Sec Form 13G Filing - Burford Capital Investment Management LLC filing for WILLIAM LYON HOMES (WLH) - 2020-02-13

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Burford Capital Investment Management LLC serves as investment manager to various funds and/or accounts that hold the securities reported herein (the “Burford Funds”).  As of December 31, 2019, BCIM Strategic Value Master Fund, LP, a Burford Fund, had the right to receive, or the power to direct the receipt of dividends from, or proceeds from the sale of more than 5% of the class of securities reported herein

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Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not Applicable.

Item 8. Identification and Classification of Members of the Group

Not Applicable.

Item 9. Notice of Dissolution of Group 

Not Applicable.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
CUSIP No. 552074700
 SCHEDULE 13G
Page 7 of 8 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2020

 

 

 

 

Burford Capital Investment Management LLC

       
  By:  /s/ Aviva Will
    Aviva Will, Co Chief Operating Officer
       
 

Burford Capital Limited

       
  By:  /s/ Mark Woodall
    Mark Woodall, Company Secretary
       

 

 
CUSIP No. 552074700
 SCHEDULE 13G
Page 8 of 8 Pages

 

Exhibit I

 

JOINT FILING STATEMENT

 

PURSUANT TO RULE 13d-1(k)

 

The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.

 

Dated: February 14, 2020

 

 

Burford Capital Investment Management LLC

       
  By:  /s/ Aviva Will
    Aviva Will, Co Chief Operating Officer
       
 

Burford Capital Limited

       
  By:  /s/ Mark Woodall
    Mark Woodall, Company Secretary