Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)
Quintana Energy Services Inc.
(Name of Issuer)
Common Stock, par value of $0.01 per share
(Title of Class of Securities)
74875T 10 3
(CUSIP Number)
Max L. Bouthillette
Executive Vice President, General Counsel, Chief Compliance Officer and
Corporate Secretary
1415 Louisiana Street, Suite 2900
Houston, Texas 77002
Tel: (832) 518-4094
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
July 28, 2020
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ☐
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Capital Group, L.P. 86-1172016 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Disposed of pursuant to the Agreement and Plan of Merger (the Merger Agreement), dated as of May 3, 2020, by and among the Issuer, KLX Energy Services Holdings, Inc., a Delaware corporation (KLXE), Krypton Intermediate LLC, a Delaware limited liability company and indirect wholly owned subsidiary of KLXE, and Krypton Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of KLXE, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
.
2
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Capital Group GP Ltd. 86-1172015 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
3
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy Partners, L.P. 86-1172018 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
4
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy FundFI, LP 03-0604623 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
5
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy FundTE, LP 03-0604624 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
6
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Quintana Energy PartnersQES Holdings, L.L.C. 82-4267266 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
7
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
QEP Management Co., LP 86-1172021 | |||||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
WC (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
PN |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
8
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
QEP Management Co. GP, LLC 86-1172020 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
9
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Robertson QES Investment LLC 81-4676115 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PRO CEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, United States |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
10
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Corbin J. Robertson, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
PF, OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF SHARES EACH PERSON
|
7 | SOLE VOTING POWER (1)
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER (1)
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
IN |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
11
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Archer Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Bermuda |
NUMBER OF SHARES EACH PERSON
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
12
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Archer Assets UK Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
NUMBER OF SHARES EACH PERSON
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
13
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (2)
Archer Well Company Inc. 26-2480765 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Texas, United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH PERSON
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
CO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
14
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Archer Holdco LLC 32-0528346 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Texas, United States |
NUMBER OF SHARES EACH PERSON
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
15
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John Fredriksen | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
IN |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
16
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
C.K. Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Jersey |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
17
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Greenwich Holdings Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
18
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Famatown Finance Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
WC (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
19
Common Stock CUSIP No. 74875T 10 3
1 | NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Geveran Investments Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS
OO (see Item 3) | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
☐ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
Cyprus |
NUMBER OF
|
7 | SOLE VOTING POWER
0 Shares | ||||
8 | SHARED VOTING POWER (1)
0 Shares | |||||
9 | SOLE DISPOSITIVE POWER
0 Shares | |||||
10 |
SHARED DISPOSITIVE POWER (1)
0 Shares |
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON (1)
0 Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
☐ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) (1)
0% | |||||
14 | TYPE OF REPORTING PERSON
OO |
(1) | Disposed of pursuant to the Merger Agreement, whereby each share of Issuer common stock was cancelled and converted into the right to receive 0.0969 shares of KLXE common stock having a market value of $2.00 per share, the closing price on the day prior to the effective date of the merger and KLXEs 1-for-5 reverse stock split, as provided in the Merger Agreement. |
20
AMENDMENT NO. 4 TO SCHEDULE 13D
This Amendment No. 4 to Schedule 13D (this Amendment No. 4) relates to the common stock, par value $0.01 per share (the Common Stock) of Quintana Energy Services Inc., a Delaware corporation (the Issuer), and amends the Schedule 13D filed with the Securities and Exchange Commission on February 26, 2018 (the Original 13D), as amended by each of Amendment No. 1, filed on March 30, 2018 (Amendment No. 1), as further amended by Amendment No. 2, filed on November 7, 2018 (Amendment No. 2), and as further amended by Amendment No. 3, filed on May 13, 2020 (Amendment No. 3) by Quintana Capital Group, L.P. (Quintana Capital), Quintana Capital Group GP Ltd. (Quintana Capital GP), Quintana Energy FundFI, LP (QES FI Fund), Quintana Energy FundTE, LP (QES TE Fund), Quintana Energy Partners, L.P. (QEP), Quintana Energy PartnersQES Holdings, L.L.C. (QEP Holdings), QEP Management Co., LP (QEP Management), QEP Management Co. GP, LLC (QEP Management GP), Robertson QES Investment LLC (Robertson QES), Corbin J. Robertson, Jr. (Mr. Robertson), Archer Limited (Archer Limited), Archer Assets UK Limited (Archer UK), Archer Well Company Inc. (Archer Well), Archer Holdco LLC (Archer Holdco), John Fredriksen (Mr. Fredriksen), C.K. Limited (C.K. Limited), Greenwich Holdings Limited (Greenwich), Famatown Finance Limited (Famatown) and Geveran Investments Limited (Geveran Investments and, together with Quintana Capital, Quintana Capital GP, QES FI Fund, QES TE Fund, QEP, QEP Holdings, QEP Management, QEP Management GP, Robertson QES, Mr. Robertson, Archer Limited, Archer UK, Archer Well, Archer Holdco, Mr. Fredriksen, C.K. Limited, Greenwich and Famatown, each a Reporting Person and collectively, the Reporting Persons).
This Amendment No. 4 is being filed as a result of the disposition of the Reporting Persons Common Stock pursuant to that certain Agreement and Plan of Merger (the Merger Agreement) by and among the Issuer, KLX Energy Services Holdings, Inc., a Delaware corporation (KLXE), Krypton Intermediate LLC, a Delaware limited liability company and indirect wholly owned subsidiary of KLXE, and Krypton Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of KLXE (Merger Sub).
Except as otherwise specified in this Amendment No. 4, all items left blank remain unchanged in all material respects and any items which are reported are deemed to amend the corresponding items in the Original 13D, as amended. Capitalized terms used herein but not defined herein have the respective meanings ascribed to them in the Original 13D, as amended.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Original 13D is hereby amended and supplemented to include the following:
As a result of the events described in Item 4 (which Item 4 is incorporated herein by reference), as of July 28, 2020, the Reporting Persons do not own any shares of the Common Stock of the Issuer. Therefore, the Reporting Persons ceased to be the beneficial owners of more than 5% of the Issuers Common Stock. Consequently, this Amendment No. 4 constitutes an exit filing for the Reporting Persons.
21
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QUINTANA CAPITAL GROUP, L.P. | |||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
22
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QUINTANA CAPITAL GROUP GP LTD. | |||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
23
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QUINTANA ENERGY FUNDFI, LP | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
24
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QUINTANA ENERGY FUNDTE, LP | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
25
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QUINTANA ENERGY PARTNERS, L.P. | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
26
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QUINTANA ENERGY PARTNERSQES HOLDINGS, L.L.C. | |||||
By: Quintana Energy Partners, L.P., its sole member | ||||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
27
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QEP MANAGEMENT CO., LP | |||||
By: QEP Management Co. GP, LLC, its general partner | ||||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
28
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | QEP MANAGEMENT CO. GP, LLC | |||||
By: Quintana Capital Group, L.P., its general partner | ||||||
By: Quintana Capital Group GP Ltd., its general partner | ||||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Managing Partner and Director |
29
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | ROBERTSON QES INVESTMENT LLC | |||||
By: | /s/ Corbin J. Robertson, Jr. | |||||
Name: | Corbin J. Robertson, Jr. | |||||
Title: | Manager |
30
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | CORBIN J. ROBERTSON, JR. | |||||
/s/ Corbin J. Robertson, Jr. |
31
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | ARCHER LIMITED | |||||
By: | /s/ Adam Todd | |||||
Name: | Adam Todd | |||||
Title: | General Counsel |
32
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | ARCHER ASSETS UK LIMITED | |||||
By: | /s/ Adam Todd | |||||
Name: | Adam Todd | |||||
Title: | Director |
33
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | ARCHER WELL COMPANY INC. | |||||
By: | /s/ Adam Todd | |||||
Name: | Adam Todd | |||||
Title: | Director |
34
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | ARCHER HOLDCO LLC | |||||
By: | /s/ Adam Todd | |||||
Name: | Adam Todd | |||||
Title: | Director |
35
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | JOHN FREDRIKSEN | |||||
/s/ John Fredriksen | ||||||
36
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | C.K. LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
37
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | GREENWICH HOLDINGS LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
38
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | FAMATOWN FINANCE LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
39
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
July 28, 2020 | GEVERAN INVESTMENTS LIMITED | |||||
By: | /s/ Spyros Episkopou | |||||
Name: | Spyros Episkopou | |||||
Title: | Director |
40