Sec Form 13G Filing - Rocket Internet SE filing for JUMIA TECHNOLOGIES AG SPONSORE (JMIA) - 2020-02-14

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

This CUSIP number applies to the Issuer’s American Depositary Shares, each representing two Ordinary Shares of the Issuer.

Names of Reporting Persons

Brillant 3087. SE & Co. Verwaltungs KG

Check the Appropriate Box If a Member of a Group (See Instructions)

a.  ☐        b.  ☐

SEC Use Only

Citizenship or Place of Organization

Federal Republic of Germany

  Number of  

  Shares  

  Beneficially  

  Owned By  

  Each  

  Reporting  

  Person  

  With  

Sole Voting Power

0

Shared Voting Power

14,398,428 Ordinary Shares

Sole Dispositive Power

0

Shared Dispositive Power

14,398,428 Ordinary Shares

Aggregate Amount Beneficially Owned by Each Reporting Person

9.2%

Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

☐

Percent of Class Represented By Amount in Row (9)

9.2%

Type of Reporting Person (See Instructions)

PN

Names of Reporting Persons

Rocket Internet SE

Check the Appropriate Box If a Member of a Group (See Instructions)

a.  ☐        b.  ☐

SEC Use Only

Citizenship or Place of Organization

Federal Republic of Germany

  Number of  

  Shares  

  Beneficially  

  Owned By  

  Each  

  Reporting  

  Person  

  With  

Sole Voting Power

0

Shared Voting Power

14,398,428 Ordinary Shares

Sole Dispositive Power

0

Shared Dispositive Power

14,398,428 Ordinary Shares

Aggregate Amount Beneficially Owned by Each Reporting Person

9.2%

Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

☐

Percent of Class Represented By Amount in Row (9)

9.2%

Type of Reporting Person (See Instructions)

CO

Name of Issuer:

Address of the Issuer’s Principal Executive Offices:

Name of Person Filing:

Address of Principal Business Office or, if None, Residence:

Citizenship:

Title of Class of Securities:

CUSIP Number:

If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

☐ Broker or dealer registered under Section 15 of the Act.

☐ Bank as defined in Section 3(a)(6) of the Act.

☐ Insurance company as defined in Section 3(a)(19) of the Act.

☐ Investment company registered under Section 8 of the Investment Company Act of 1940.

☐ An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).

☐ An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).

☐ A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).

☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.

☐ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.

☐ Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

Ownership:

Ownership of Five Percent or Less of a Class:

Ownership of More than Five Percent on Behalf of Another Person:

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

Identification and Classification of Members of the Group:

Notice of Dissolution of Group:

Certification: