Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No.2) *
iClick Interactive Asia Group Limited
(Name of Issuer)
Class A ordinary shares, par value of $0.001 per share
(Title of Class of Securities)
G47048 106
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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Rule 13d-1(b) |
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Rule 13d-1(c) |
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Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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Names of Reporting Persons |
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Jian Tang |
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Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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3 |
SEC Use Only |
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4 |
Citizenship or Place of Organization |
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People’s Republic of China |
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Sole Voting Power |
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27,913 ordinary shares. See Item 4. |
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Number of |
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Shared Voting Power |
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Shares |
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2,357,943 ordinary shares. See Item 4. |
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Beneficially |
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Owned by |
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Each |
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Sole Dispositive Power |
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Reporting |
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27,913 ordinary shares. See Item 4. |
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Person With: |
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Shared Dispositive Power |
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2,357,943 ordinary shares. See Item 4. |
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Aggregate Amount Beneficially Owned by Each Reporting Person |
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2,385,856 ordinary shares. See Item 4. |
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o |
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Percent of Class Represented by Amount in Row (9) |
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8.3%. See Item 4. |
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Type of Reporting Person |
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IN |
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Names of Reporting Persons |
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Igomax Inc |
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2 |
Check the Appropriate Box if a Member of a Group |
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(a) |
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(b) |
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3 |
SEC Use Only |
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4 |
Citizenship or Place of Organization |
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British Virgin Islands |
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5 |
Sole Voting Power |
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0 |
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Number of |
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Shared Voting Power |
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Shares |
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2,357,943 ordinary shares. See Item 4. |
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Beneficially |
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Owned by |
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Each |
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Sole Dispositive Power |
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Reporting |
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0 |
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Person With: |
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Shared Dispositive Power |
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2,357,943 ordinary shares. See Item 4. |
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9 |
Aggregate Amount Beneficially Owned by Each Reporting Person |
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2,357,943 ordinary shares. See Item 4. |
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10 |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares o |
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Percent of Class Represented by Amount in Row (9) |
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8.2%. See Item 4. |
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Type of Reporting Person |
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CO |
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Item 1(a). |
Name of Issuer: |
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iClick Interactive Asia Group Limited (the “Issuer”) |
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Item 1(b). |
Address of Issuer’s Principal Executive Offices: |
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15/F, Prosperity Millennia Plaza |
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663 King’s Road, Quarry Bay |
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Hong Kong S.A.R. |
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Item 2(a). |
Name of Person Filing: |
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Jian Tang |
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Igomax Inc. |
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Item 2(b). |
Address of Principal Business Office, or, if none, Residence: |
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Jian Tang |
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15/F, Prosperity Millennia Plaza |
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663 King’s Road, Quarry Bay |
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Hong Kong S.A.R. |
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Igomax Inc. |
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Jordans Trust Company |
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Geneva Place, Waterfront Drive |
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PO Box 3469 |
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Road Town, Tortola |
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British Virgin Islands |
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Item 2(c). |
Citizenship: |
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Jian Tang — People’s Republic of China |
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Igomax Inc. — British Virgin Islands |
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Item 2(d). |
Title of Class of Securities: |
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Class A ordinary shares, par value of $0.001 per share (the “Class A Ordinary Shares”). The Issuer’s ordinary shares consist of Class A Ordinary Shares and Class B ordinary shares, par value of $0.001 per share (“Class B Ordinary Shares”). The rights of the holders of Class A Ordinary Shares and Class B Ordinary Shares are identical, except with respect to conversion rights and voting rights. Each Class B Ordinary Share is convertible at the option of the holder at any time into one Class A Ordinary Share. Each Class B Ordinary Share is entitled to twenty (20) votes per share, whereas each Class A Ordinary Share is entitled to one vote per share. |
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Item 2(e) |
CUSIP No.: |
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G47048 106 |
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Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a: |
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Not applicable |
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The following information with respect to the ownership of the Class A Ordinary Shares by each of the reporting persons is provided as of December 31, 2019:
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Sole Power |
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Shared |
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to |
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Shared |
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Sole Power to |
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Power to |
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Amount |
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Percent |
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Vote or |
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Power |
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Dispose or to |
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Dispose or to |
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Beneficially |
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of |
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Direct |
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to Vote or to |
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Direct the |
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Direct the |
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Reporting Person: |
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Owned: |
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Class (1): |
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the Vote: |
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Direct the Vote: |
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Disposition of: |
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Disposition of: |
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Jian Tang |
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2,385,856(2) |
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8.3% |
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27,913 (2) |
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2,357,943(2) |
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27,913(2) |
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2,357,943(2) |
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Igomax Inc. |
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2,357,943(3) |
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8.2% |
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0 |
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2,357,943(3) |
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0 |
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2,357,943(3) |
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(1) |
The percentages set forth in this Schedule 13G are calculated based upon an aggregate of 28,584,491 ordinary shares, comprised of 23,763,883 Class A Ordinary Shares and 4,820,608 Class B Ordinary Shares, outstanding as of September 30, 2019, as reported in the Issuer’s Form 6-K filed with the Securities and Exchange Commission (the “SEC”) on November 27, 2019, and the number of ordinary shares such person or group has the right to acquire upon the exercise of options, warrants or other rights within 60 days after December 31, 2019. |
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(2) |
Includes (i) 2,320,028 Class B Ordinary Shares held by Igomax Inc., which may be converted into 2,320,028 Class A Ordinary Shares at any time by the holder thereof; (ii) 27,913 Class A Ordinary Shares that are issuable upon exercise of options held in trust by Mr. Jian Tang; and (iii) 37,915 Class A Ordinary Shares that Igomax Inc. has the right to obtain upon conversion of certain restricted share units it holds. Mr. Jian Tang is the sole director of Igomax Inc. |
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(3) |
Includes (i) 2,320,028 Class B Ordinary Shares held by Igomax Inc., which may be converted into 2,320,028 Class A Ordinary Shares at any time by the holder thereof, and (ii) 37,915 Class A Ordinary Shares that Igomax Inc. has the right to obtain upon conversion of certain restricted share units it holds. |
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Item 5. |
Ownership of Five Percent or Less of a Class |
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Not applicable |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
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Not applicable |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company |
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or Control Person |
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Not applicable |
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Item 8. |
Identification and Classification of Members of the Group |
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Not applicable |
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Item 9. |
Notice of Dissolution of Group |
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Not applicable |
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5
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2020
Jian Tang |
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/s/ Jian Tang |
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Igomax Inc. |
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By: |
/s/ Jian Tang |
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Name: |
Jian Tang |
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Title: |
Director |
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Exhibit 99.1 — Joint Filing Agreement
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