Sec Form 13G Filing - GV 2016 L.P. filing for ATERIAN INC (ATER) - 2021-02-10

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Mohawk Group Holdings, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

608189106

(CUSIP Number)

December 31, 2020

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

(Continued on following pages)


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  GV 2016, L.P.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERC ENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  PN

 

Page 2 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  GV 2016 GP, L.P.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  PN

 

Page 3 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  GV 2016 GP, L.L.C.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER.

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  OO

 

Page 4 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  GV 2017, L.P.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  PN

 

Page 5 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  GV 2017 GP, L.P.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  PN

 

 

Page 6 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  GV 2017 GP, L.L.C.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER.

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  OO

 

Page 7 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  Alphabet Holdings LLC

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER.

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  OO

 

Page 8 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  XXVI Holdings Inc.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER.

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  CO

 

Page 9 of 18


CUSIP No. 608189106    13G   

 

  1    

  NAME OF REPORTING PERSONS

 

  Alphabet Inc.

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☒

 

  3  

  SEC USE ONLY

 

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH:

   5     

  SOLE VOTING POWER

 

  0

   6   

  SHARED VOTING POWER

 

  See response to row 5.

   7   

  SOLE DISPOSITIVE POWER.

 

  0

   8   

  SHARED DISPOSITIVE POWER

 

  See response to row 7.

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

  0.0%

12  

  TYPE OF REPORTING PERSON

 

  CO, HC

 

Page 10 of 18


ITEM 1(A).    NAME OF ISSUER:
   Mohawk Group Holdings, Inc.
ITEM 1(B).    ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
  

37 East 18th Street, 7th Floor

New York, NY 10003

ITEM 2(A).    NAME OF PERSONS FILING:
  

This statement is filed by the following entities, collectively referred to as the “Reporting Persons”:

 

•  GV 2016, L.P., a Delaware limited partnership

 

•  GV 2016 GP, L.P., a Delaware limited partnership

 

•  GV 2016 GP, L.L.C., a Delaware limited liability company

 

•  GV 2017, L.P., a Delaware limited partnership

 

•  GV 2017 GP, L.P., a Delaware limited partnership

 

•  GV 2017 GP, L.L.C., a Delaware limited liability company

 

•  Alphabet Holdings LLC, a Delaware limited liability company

 

•  XXVI Holdings Inc., a Delaware corporation, and

 

•  Alphabet Inc., a Delaware corporation

 

Each of GV 2016 GP, L.P. (the general partner of GV 2016, L.P.), GV 2016 GP, L.L.C. (the general partner of GV 2016 GP, L.P.), Alphabet Holdings LLC (the sole member of GV 2016 GP, L.L.C.), XXVI Holdings Inc. (the sole member of Alphabet Holdings LLC), and Alphabet Inc. (the controlling stockholder of XXVI Holdings Inc.) may be deemed to have sole power to vote or sole power to dispose of the securities owned directly by GV 2016, L.P.

 

Each of GV 2017 GP, L.P. (the general partner of GV 2017, L.P.), GV 2017 GP, L.L.C. (the general partner of GV 2017 GP, L.P.), Alphabet Holdings LLC (the sole member of GV 2017 GP, L.L.C.), XXVI Holdings Inc. (the sole member of Alphabet Holdings LLC), and Alphabet Inc. (the controlling stockholder of XXVI Holdings Inc.) may be deemed to have sole power to vote or sole power to dispose of the securities owned directly by GV 2017, L.P.

ITEM 2(B).    ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
   The address of the principal business office for each of the Reporting Persons is:
   1600 Amphitheatre Parkway
   Mountain View, CA 94043
ITEM 2(C).    CITIZENSHIP:
   GV 2016, L.P. is a Delaware limited partnership, GV 2016 GP, L.P. is a Delaware limited partnership, GV 2016 GP, L.L.C. is a Delaware limited liability company, GV 2017, L.P. is a Delaware limited partnership, GV 2017 GP, L.P. is a Delaware limited partnership, GV 2017 GP, L.L.C. is a Delaware limited liability company, Alphabet Holdings LLC is a Delaware limited liability company, XXVI Holdings Inc. is a Delaware corporation, and Alphabet Inc. is a Delaware corporation.
ITEM 2(D)/(E).    TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER:
   Common Stock, par value $0.0001 per share
   CUSIP # 608189106

 

Page 11 of 18


ITEM 3.    Not Applicable.
ITEM 4.    OWNERSHIP:
   Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned: See Row 9 of cover page for each Reporting Person.

(b) Percent of Class: See Row 11 of cover page for each Reporting Person.

(c) Number of shares as to which such person has:

(i) Sole power to vote or to direct the vote:

See Row 5 of cover page for each Reporting Person.

(ii) Shared power to vote or to direct the vote:

See Row 6 of cover page for each Reporting Person.

(iii) Sole power to dispose or to direct the disposition of:

See Row 7 of cover page for each Reporting Person.

(iv) Shared power to dispose or to direct the disposition of:

See Row 8 of cover page for each Reporting Person.

 

ITEM 5.    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following  ☒
ITEM 6.    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
   Not Applicable.
ITEM 7.    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
   Not Applicable.

 

Page 12 of 18


ITEM 8.    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
   Not Applicable.
ITEM 9.    NOTICE OF DISSOLUTION OF GROUP:
   Not Applicable.
ITEM 10.    CERTIFICATION:
   Not Applicable.

 

Page 13 of 18


SIGNATURES

After reasonable inquiry and to the best of her or its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Dated: February 10, 2021

 

GV 2016, L.P.
By: GV 2016 GP, L.P., its General Partner
By: GV 2016 GP, L.L.C., its General Partner
By: Alphabet Holdings LLC, its Sole Member
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Secretary
GV 2016 GP, L.P.
By: GV 2016 GP, L.L.C., its General Partner
By: Alphabet Holdings LLC, its Sole Member
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Secretary
GV 2016 GP, L.L.C.
By: Alphabet Holdings LLC, its Sole Member
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Secretary
GV 2017, L.P.
By: GV 2017 GP, L.P., its General Partner
By: GV 2017 GP, L.L.C., its General Partner
By: Alphabet Holdings LLC, its Sole Member
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Secretary
GV 2017 GP, L.P.
By: GV 2017 GP, L.L.C., its General Partner
By: Alphabet Holdings LLC, its Sole Member
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Secretary
GV 2017 GP, L.L.C
By: Alphabet Holdings LLC, its Sole Member
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Secretary
Alphabet Holdings LLC
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Secretary

 

Page 14 of 18


XXVI Holdings Inc.
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Assistant Secretary
Alphabet Inc.
By:  

/s/ Kathryn W. Hall

Name:   Kathryn W. Hall
Title:   Assistant Secretary

 

 

Page 15 of 18


EXHIBIT INDEX

 

Exhibit

   Found on
Sequentially
Numbered Page
 

Exhibit A: Agreement of Joint Filing

     17  

 

Page 16 of 18