Sec Form 13G Filing - Durham John R. filing for Tabula Rasa HealthCare Inc. (TRHC) - 2016-10-14

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

o

Rule 13d-1(b)

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Rule 13d-1(c)

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Rule 13d-1(d)

CUSIP No. 873379 101

1

Name of Reporting Person
I.R.S. Identification No. of Above Person (Entities Only)

John Durham

2

Check the Appropriate Box if a Member of a Group*

(a)

o

(b)

o

3

SEC Use Only

4

Citizenship or Place of Organization
United States of America

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
810,335

6

Shared Voting Power
18,876

7

Sole Dispositive Power
810,335

8

Shared Dispositive Power
18,876

9

Aggregate Amount Beneficially Owned by Reporting Person
829,211

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

11

Percent of Class Represented by Amount in Row (9)
5.1% (1)

12

Type of Reporting Person*
IN

Item 1.

(a)

Name of Issuer:
Tabula Rasa HealthCare, Inc.

(b)

Address of Issuer’s Principal Executive Offices:
228 Strawbridge Drive

Suite 100

Moorestown, New Jersey 08057

Item 2.

(a)

Name of Person Filing
John Durham (the “Reporting Person”)

(b)

Address of the Reporting Person:
3 Bartam Court

Moorestown, New Jersey 08057

(c)

Citizenship:
The Reporting Person is a citizen of the United States.

(d)

Title of Class of Securities:
Common Stock

(e)

CUSIP Number:
873379 101

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the reporting person filing is a:

Not applicable.

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);

(c)

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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);

(d)

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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

o

A non-U.S. institution, in accordance with § 240.13d-1(b)(1)(ii)(J);

(k)

o

Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________________.

Item 4.

Ownership.

The Reporting Person beneficially owns 829,211 shares of Common Stock, representing 5.1% of outstanding shares of Common Stock as of October 4, 2016.  The Reporting Person has sole voting and dispositive power over 810,335 of these shares and shares voting and dispositive power over 18,876 of these shares with his spouse.

The percentage of outstanding shares of Common Stock is based on 16,229,558 shares of Common Stock issued and outstanding immediately following the closing of the Company’s initial public offering, as reported in the Company’s Prospectus filed with the Securities and Exchange Commission on September 29, 2016.

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  o.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not Applicable

Item 8.

Identification and Classification of Members of the Group.

Not Applicable

Item 9.

Notice of Dissolution of Group.

Not Applicable

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

By:

/s/ John Durham

John Durham