Sec Form 13G Filing - Little Robert Blake filing for Altair Engineering Inc. (ALTR) - 2019-02-14

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

Names of Reporting Persons

Robert Blake Little

Check the Appropriate Box if a Member of a Group

(a)  ☐        (b)  ☐

SEC Use Only

Citizenship or Place of Organization

Canada

Sole Voting Power:

6,191*

Shared Voting Power:

0

Sole Dispositive Power:

6,191*

Shared Dispositive Power:

0

Aggregate Amount Beneficially Owned by Each Reporting Person

6,191*

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):

☐

Percent of Class Represented by Amount in Row (9)

0.02%*

Type of Reporting Person

IN

Based on the information set forth in the Quarterly Report on Form 10-Q of Altair Engineering, Inc. (the “Company”) filed with the Securities and Exchange Commission on November 8, 2018, there were 38,157,669 shares of the Company’s Class A common stock, $0.0001 par value per share (the “Common Stock”), outstanding as of October 26, 2018. As of December 31, 2018 (the “Event Date”), Robert Blake Little (the “Reporting Person”) may be deemed to beneficially own an aggregate of 6,191 shares of Common Stock of the Company. The number of shares of Common Stock reported above includes (i) 2,508 shares of Common Stock held by the Reporting Person, and (ii) options to purchase 3,683 shares of Common Stock, which were exercisable upon or within sixty (60) days of the Event Date held by the

Name Of Issuer:

Address of Issuer’s Principal Executive Offices:

Name of Person Filing:

Address of Principal Business Office or, if None, Residence:

Citizenship:

Title of Class of Securities:

CUSIP No.:

If This Statement Is Filed Pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the Person Filing is a:

Ownership:

Based on the information set forth in the Quarterly Report on Form 10-Q of the Company filed with the Securities and Exchange Commission on November 8, 2018, there were 38,157,669 shares of the Company’s Common Stock outstanding as of October 26, 2018. As of the Event Date, the Reporting Person may be deemed to beneficially own an aggregate of 6,191 shares of Common Stock of the Company. The number of shares of Common Stock reported above includes (i) 2,508 shares of Common Stock held by the Reporting Person, and (ii) options to purchase 3,683 shares of Common Stock, which were exercisable upon or within sixty (60) days of the Event Date held by the Reporting Person and excludes options to purchase 1,357 shares of Common Stock, which were not exercisable upon or within sixty (60) days of the Event Date. Thus, as of the Event Date, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed to beneficially own 0.02% of the shares of Common Stock issued and outstanding.

Ownership of Five Percent or Less of a Class

Ownership of More Than Five Percent on Behalf of Another Person

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Identification and Classification of Members of the Group

Notice of Dissolution of Group

Certification

A power of attorney was previously filed with the Commission and is incorporated herein by reference to Exhibit 99.1 to the Schedule 13G filed by Robert Blake Little on February 14, 2018.