Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
ZTO Express (Cayman) Inc.
(Name of Issuer)
Class A ordinary shares, par value of $0.0001 per share
(Title of Class of Securities)
G9897K 105
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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Names of Reporting Persons | |||
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Check the Appropriate Box if a Member of a Group | |||
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(a) |
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(b) |
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
Number of |
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Sole Voting Power | |||
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Shared Voting Power | ||||
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Sole Dispositive Power | ||||
8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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Percent of Class Represented by Amount in Row (9) | |||
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Type of Reporting Person | |||
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1 |
Names of Reporting Persons | |||
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2 |
Check the Appropriate Box if a Member of a Group | |||
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(a) |
o | ||
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(b) |
o | ||
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3 |
SEC Use Only | |||
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4 |
Citizenship or Place of Organization | |||
Number of |
5 |
Sole Voting Power | |||
6 |
Shared Voting Power | ||||
7 |
Sole Dispositive Power | ||||
8 |
Shared Dispositive Power | ||||
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||
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11 |
Percent of Class Represented by Amount in Row (9) | |||
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Type of Reporting Person | |||
Item 1(a). Name of Issuer:
ZTO Express (Cayman) Inc.
Item 1(b). Address of Issuers Principal Executive Offices:
Building One, No. 1685 Huazhi Road
Qingpu District, Shanghai, 201708
Peoples Republic of China
Item 2(a). Name of Person Filing:
Jilei Wang
Zto Wjl Holding Limited
Item 2(b). Address of Principal Business Office, or, if none, Residence:
Jilei Wang
Building One, No. 1685 Huazhi Road
Qingpu District, Shanghai, 201708
Peoples Republic of China
Zto Wjl Holding Limited
Sertus Chambers, P.O. Box 905
Quastisky Building, Road Town
Tortola, British Virgin Islands
Item 2(c). Citizenship:
Jilei Wang Peoples Republic of China
Zto Wjl Holding Limited British Virgin Islands
Item 2(d). Title of Class of Securities:
Class A ordinary shares, par value of $0.0001 per share (the Class A Ordinary Shares)
Item 2(e). CUSIP No.:
G9897K 105
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d -2(b) or (c), check whether the persons filing is a:
Not applicable
Item 4. Ownership:
The following information with respect to the ownership of the Class A Ordinary Shares by each of the reporting persons is provided as of December 31, 2019:
Reporting Person |
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Amount |
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Percent of |
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Sole Power to |
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Shared |
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Sole power to |
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Shared |
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Jilei Wang |
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51,656,498 |
(2) |
6.6 |
% |
0 |
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51,536,498 |
(2) |
120,000 |
(2) |
51,536,498 |
(2) |
Zto Wjl Holding Limited |
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51,536,498 |
(3) |
6.6 |
% |
0 |
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51,536,498 |
(3) |
0 |
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51,536,498 |
(3) |
(1) The percentage of the class of securities beneficially owned by each reporting person is based on 781,947,464 outstanding ordinary shares as a single class, being the sum of 575,847,464 Class A Ordinary Shares (excluding (i) 8,485,046 Class A Ordinary Shares issued and reserved for the purpose of the Issuers employee share holding platform, all shareholder rights attaching to which shares have been waived by the holder thereof, and (ii) the Issuers repurchase of 13,118,605 Class A Ordinary Shares in the form of American depositary shares (ADSs)) and 206,100,000 Class B ordinary shares, par value of $0.0001 per share, of the Issuer (Class B Ordinary Shares) outstanding as of December 31, 2019, assuming conversion of all Class B Ordinary Shares into Class A Ordinary Shares.
(2) Includes (i) 44,800,000 Class A Ordinary Shares held by Zto Wjl Holding Limited, (ii) 5,200,000 restricted ADSs held by JPMorgan Chase Bank, N.A., as depositary bank, underlying 5,200,000 Class A Ordinary Shares held by Zto Wjl Holding Limited pledged to Morgan Stanley Bank Asia Limited, as lender under a loan agreement dated December 19, 2019, to secure Zto Wjl Holding Limiteds obligations under the loan agreement, (iii) 1,536,498 Class A Ordinary Shares, in the form of ADSs, held by Zto Wjl Holding Limited, 136,498 of which were vested from restricted share units held by Mr. Jilei Wang and (iv) 120,000 Class A Ordinary Shares held by Zto Es Holding Limited. Mr. Jilei Wang is the sole director of Zto Wjl Holding Limited. Mr. Jilei Wang has the power to direct the disposition of those 120,000 Class A Ordinary Shares held by Zto Es Holding Limited.
(3) Includes (i) 44,800,000 Class A Ordinary Shares held by Zto Wjl Holding Limited and (ii) 5,200,000 restricted ADSs held by JPMorgan Chase Bank, N.A., as depositary bank, underlying 5,200,000 Class A Ordinary Shares held by Zto Wjl Holding Limited pledged to Morgan Stanley Bank Asia Limited, as lender under a loan agreement dated December 19, 2019 and (iii) 1,536,498 Class A Ordinary Shares, in the form of ADSs, held by Zto Wjl Holding Limited, 136,498 of which were vested from restricted share units held by Mr. Jilei Wang.
Item 5. Ownership of Five Percent or Less of a Class:
Not applicable
Item 6. xA0; Ownership of More than Five Percent on Behalf of Another Person:
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
Not applicable
Item 8. Identification and Classification of Members of the Group:
Not applicable
Item 9. Notice of Dissolution of Group:
Not applicable
Item 10. Certifications:
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2020
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Jilei Wang |
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/s/ Jilei Wang |
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Zto Wjl Holding Limited |
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By: |
/s/ Jilei Wang |
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Name: |
Jilei Wang |
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Title: |
Director |
[Signature Page to Schedule 13G/A]