Sec Form 13D Filing - Moral Compass Corp filing for ARCADIA BIOSCIENCES INC PA (RKDA) - 2023-01-20

  NAMES OF REPORTING PERSONS

  Moral Compass Corporation

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)  ☐        (b)  ☒

  SEC USE ONLY:

  SOURCE OF FUNDS:

  OO, WC

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):

  ☐

  CITIZENSHIP OR PLACE OF ORGANIZATION:

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER:

  1,125,769 (See Item 5)

  SHARED VOTING POWER:

  0

  SOLE DISPOSITIVE POWER:

  1,125,769 (See Item 5)

  SHARED DISPOSITIVE POWER:

  0

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

  1,125,769 (See Item 5)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

  4.6% (See Item 5)

  TYPE OF REPORTING PERSON:

  CO

  NAMES OF REPORTING PERSONS

  Terri Bishop

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)  ☐        (b)  ☒

  SEC USE ONLY:

  SOURCE OF FUNDS:

  OO, AF

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):

  ☐

  CITIZENSHIP OR PLACE OF ORGANIZATION:

  USA – Arizona

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER:

  0

  SHARED VOTING POWER:

  1,125,769 (See Item 5)

  SOLE DISPOSITIVE POWER:

  0

  SHARED DISPOSITIVE POWER:

  1,125,769 (See Item 5)

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

  1,125,769 (See Item 5)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

  4.6% (See Item 5)

  TYPE OF REPORTING PERSON:

  IN

  NAMES OF REPORTING PERSONS

  Peter Sperling

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)  ☐        (b)  ☒

  SEC USE ONLY:

  SOURCE OF FUNDS:

  OO, AF

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):

  ☐

  CITIZENSHIP OR PLACE OF ORGANIZATION:

  USA – Arizona

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER:

  0

  SHARED VOTING POWER:

  1,125,769 (See Item 5)

  SOLE DISPOSITIVE POWER:

  0

  SHARED DISPOSITIVE POWER:

  1,125,769 (See Item 5)

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

  1,125,769 (See Item 5)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

  4.6% (See Item 5)

  TYPE OF REPORTING PERSON:

  IN

  NAMES OF REPORTING PERSONS

  Darby Shupp

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)  ☐        (b)  ☒

  SEC USE ONLY:

  SOURCE OF FUNDS:

  OO, AF

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):

  ☐

  CITIZENSHIP OR PLACE OF ORGANIZATION:

  USA – Arizona

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER:

  0

  SHARED VOTING POWER:

  1,125,769 (See Item 5)

  SOLE DISPOSITIVE POWER:

  0

  SHARED DISPOSITIVE POWER:

  1,125,769 (See Item 5)

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

  1,125,769 (See Item 5)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

  4.6% (See Item 5)

  TYPE OF REPORTING PERSON:

  IN

  NAMES OF REPORTING PERSONS

  John G. Sperling 2012 Irrevocable Trust No. 1

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)  ☐        (b)  ☒

  SEC USE ONLY:

  SOURCE OF FUNDS:

  OO, AF

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):

  ☐

  CITIZENSHIP OR PLACE OF ORGANIZATION:

  Arizona

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER:

  0

  SHARED VOTING POWER:

  1,125,769 (See Item 5)

  SOLE DISPOSITIVE POWER:

  0

  SHARED DISPOSITIVE POWER:

  1,125,769 (See Item 5)

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

  1,125,769 (See Item 5)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

  4.6% (See Item 5)

  TYPE OF REPORTING PERSON:

  OO

  NAMES OF REPORTING PERSONS

  John G. Sperling 2012 Irrevocable Trust No. 2

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)  ☐        (b)  ☒

  SEC USE ONLY:

  SOURCE OF FUNDS:

  OO, AF

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):

  ☐

  CITIZENSHIP OR PLACE OF ORGANIZATION:

  Arizona

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER:

  0

  SHARED VOTING POWER:

  1,125,769 (See Item 5)

  SOLE DISPOSITIVE POWER:

  0

  SHARED DISPOSITIVE POWER:

  1,125,769 (See Item 5)

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

  1,125,769 (See Item 5)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

  4.6% (See Item 5)

  TYPE OF REPORTING PERSON:

  OO

  NAMES OF REPORTING PERSONS

  John G. Sperling 2012 Irrevocable Trust No. 3

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

  (a)  ☐        (b)  ☒

  SEC USE ONLY:

  SOURCE OF FUNDS:

  OO, AF

  CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e):

  ☐

  CITIZENSHIP OR PLACE OF ORGANIZATION:

  Arizona

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

  SOLE VOTING POWER:

  0

  SHARED VOTING POWER:

  1,125,769 (See Item 5)

  SOLE DISPOSITIVE POWER:

  0

  SHARED DISPOSITIVE POWER:

  1,125,769 (See Item 5)

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

  1,125,769 (See Item 5)

  CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:

  ☐

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):

  4.6% (See Item 5)

  TYPE OF REPORTING PERSON:

  OO

Identity and Background.

This Schedule 13D is jointly filed pursuant to a Joint Filing Agreement, dated as of May 26, 2015, by Reporting Persons.

The business address of each of the Reporting Persons is 5115 N. Dysart Road, Suite 202 #305, Litchfield Park, Arizona 85340.

The principal business of MCC is to invest in businesses with the potential to make a meaningful social and economic impact in the world. The Sperling Trusts share equal ownership of MCC. Ms. Bishop, Mr. Sperling and Ms. Shupp comprise: (i) all of the directors of MCC; and (ii) all of the trustees of each of the Sperling Trusts. Ms. Bishop is the President of MCC and Ms. Shupp is the Secretary and Chief Financial Officer of MCC.

and (e). During the last five years, none of the Reporting Persons has been (i) convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Moral Compass Corporation was formed under the laws of the State of Delaware. Each of the Sperling Trusts was formed under the laws of the State of Arizona. Terri Bishop, Peter Sperling and Darby Shupp are United States citizens.

Interest in Securities of the Issuer.