Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 1)
IMMATICS N.V.
(Name of Issuer)
Ordinary shares, nominal value €0.01 per share
(Title of Class of Securities)
N44445109
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☒ | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. N44445109 | 13 G | Page 2 of 14 Pages |
1. |
Name of Reporting Persons
dievini Hopp BioTech holding GmbH & Co. KG | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 o rdinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares (2) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3%(3) | |
12. |
Type of Reporting Person (See Instructions)
OO |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 3 of 14 Pages |
1. |
Name of Reporting Persons
DH-LT-Investments GmbH | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
726,282 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
726,282 ordinary shares (2) |
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
726,282 ordinary shares (2) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
1.2%(3) | |
12. |
Type of Reporting Person (See Instructions)
OO |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 4 of 14 Pages |
1. |
Name of Reporting Persons
DH-Capital GmbH & Co. KG | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares common shares (2) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3%(3) | |
12. |
Type of Reporting Person (See Instructions)
OO |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 5 of 14 Pages |
1. |
Name of Reporting Persons
OH Beteiligungen GmbH & Co. KG | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares(2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares(2) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3%(3) | |
12. |
Type of Reporting Person (See Instructions)
OO |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 6 of 14 Pages |
1. |
Name of Reporting Persons
Dietmar Hopp | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares(2) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3%(3) | |
12. |
Type of Reporting Person (See Instructions)
IN |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 7 of 14 Pages |
1. |
Name of Reporting Persons
Oliver Hopp | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares(2) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3%(3) | |
12. |
Type of Reporting Person (See Instructions)
IN |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 8 of 14 Pages |
1. |
Name of Reporting Persons
Daniel Hopp | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares (2) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3%(3) | |
12. |
Type of Reporting Person (See Instructions)
IN |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 9 of 14 Pages |
1. |
Name of Reporting Persons
Prof. Dr. Friedrich von Bohlen und Halbach | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares (3) | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3%(5) | |
12. |
Type of Reporting Person (See Instructions)
IN |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 10 of 14 Pages |
1. |
Name of Reporting Persons
Prof. Dr. Christof Hettich | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3(3) | |
12. |
Type of Reporting Person (See Instructions)
IN |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 11 of 14 Pages |
1. |
Name of Reporting Persons
Dr. Mathias Hothum | |
2. |
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☐ (b) ☐ (1) | |
3. |
SEC USE ONLY
| |
4. |
Citizenship or Place of Organization
Germany |
Number of With: |
5. |
Sole Voting Power
0 ordinary shares | ||
6. |
Shared Voting Power
17,202,355 ordinary shares (2) | |||
7. |
Sole Dispositive Power
0 ordinary shares | |||
8. |
Shared Dispositive Power
17,202,355 ordinary shares (2) |
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,202,355 ordinary shares | |
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ☐
| |
11. |
Percent of Class Represented by Amount in Row (9)
27.3(3) | |
12. |
Type of Reporting Person (See Instructions)
IN |
(1) | This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH& Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”). The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G. |
(2) | Represents 16,476,073 shares held of record by dievini and 726,282 shares of record held by DH-LT Investments for which dievini has shared voting and dispositive power. |
(3) | This percentage is calculated based on 62,909,231 shares of the Issuer’s ordinary shares reported to be outstanding by the Issuer in its Form F-3 Registration Statement filed with the Securities and Exchange Commission on August 2, 2021. |
CUSIP NO. N44445109 | 13 G | Page 12 of 14 Pages |
Introductory Note: This Schedule 13G is filed by dievini Hopp BioTech holding GmbH & Co. KG (“dievini”), DH-LT-Investments, GmbH (“DH-LT-Investments”), DH-Capital GmbH & Co. KG (“DH-Capital”), OH Beteiligungen GmbH & Co. KG (“OH Beteiligungen”), Dietmar Hopp, Oliver Hopp, Daniel Hopp, Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”), Prof. Dr. Christof Hettich (“Dr. Hettich”), Dr. Mathias Hothum (“Dr. Hothum” and together with dievini, DH-LT Investments, DH-Capital, OH Beteiligungen, Dietmar Hopp, Oliver Hopp, Daniel Hopp, Dr. von Bohlen and Dr. Hettich, collectively, the “Reporting Persons”) in respect of ordinary shares of Immatics N.V.
Item 1(a) | Name of Issuer: |
Immatics N.V.
Item 1(b) | Address of Issuer’s principal executive offices: |
Paul-Ehrlich-Straße 15
72076 Tübingen, Germany
Items 2(a) | Name of Reporting Persons filing: |
dievini Hopp BioTech holding GmbH & Co. KG (“dievini”)
DH-LT-Investments GmbH (“DH-LT-Investments”)
DH-Capital GmbH & Co. KG (“DH-Capital”)
OH Beteiligungen GmbH & Co. KG (“OH Beteiligungen”)
Dietmar Hopp
Oliver Hopp
Daniel Hopp
Prof. Dr. Friedrich von Bohlen und Halbach (“Dr. von Bohlen”)
Prof. Dr. Christof Hettich (“Dr. Hettich”)
Dr. Mathias Hothum (“Dr. Hothum”)
Item 2(b) | Address or principal business office or, if none, residence: |
The address of the principal business office of dievini, DH-LT Investments, Dietmar Hopp, Dr. von Bohlen, Dr. Hettich and Dr. Hothum is c/o dievini Hopp BioTech holding GmbH & Co. KG, Johann-Jakob-Astor Straße 57, 69190 Walldorf, Germany.
The address of the principal business office of DH-Capital GmbH & Co. KG and OH Beteiligungen GmbH & Co. KG is Heidelberger Straße 43, 69168 Wiesloch, Germany.
The address of the principal business office of Oliver Hopp is Johann-Jakob-Astor-Straße 59, 69190 Walldorf, Germany.
The address of the principal business office of Daniel Hopp is Johann-Jakob-Astor-Straße 57, 69190 Walldorf, Germany.
Item 2(c) | Citizenship: |
Name | Citizenship or Place of Organization | |
Dievini | Germany | |
DH-Capital | Germany | |
OH Beteiligungen | Germany | |
Dietmar Hopp | Germany | |
Oliver Hopp | Germany | |
Daniel Hopp | Germany | |
Dr. von Bohlen | Germany | |
Dr. Hettich | Germany | |
Dr. Hothum | Germany | |
DH-LT Investments | Germany |
CUSIP NO. N44445109 | 13 G | Page 13 of 14 Pages |
Item 2(d) | Title of class of securities: |
Ordinary shares, nominal value €0.01 per share.
Item 2(e) | CUSIP No.: |
N44445109
Item 3 | If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filings is a: |
Not applicable.
Item 4 | Ownership |
The information required by Items 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each Reporting Person.
Item 5 |
Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐
Item 6 | Ownership of More than Five Percent on Behalf of Another Person |
Not applicable.
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
Not applicable.
Item 8 | Identification and Classification of Members of the Group |
Not applicable.
Item 9 | Notice of Dissolution of Group |
Not applicable.
Item 10 | Certifications |
Not applicable.
CUSIP NO. N44445109 | 13 G | Page 14 of 14 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 11, 2022
DIEVINI HOPP BIOTECH HOLDING GMBH & CO. KG | |||
By: | dievini Verwaltungs GmbH | ||
its General Partner | |||
By: | /s/ Dr. Marc Hauser | ||
Name: | Dr. Marc Hauser | ||
Title: | Attorney-in-fact | ||
DH-CAPITAL GMBH & CO. KG | |||
By: | DH Verwaltungs GmbH | ||
its General Partner | |||
By: | /s/ Dr. Marc Hauser | ||
Name: | Dr. Marc Hauser | ||
Title: | Attorney-in-fact | ||
OH BETEILIGUNGEN GMBH & CO. KG | |||
By: | OH Verwaltungs GmbH | ||
its General Partner | |||
By: | /s/ Dr. Marc Hauser | ||
Name: | Dr. Marc Hauser | ||
Title: | Attorney-in-fact |
/s/ Dr. Marc Hauser as attorney-in-fact | |
DIETMAR HOPP | |
/s/ Dr. Marc Hauser as attorney-in-fact | |
OLIVER HOPP | |
/s/ Dr. Marc Hauser as attorney-in-fact | |
DANIEL HOPP | |
/s/ Dr. Marc Hauser as attorney-in-fact | |
FRIEDRICH VON BOHLEN UND HALBACH | |
/s/ Dr. Marc Hauser as attorney-in-fact | |
CHRISTOF HETTICH | |
/s/ Dr. Marc Hauser as attorney-in-fact | |
MATHIAS HOTHUM |
DH-LT INVESTMENTS GMBH | ||
By: | /s/ Dr. Marc Hauser | |
Name: | Dr. Marc Hauser | |
Title: | Attorney-in-fact |
Exhibit(s):