Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
|
FRONT YARD RESIDENTIAL CORPORATION
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(Name of Issuer)
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Common Stock, par value $0.01 per share
|
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(Title of Class of Securities)
|
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35904G107
|
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(CUSIP Number)
|
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Bradley W. Craig
1195 Bangtail Way
Steamboat Springs, Colorado 80487
(970) 457-4340
|
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
|
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August 7, 2020
|
|
(Date of Event which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule
because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [X].
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to
whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
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SCHEDULE 13D
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CUSIP No. 35904G107
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Page 2 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
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||
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DEER PARK ROAD MANAGEMENT COMPANY, LP
|
|
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|||
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||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
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|
||||
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3
|
SEC USE ONLY
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||
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|||
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||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
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||||
|
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||
|
Delaware
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|
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|||
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||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
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||||
|
9
|
SOLE DISPOSITIVE POWER
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||
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0
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|||
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|
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||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
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|
||||
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|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
14.6% (2)
|
|
|
|||
|
|
|
||||
|
14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
IA, PN
|
|
|
|||
|
|
|
||||
(1) This amount includes 1,000,000 Shares (as defined herein) that the Reporting Persons have the right to acquire upon exercise of call options.
(2) This percentage is based on a total of 58,614,777 Shares outstanding as of June 3, 2020, as disclosed in the Issuer’s
Form 8-K filed with the SEC (as defined herein) on June 26, 2020.
|
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SCHEDULE 13D
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CUSIP No. 35904G107
|
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Page 3 of 11 Pages
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1
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NAMES OF REPORTING PERSONS
|
|
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||
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DEER PARK ROAD MANAGEMENT GP, LLC
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
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|
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|
|||
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||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
Delaware
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
14.6% (2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
OO, HC
|
|
|
|||
|
|
|
||||
(1) This amount includes 1,000,000 Shares (as defined herein) that the Reporting Persons have the right to acquire upon exercise of call options.
(2) This percentage is based on a total of 58,614,777 Shares outstanding as of June 3, 2020, as disclosed in the Issuer’s Form
8-K filed with the SEC (as defined herein) on June 26, 2020.
|
|
SCHEDULE 13D
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|
|
CUSIP No. 35904G107
|
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Page 4 of 11 Pages
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|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
DEER PARK ROAD CORPORATION
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
Delaware
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
14.6% (2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
CO, HC
|
|
|
|||
|
|
|
||||
(1) This amount includes 1,000,000 Shares (as defined herein) that the Reporting Persons have the right to acquire upon exercise of call options.
(2) This percentage is based on a total of 58,614,777 Shares outstanding as of June 3, 2020, as disclosed in the Issuer’s Form
8-K filed with the SEC (as defined herein) on June 26, 2020.
|
|
SCHEDULE 13D
|
|
|
|
|
|
|
CUSIP No. 35904G107
|
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Page 5 of 11 Pages
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
MICHAEL CRAIG-SCHECKMAN
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
United States of America
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
14.6% (2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
IN, HC
|
|
|
|||
|
|
|
||||
(1) This amount includes 1,000,000 Shares (as defined herein) that the Reporting Persons have the right to acquire upon exercise of call options.
(2) This percentage is based on a total of 58,614,777 Shares outstanding as of June 3, 2020, as disclosed in the Issuer’s Form
8-K filed with the SEC (as defined herein) on June 26, 2020.
|
|
SCHEDULE 13D
|
|
|
|
|
|
|
CUSIP No. 35904G107
|
|
Page 6 of 11 Pages
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
AGATECREEK LLC
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
Colorado
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
14.6% (2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
OO, HC
|
|
|
|||
|
|
|
||||
(1) This amount includes 1,000,000 Shares (as defined herein) that the Reporting Persons have the right to acquire upon exercise of call options.
(2) This percentage is based on a total of 58,614,777 Shares outstanding as of June 3, 2020, as disclosed in the Issuer’s Form
8-K filed with the SEC (as defined herein) on June 26, 2020.
|
|
SCHEDULE 13D
|
|
|
|
|
|
|
CUSIP No. 35904G107
|
|
Page 7 of 11 Pages
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
SCOTT EDWARD BURG
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
United States of America
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
8,532,494 (1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
14.6% (2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
IN, HC
|
|
|
|||
|
|
|
||||
(1) This amount includes 1,000,000 Shares (as defined herein) that the Reporting Persons have the right to acq
uire upon exercise of call options.
(2) This percentage is based on a total of 58,614,777 Shares outstanding as of June 3, 2020, as disclosed in the Issuer’s Form
8-K filed with the SEC (as defined herein) on June 26, 2020.
|
|
SCHEDULE 13D
|
|
|
|
|
|
|
CUSIP No. 35904G107
|
|
Page 8 of 11 Pages
|
|
Item 1.
|
Source and Amount of Funds or Other Considerations
|
Item 1 of the Schedule 13D is hereby amended and supplemented as follows:
This Amendment No. 3 to Schedule 13D (“Amendment No. 3”) is being filed by the undersigned,
pursuant to §240.13d-1(a), with respect to the common stock, par value $0.01 per share (the “Shares”), of Front Yard Residential Corporation (the “Issuer”), whose principal executive offices are 5100 Tamarind Reef, Christiansted, United States
Virgin Islands 00820. This Amendment No. 3 amends and supplements the Schedule 13D filed by the Reporting Persons with the Securities and Exchange Commission (the “SEC”) on February 20, 2020, as amended by Amendment No. 1 filed on May 8, 2020, and as amended by Amendment No. 2 filed on July 10, 2020 (together with this Amendment No. 3, the “Schedule 13D”).
Except as specifically provided herein, this Amendment No. 3 does not modify any of the information previously reported in the
Schedule 13D. Capitalized terms used but not defined in this Amendment No. 3 shall have the meanings given them in the Schedule 13D.
|
Item 3.
|
Source and Amount of Funds or Other Considerations
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Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following:
The funds used for the purchase of the Shares and Options (as defined herein) reported herein by the Reporting Persons were the working capital
of the STS Master Fund, which may have included margin account borrowings made in the ordinary course of business. In such instances, the positions held in the margin accounts are pledged as collateral security for the repayment of debit
balances in the account, which may exist from time to time. Because other securities are held in the margin accounts, it is not possible to determine the amounts, if any, of margin used to purchase the Shares and Options reported herein. A total
of approximately $1,879,237.16, including commissions, was paid to acquire the Shares and Options reported in Item 5(c) of this Amendment No. 3.
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Item 5.
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Interest in the Securities of the Issuer
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Item 5(a), (b), and (c) of the Schedule 13D is hereby amended and supplemented by adding the following:
(a, b) As of the date hereof, each of Deer Park, DPRM, DPRC, Mr. Craig-Scheckman, AgateCreek and Mr. Burg may be deemed to be the beneficial owner of
8,532,494 Shares held for the account of STS Master Fund (approximately 14.6% of the total number of Shares outstanding). This amount consists of 7,532,494 Shares and 1,000,000 Shares that the
Reporting Persons have the right to acquire upon exercise of call options (the “Options”).
The beneficial ownership percentage is based on a total of 58,614,777 Shares outstanding as of June 3, 2020, as disclosed in the Issuer’s Form 8-K
filed with the SEC on June 26, 2020.
(c) Except for the transactions listed in Exhibit G hereto, all of which were effected in the open market through a broker, there have been no transactions in the
Common Stock by the Reporting Persons since those reported in Amendment No. 2, filed on July 10, 2020.
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SCHEDULE 13D
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CUSIP No. 35904G107
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Page 9 of 11 Pages
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Item 7.
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Material to Be Filed as Exhibits
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Item 7 is hereby amended and supplemented by adding the following:
| Exhibit G: |
Schedule of Transactions, in response to Item 5(c)
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SCHEDULE 13D
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Page 10 of 11 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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DEER PARK ROAD MANAGEMENT COMPANY, LP
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By:
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/s/ Bradley W. Craig | |
| Name: |
Bradley W. Craig | ||
| Title: |
Chief Operating Officer | ||
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DEER PARK ROAD MANAGEMENT GP, LLC
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By:
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Deer Park Road Corporation, its managing member
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By:
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/s/ Bradley W. Craig | |
| Name: |
Bradley W. Craig | ||
| Title: |
Attorney-in-fact for Michael Craig-Scheckman,
Chief Executive Officer of Deer Park Road Corporation
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DEER PARK ROAD CORPORATION
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By:
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/s/ Bradley W. Craig |
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| Name: |
Bradley W. Craig | ||
| Title: |
Attorney-in-fact for Michael Craig-Scheckman,
Chief Executive Officer of Deer Park Road Corporation
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MICHAEL CRAIG-SCHECKMAN
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By:
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/s/ Bradley W. Craig |
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| Name: |
Bradley W. Craig | ||
| Title: |
Attorney-in-fact for Michael Craig-Scheckman | ||
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AGATECREEK LLC
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By:
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/s/ Bradley W. Craig | |
| Name: |
Bradley W. Craig | ||
| Title: |
Attorney-in-fact for Scott Edward Burg,
Sole Member of AgateCreek LLC
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SCOTT EDWARD BURG
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By:
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/s/ Bradley W. Craig | |
| Name: |
Bradley W. Craig | ||
| Title: |
Attorney-in-fact for Scott Edward Burg
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SCHEDULE 13D
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Page 11 of 11 Pages
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EXHIBIT G
SCHEDULE OF TRANSACTIONS
Common Stock
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Entity Name
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Transaction
Date
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Transaction
Type
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Quantity (in
Shares)
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Price Per Share
(excluding commissions)
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STS Master Fund, Ltd.
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08/07/2020
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Purchase
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50,000
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$9.03
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STS Master Fund, Ltd.
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08/07/2020
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Purchase
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73,925
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$9.0123 (1)
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(1)
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The price reported is a weighted average price. The shares of Common Stock were purchased in multiple transactions at prices ranging from $8.94 to $9.03, inclusive. The Reporting Persons undertake
to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1)
to this Exhibit G.
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Options
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Entity Name
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Transaction
Date
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Title of
Security
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Exercise
Price
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Expiration
Date
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Transaction
Type
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Quantity (in
Shares)
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Price Per Share
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STS Master Fund, Ltd.
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08/07/2020
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Call Option
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$10.00
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12/18/2020
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Purchase
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1,000,000
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$0.75
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