holdings, Inc. its sole shareholder | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
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CUSIP No. 500255104
Inverness Holdings LLC | |||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
Ancora Alternatives LLC. | |||
By: |
Ancora Holdings, Inc. its sole member | ||
By: | /s/ Frederick DiSanto | ||
Name: | Frederick DiSanto | ||
Title: | Chairman and Chief Executive Officer |
/s/ Frederick DiSanto | |
Frederick DiSanto |
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CUSIP No. 500255104
Macellum Badger Fund, LP | |||
By: |
Macellum Advisors GP, LLC its general partner | ||
By: |
/s/ Jonathan Duskin | ||
Name: | Jonathan Duskin | ||
Title: | Sole Member |
Macellum Badger Fund II, LP | |||
By: |
Macellum Advisors GP, LLC its general partner | ||
By: |
/s/ Jonathan Duskin | ||
Name: | Jonathan Duskin | ||
Title: | Sole Member |
Macellum Advisors, LP | |||
By: |
Macellum Advisors GP, LLC its general partner | ||
By: |
/s/ Jonathan Duskin | ||
Name: | Jonathan Duskin | ||
Title: | Sole Member |
Macellum Advisors GP, LLC | |||
By: |
/s/ Jonathan Duskin | ||
Name: | Jonathan Duskin | ||
Title: | Sole Member |
/s/ Jonathan Duskin | |
Individually and as attorney-in-fact for Margaret L. Jenkins, Jeffrey A. Kantor, Thomas A. Kingsbury and Cynthia S. Murray |
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CUSIP No. 500255104
SCHEDULE B
Transactions in Securities of the Issuer Since the Filing of Amendment No. 1 to the Schedule 13D
Nature of Transaction | Amount of Securities Purchased/(Sold) |
Price per Security |
Date of Purchase/Sale |
Macellum BADGER Fund, LP
Purchase of Common Stock | 10,406 | 62.6600 | 03/18/2021 |
Purchase of October 15, 2021 Call Options ($85.00 Strike Price)1 | 16,900 | 4.5500 | 03/18/2021 |
Sale of July 16, 2021 Call Options ($37.50 Strike Price)2 | (28,200) | 25.8900 | 03/18/2021 |
Purchase of Common Stock | 9,701 | 59.1000 | 03/22/2021 |
Purchase of October 15, 2021 Call Options ($85.00 Strike Price)1 | 18,000 | 2.9510 | 03/22/2021 |
Sale of July 16, 2021 Call Options ($37.50 Strike Price)2 | (28,200) | 22.2500 | 03/22/2021 |
Sale of October 15, 2021 Call Options ($85.00 Strike Price)2 | (34,900) | 2.1500 | 04/14/2021 |
Purchase of October 15, 2021 Call Options ($62.50 Strike Price)1 | 8,100 | 8.3500 | 04/14/2021 |
Macellum BADGER II, LP
Purchase of Common Stock | 358,594 | 62.6600 | 03/18/2021 |
Purchase of October 15, 2021 Call Options ($85.00 Strike Price)1 | 583,100 | 4.5500 | 03/18/2021 |
Sale of July 16, 2021 Call Options ($37.50 Strike Price)2 | (971,800) | 25.8900 | 03/18/2021 |
Purchase of Common Stock | 334,299 | 59.1000 | 03/22/2021 |
Purchase of October 15, 2021 Call Options ($85.00 Strike Price)1 | 622,000 | 2.9510 | 03/22/2021 |
Sale of July 16, 2021 Call Options ($37.50 Strike Price)2 | (971,800) | 22.2500 | 03/22/2021 |
Sale of October 15, 2021 Call Options ($85.00 Strike Price)2 | (1,205,100) | 2.1500 | 04/14/2021 |
Purchase of October 15, 2021 Call Options ($62.50 Strike Price)1 | 281,900 | 8.3500 | 04/14/2021 |
CUSIP No. 500255104
Legion Partners, L.P. I
Short Sale of May 28, 2021 Call Options ($66.00 Strike Price)3 | (74,900) | 3.2468 | 04/14/2021 |
Purchase of May 28, 2021 Put Options ($58.00 Strike Price)1 | 74,900 | 2.9244 | 04/14/2021 |
Legion Partners, L.P. II
Short Sale of May 28, 2021 Call Options ($66.00 Strike Price)3 | (3,900) | 3.2468 | 04/14/2021 |
Purchase of May 28, 2021 Put Options ($58.00 Strike Price)1 | 3,900 | 2.9244 | 04/14/2021 |
Legion Partners Special Opportunities, L.P. XV
Short Sale of May 28, 2021 Call Options ($66.00 Strike Price)3 | (4,700) | 3.2468 | 04/14/2021 |
Purchase of May 28, 2021 Put Options ($58.00 Strike Price)1 | 4,700 | 2.9244 | 04/14/2021 |
Ancora Catalyst Institutional, LP
Purchase of Common Stock | 7,075 | 61.8285 | 03/19/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (9,700) | 16.8399 | 03/19/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (18,600) | 14.7799 | 03/19/2021 |
Ancora Catalyst, LP
Purchase of Common Stock | 609 | 03/19/2021 | |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (800) | 16.8399 | 03/19/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (1,600) | 14.7799 | 03/19/2021 |
CUSIP No. 500255104
Ancora Merlin, LP
Purchase of Common Stock | 2,332 | 60.6300 | 03/17/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (3,200) | 16.0658 | 03/17/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (6,400) | 14.0196 | 03/17/2021 |
Ancora MERLIN Institutional, LP
Purchase of Common Stock | 27,568 | 60.6300 | 03/17/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (38,800) | 16.0658 | 03/17/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (74,400) | 14.0196 | 03/17/2021 |
Ancora Catalyst SPV I LP Series M
Purchase of Common Stock | 7,303 | 61.8285 | 03/19/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (10,000) | 16.8399 | 03/19/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (19,200) | 14.7799 | 03/19/2021 |
Ancora Catalyst SPV I LP Series n
Purchase of Common Stock | 5,059 | 61.8285 | 03/19/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (6,900) | 16.8399 | 03/19/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (13,300) | 14.7799 | 03/19/2021 |
CUSIP No. 500255104
Ancora Catalyst SPV I LP Series O
Purchase of Common Stock | 4,983 | 61.8285 | 03/19/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (6,800) | 16.8399 | 03/19/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (13,100) | 14.7799 | 03/19/2021 |
Ancora Catalyst SPV I LP Series P
Purchase of Common Stock | 5,325 | 61.8285 | 03/19/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (7,300) | 16.8399 | 03/19/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (14,000) | 14.7799 | 03/19/2021 |
Ancora Catalyst SPV I SPC Ltd Segregated Portfolio G
Purchase of Common Stock | 7,646 | 61.8285 | 03/19/2021 |
Sale of January 21, 2022 Call Options ($52.50 Strike Price)2 | (10,400) | 16.8399 | 03/19/2021 |
Sale of July 16, 2021 Call Options ($50.00 Strike Price)2 | (20,100) | 14.7799 | 03/19/2021 |
ANCORA FAMILY WEALTH, LLC
(Through certain separately managed accounts)
Purchase of Common Stock | 9.39 | 58.5300 | 04/01/2021 |
4010 PARTNERS, LP
Sale of July 16, 2021 Call Options ($45.00 Strike Price)2 | (1,000) | 17.2000 | 04/14/2021 |
Sale of July 16, 2021 Call Options ($45.00 Strike Price)2 | (1,000) | 17.3100 | 04/14/2021 |
Short Sale of July 16, 2021 Call Options ($65.00 Strike Price)3 | (4,000) | 4.9603 | 04/14/2021 |
1 Represents shares of Common Stock underlying American-style call/put option purchased in the over-the-counter market.
2 Represents shares of Common Stock underlying American-style call option sold in the over-the-counter market.
3 Represents shares of Common Stock underlying American-style call option sold short in the over-the-counter market.