Sec Form 13D Filing - Packer Craig filing for Blue Owl Capital Corp IIBlue Owl Capital Corp II - 2018-05-09

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)

 

Owl Rock Capital Corporation II

(Name of Issuer)

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

69121D 100

(CUSIP Number)

 

Craig Packer

Owl Rock Capital Corporation II

245 Park Avenue, 41st Floor

New York, NY 10167

(212) 419-3000

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

May 9, 2018

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: o

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

SCHEDULE 13D

 

CUSIP No.   

 

 

1

Name of Reporting Persons
I.R.S. Identification Nos. of Above Persons (Entities Only)
CRAIG PACKER

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

 o

 

 

(b)

 o

 

 

3

SEC Use Only

 

 

4

Source of Funds*
PF

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
United States of America

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
116,666.667

 

8

Shared Voting Power
0

 

9

Sole Dispositive Power
116,666.667

 

10

Shared Dispositive Power
0

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
116,666.667

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*   o

 

 

13

Percent of Class Represented by Amount in Row (11)
.60%

 

 

14

Type of Reporting Person*
IN

 

2



 

Item 1.

Security and Issuer

 

This Amendment No. 1 (“Amendment No. 1”) to the Schedule 13D (the “Schedule 13D”) relates to the shares of common stock, par value $0.01 per share (“Common Stock”), of Owl Rock Capital Corporation II (the “Issuer”).  The address of the principal executive offices of the Issuer is 245 Park Avenue, 41st Floor, New York, NY 10167. Capitalized terms used, but not defined in this Amendment No. 1 have the meanings set forth in the Schedule 13D.

 

This Amendment No. 1 is being filed by the Reporting Person to reflect a decrease in its beneficial ownership percentage solely as a result of the issuance by the Issuer of additional shares of Common Stock, including shares issued in its continuous public offering of up to 264,000,000 shares of Common Stock, and not as a result of any decrease in the number of shares of Common Stock beneficially owned by the Reporting Person. As set forth below, as a result of such issuances by the Issuer of additional shares of Common Stock, the Reporting Person has ceased to be the beneficial owner of more than five percent of the Issuer’s Common Stock.  Therefore, the filing of this Amendment No. 1 represents the final amendment to the Schedule 13D and constitutes an exit filing for the Reporting Person.  Except as specifically set forth herein, the Schedule 13D, as so amended, remains unmodified.

 

 

Item 5.

Interest in Securities of the Issuer

 

(a)           As of the date of this filing on Schedule 13D, there are 19,605,847.797 shares of Common Stock outstanding, of which Mr. Packer owns 116,666.667 shares representing .60% of the outstanding shares of Common Stock.

 

(b)           Mr. Packer has the sole power to vote and dispose of the 116,666.667  shares of Common Stock he holds.

 

(c)           None

 

(d)           None

 

(e)           As of May 9, 2018, the Reporting Person has ceased to be the beneficial owner of more than five percent of the Common Stock. The filing of this Amendment No. 1 represents the final amendment to the Schedule 13D and constitutes an exit filing for the Reporting Person.

 

3



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated:  May 9, 2018

 

 

By:

/s/ Craig Packer

 

Name:

Craig Packer

 

4