Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
13G
Under the Securities Exchange Act of 1934
(Amendment No.__)*
OPY Acquisition Corp I |
(Name of Issuer) |
Class A Common Stock |
(Title of Class of Securities) |
671005205 |
(CUSIP Number) |
December 31, 2021 |
(Date of Event Which Requires Filing of this Statement) |
x Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(1) |
Names of Reporting Persons. |
Fort Baker Capital Management LP |
||||
(2) |
Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) ¨ (b) x |
||||
(3) |
SEC Use Only |
|||||
(4) |
Citizenship or Place of Organization |
DELAWARE |
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
(5) |
Sole Voting Power |
0 |
|||
(6) |
Shared Voting Power |
650,000 |
||||
(7) |
Sole Dispositive Power |
0 |
||||
(8) |
Shared Dispositive Power |
650,000 |
||||
(9) |
Aggregate Amount Beneficially Owned by Each Reporting Person |
650,000 |
||||
(10) |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
¨ |
||||
(11) |
Percent of Class Represented by Amount in Row (9) |
5.14% |
||||
(12) |
Type of Reporting Person (See Instructions) |
IA |
||||
(1) |
Names of Reporting Persons. |
Steven Patrick Pigott |
|||||
(2) |
Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) ¨ (b) x |
|||||
(3) |
SEC Use Only |
||||||
(4) |
Citizenship or Place of Organization |
UNITED STATES |
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
(5) |
Sole Voting Power |
0 |
||||
(6) |
Shared Voting Power |
650,000 |
|||||
(7) |
Sole Dispositive Power |
0 |
|||||
(8) |
Shared Dispositive Power |
650,000 |
|||||
(9) |
Aggregate Amount Beneficially Owned by Each Reporting Person |
650,000 |
|||||
(10) |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
¨ |
|||||
(11) |
Percent of Class Represented by Amount in Row (9) |
5.14% |
|||||
(12) |
Type of Reporting Person (See Instructions) |
IN |
|||||
(1) |
Names of Reporting Persons. |
Fort Baker Capital, LLC |
||||
(2) |
Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) ¨ (b) x |
||||
(3) |
SEC Use Only |
|||||
(4) |
Citizenship or Place of Organization |
DELAWARE |
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
(5) |
Sole Voting Power |
0 |
|||
(6) |
Shared Voting Power |
650,000 |
||||
(7) |
Sole Dispositive Power |
0 |
||||
(8) |
Shared Dispositive Power |
650,000 |
||||
(9) |
Aggregate Amount Beneficially Owned by Each Reporting Person |
650,000 |
||||
(10) |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |
¨ |
||||
(11) |
Percent of Class Represented by Amount in Row (9) |
5.14% |
||||
(12) |
Type of Reporting Person (See Instructions) |
HC |
||||
Item 1(a). Name of Issuer:
OPY Acquisition Corp I
Item 1(b). Address of Issuers Principal Executive Offices:
85 Broad Street
New York, NY 10004 Item
2(a). Names of Persons Filing: Fort Baker Capital Management LP Steven Patrick Pigott Fort Baker Capital, LLC The
principal business address of each reporting person is 700 Larkspur Landing Circle, Suite 275 Larkspur, CA 94938. Item
2(c). Citizenship: Reference
is made to Item 4 of pages 2-5 of this Schedule 13G (this Schedule),
which Items are incorporated by reference herein. Item
2(d). Title of Class of Securities: Class A Common
Stock (the Shares) Item
2(e). CUSIP Number: 671005205 Item
3. If this statement is filed pursuant to
§§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing
is a: ¨
(a) Broker or dealer registered under section 15 of
the Act (15 U.S.C. 78o). ¨
(b) Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c). ¨
(c) Insurance company as defined in section 3(a)(19)
of the Act (15 U.S.C. 78c). ¨
(d) Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C 80a-8). x
(e) An investment adviser in accordance with
§240.13d-1(b)(1)(ii)(E); ¨
(f) An employee benefit plan or endowment fund in
accordance with §240.13d-1(b)(1)(ii)(F); ¨
(g) A parent holding company or control person in
accordance with §240.13d-1(b)(1)(ii)(G); ¨
(h) A savings associations as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813); ¨
(i) A church plan that is excluded from the
definition of an investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C.
80a-3); ¨
(j) Group, in accordance with §240.13d-1(b)(1)(ii)(J). Item
4. Ownership. Reference
is hereby made to Items 5-9 of this Schedule,
which Items are incorporated by reference herein. Fort Baker Capital Management LP directly holds 650,000 Shares. Steven Patrick Pigott acts as Limited Partner/Chief Investment Officer for Fort Baker Capital Management LP. Fort Baker Capital, LLC acts as General Partner for Fort Baker Capital Management LP. The Reporting Persons are filing this Schedule 13G jointly, but not as members of a group, and each disclaims membership in a group. Each also disclaims beneficial ownership of the securities reported herein except to the extent of that person's pecuniary interest therein. The
calculation of percentage of beneficial ownership in item 11 was derived
from Issuers quarterly report on Form 10-Q filed with the Securities and Exchange Commission on December 10, 2021, in which the Issuer stated that the number of Shares of Class A common stock outstanding was 12,650,000 as of December 10, 2021. Item
5. Ownership of Five Percent or Less of a
Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item
6. Ownership of More than Five Percent on
Behalf of Another Person. Not Applicable Item
7. Identification and Classification of
the Subsidiary Which Acquired the Security Being Reported on By the
Parent Holding Company Not Applicable Item
8. Identification and Classification of
Members of the Group Not Applicable Item
9. Notice of Dissolution of Group Not
Applicable Item
10. Certification By
signing below the undersigned certify that, to the best of their
knowledge and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not
acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect. Signature After
reasonable inquiry and to the best of my knowledge and belief, the
undersigned certifies that the information set forth in this statement
is true, complete and correct. Dated: February 14, 2022 Fort Baker Capital Management LP By: Fort Baker Capital, LLC, its General Partner By: Steven Patrick Pigott, its Chief Investment Officer By: /s/ Steven Patrick Pigott Name: Steven Patrick Pigott Title: Chief Investment Officer