Sec Form 13G Filing - LSP V Cooperatieve U.A. filing for PHARVARIS N V REGISTERED (PHVS) - 2022-02-03

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

Pharvaris, N.V.

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

N69605108

(CUSIP Number)

December 31, 2021

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


   Schedule 13G   
CUSIP No. N69605108       Page 1 of 6

 

  1    

  Names of Reporting Persons

 

  LSP V Coöperatieve U.A.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  The Netherlands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  3,607,566

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  3,607,566

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  3,607,566

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

< p style="font-size:12pt; margin-top:0pt; margin-bottom:0pt"> 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  10.9%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)


   Schedule 13G   
CUSIP No. N69605108       Page 2 of 6

 

  1    

  Names of Reporting Persons

 

  LSP V Management B.V.

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  The Netherlands

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  3,607,566

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  3,607,566

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  3,607,566

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  10.9%

12  

  Type of Reporting Person

 

  OO (Limited Liability Company)


   Schedule 13G   
CUSIP No. N69605108       Page 3 of 6

 

ITEM 1.

(a)    Name of Issuer:

Pharvaris, N.V. (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

J.H. Oortweg 21, 2333 CH Leiden, The Netherlands

 

ITEM 2.

(a)    Name of Person Filing:

This statement is being filed on behalf of LSP V Coöperatieve U.A. (“LSP V”) and LSP V Management B.V. (each a “Reporting Person” and, collectively, the “Reporting Persons”).

 

  (b)

Address or Principal Business Office:

The business address of the Reporting Persons is Johannes Vermeerplein 9, 1071 DV Amsterdam, the Netherlands.

 

  (c)

Citizenship of each Reporting Person is:

Each of the Reporting Persons is organized under the laws of The Netherlands.    

 

  (d)

Title of Class of Securities:

Ordinary Shares, par value € 0.12 per share (“Ordinary Shares”).

 

  (e)

CUSIP Number:

N69605108

 

ITEM 3.

Not applicable.

 

ITEM 4.

Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Ordinary Shares of the Issuer as of December 31, 2021, based upon 33,128,593 Ordinary Shares outstanding as of April 22, 2021 as reported in the Issuer’s Annual Report on Form 20-F filed on April 29, 2021.


   Schedule 13G   
CUSIP No. N69605108       Page 4 of 6

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole power
to vote or to
direct the
vote:
     Shared power
to vote or to
direct the
vote:
    

Sole

power to
dispose or

to direct
the disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

LSP V Coöperatieve U.A.

     3,607,566        10.9     0        3,607,566        0        3,607,566  

LSP V Management B.V

     3,607,566        10.9     0        3,607,566        0        3,607,566  

LSP V is the record holder of 3,607,566 Ordinary Shares. LSP V Management B.V. is the sole director of LSP V. The managing directors of LSP V Management B.V. are Martijn Kleijwegt, Rene Kuijten and Joachim Rothe. As such, LSP V Management B.V., Martijn Kleijwegt, Rene Kuijten and Joachim Rothe may be deemed to beneficially own the Ordinary Shares held of record by LSP V. Each of Mr. Kleijwegt, Mr. Kuijten and Mr. Rothe disclaims beneficial ownership of such shares.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


   Schedule 13G   
CUSIP No. N69605108       Page 5 of 6

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 3, 2022

 

LSP V Coöperatieve U.A.

By:

 

/s/ Martijn Kleijwegt

Name:

 

LSP V Management B.V.

Title:

 

Managing Director

Name:

 

Martijn Kleijwegt

Title:

 

Managing Director

By:

 

/s/ René Kuijten

Name:

 

LSP V Management B.V.

Title:

 

Managing Director

Name:

 

René Kuijten

Title:

 

Managing Director

LSP V Management B.V.

By:

 

/s/ Martijn Kleijwegt

Name:

 

Martijn Kleijwegt

Title:

 

Managing Director

By:

 

/s/ René Kuijten

Name:

 

René Kuijten

Title:

 

Managing Director


   Schedule 13G   
CUSIP No. N69605108       Page 6 of 6

 

LIST OF EXHIBITS

 

Exhibit
No.

  

Description

99    Joint Filing Agreement.