Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
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Under the Securities Exchange Act of 1934
(Amendment No. 2)*
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Owl Rock Capital Corporation
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(Name of Issuer)
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Common Stock, par value $0.01 per share
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(Title of Class of Securities)
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None
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(CUSIP Number)
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August 9, 2017
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. None
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1.
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Names of Reporting Person:
Brown University
I.R.S. Identification No. of Above Person (Entities Only) 05-0258809
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2.
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Check the Appropriate Box if a Member of a Group
(a) [ ] (b) [ ]
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3.
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SEC Use Only
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4.
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Citizenship or Place of Organization
United States (Rhode Island)
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Number of Shares Beneficially Owned by Each Reporting Person
With
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5.
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Sole Voting Power
3,089,719
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6.
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Shared Voting Power
0
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7.
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Sole Dispositive Power
3,089,719
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8.
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Shared Dispositive Power
0
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9.
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Aggregate Amount Beneficially Owned
3,089,719
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10.
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Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]
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11.
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Percent of Class Represented by Amount in Row (9)
4.3%*
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12.
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Type of Reporting Person
EP
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*Based on 71,525,853 shares of Owl Rock Capital Corporation's (the "Issuer") common stock, $0.01 par value per share ("Common Stock"), outstanding as of August 8, 2017, as reported in the Issuer's Quarterly Report on Form 10-Q for the period ended June 30, 2017 filed with the Securities and Exchange Commission (the "SEC") on August 9, 2017.
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CUSIP NO. None
SCHEDULE 13G AMENDMENT NO. 2 (FINAL AMENDMENT)
Reference is hereby made to the statement on Schedule 13G filed with the SEC by the Reporting Person with respect to the Common Stock of the Issuer on July 7, 2016 and Amendment No. 1 thereto on February 13, 2017 (as so amended, the "Schedule 13G"). Capitalized terms used but not defined in this Amendment No. 2 shall have the same meanings herein as are ascribed to such terms in the Schedule 13G.
The following Item of the Schedule 13G is hereby amended and restated as follows:
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned: 3,089,719
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(b)
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Percentage of class: 4.3%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or direct the vote: 3,089,719
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(ii)
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Shared power to vote or direct the vote: 0
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(iii)
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Sole power to dispose or to direct the disposition of: 3,089,719
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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Item 5.
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Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than 5 percent of the Common Stock, check the following: [X]
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CUSIP NO. None
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: August 11, 2017
| BROWN UNIVERSITY | |||
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By:
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/s/ Erica Nourjian | |
| Name: | Erica Nourjian | ||
| Title: | Head of Operations | ||
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