Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
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ClearBridge MLP and Midstream Fund Inc.
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(Name of Issuer)
Series L Mandatory Redeemable Preferred Stock
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(Title of Class of Securities)
184692 6@5
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(CUSIP Number)
11/17/2022
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
CUSIP No. 184692 6@5
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1. Names of Reporting Persons
Mutual of Omaha Insurance Company
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ] (b) [ ]
3. SEC Use Only
4. Citizenship or Place of Organization
State of Nebraska
Number of shares beneficially owned by each reporting person With:
5. Sole voting power
228,572
6. Shared voting power
7. Sole dispositive power
228,572
8. Shared dispositive power
9. Aggregate amount beneficially owned by each reporting person
228,572
10. Check if the Aggregate Amount in Row (9) excludes certain shares
(see instructions)
11. Percent of class represented by amount in row (9)
12.5%
12. Type of reporting person (see instructions)
IC: HC
ITEM 1
(a) Name of issuer:
ClearBridge MLP and Midstream Fund Inc.
(b) Address of issuer's principal executive offices:
620 Eighth Avenue, 47th Floor, New York, NY 10018
ITEM 2
(a) Name of person filing:
Mutual of Omaha Insurance Company
(b) Address or principal business office or, if none, residence:
3300 Mutual of Omaha Plaza, Omaha, NE 68175
(c) Citizenship:
Nebraska
(d) Title of class of securities:
Series L Mandatory Redeemable Preferred Stock
(e) CUSIP No.:
184692 6@5
ITEM 3
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check
whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act;
(b) [ ] Bank as defined in Section 3(a)(6) of the Act;
(c) [X] Insurance company as defined in Section 3(a)(19) of the Act;
(d) [ ] Investment company registered under Section 8 of the Investment Company
Act of 1940;
(e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
(g) [X] A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of 1940;
(j) [ ] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(j);
(k) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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ITEM 4 Ownership.
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
228,572
(b) Percent of class:
12.5%
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote:
228,572
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition of:
228,572
(iv) Shared power to dispose or direct the disposition of:
ITEM 5 Ownership of 5 Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than 5
percent of the class of securities, check the following [ ].
INSTRUCTION. Dissolution of a group requires a response to this item.
ITEM 6 Ownership of More than 5 Percent on Behalf of Another Person
ITEM 7 Identification and Classification of the Subsidiary which Acquired the
Security Being Reported on by the Parent Holding Company or Control
Person
IC United of Omaha Life Insurance Company
ITEM 8 Identification and Classification of Members of the Group
ITEM 9 Notice of Dissolution of Group.
ITEM 10 Certifications
The following certification shall be included if the statement is filed
pursuant to Rule 13d-1(b):
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: 11/18/2022
/s/ Jan M. Brockman
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