Sec Form 13G Filing - SB INVESTMENT ADVISERS (UK) LTD filing for Roivant Sciences Ltd. (ROIV) - 2023-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

 

 

Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

 

Roivant Sciences Ltd.

(Name of Issuer)

Common Shares

(Title of Class of Securities)

G76279101

(CUSIP Number)

December 31, 2022

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. G76279101    Schedule 13G    Page 1 of 9

 

  1    

  Names of Reporting Persons

 

  SB Investment Advisers (UK) Limited

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  England and Wales

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  95,031,667

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  95,031,667

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  95,031,667

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  13.1%

12  

  Type of Reporting Person

 

  CO


CUSIP No. G76279101    Schedule 13G    Page 2 of 9

 

  1    

  Names of Reporting Persons

 

  SoftBank Vision Fund L.P.

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  Jersey

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  95,031,667

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  95,031,667

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  95,031,667

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  13.1%

12  

  Type of Reporting Person

 

  PN


CUSIP No. G76279101    Schedule 13G    Page 3 of 9

 

  1    

  Names of Reporting Persons

 

  SVF Holdings (UK) LLP

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  England and Wales

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  95,031,667

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  95,031,667

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  95,031,667

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  13.1%

12  

  Type of Reporting Person

 

  PN


CUSIP No. G76279101    Schedule 13G    Page 4 of 9

 

  1    

  Names of Reporting Persons

 

  SVF Investments (UK) Limited

  2  

  Check the Appropriate Box if a Member of a Group

 

  (a)  ☐        (b)  ☐

  3  

  SEC Use Only

 

  4  

  Citizenship or Place of Organization

 

  England and Wales

Number of

Shares

 Beneficially 

Owned by

Each

Reporting

Person

With

   5    

  Sole Voting Power

 

  0

   6  

  Shared Voting Power

 

  95,031,667

   7  

  Sole Dispositive Power

 

  0

   8  

  Shared Dispositive Power

 

  95,031,667

  9    

  Aggregate Amount Beneficially Owned by Each Reporting Person

 

  95,031,667

10  

  Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

  Not Applicable

11  

  Percent of Class Represented by Amount in Row 9

 

  13.1%

12  

  Type of Reporting Person

 

  CO


CUSIP No. G76279101    Schedule 13G    Page 5 of 9

 

ITEM 1.    (a)

Name of Issuer:

Roivant Sciences Ltd. (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

7th Floor, 50 Broadway, London SW1H 0DB, United Kingdom.

 

ITEM 2.    (a)

Name of Person Filing:

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

SB Investment Advisers (UK) Limited (“SBIA UK”)

SoftBank Vision Fund L.P.

SVF Holdings (UK) LLP

SVF Investments (UK) Limited

 

  (b)

Address or Principal Business Office:

The principal business address for each of SBIA UK, SVF Holdings (UK) LLP and SVF Investments (UK) Limited is 69 Grosvenor Street, London W1K 3JP, United Kingdom. The principal business address for SoftBank Vision Fund L.P. is Aztec Group House, 11-15 Seaton Place, St. Helier, Jersey JE4 0QH.

 

  (c)

Citizenship of each Reporting Person is:

SBIA UK, SVF Holdings (UK) LLP and SVF Investments (UK) Limited are organized under the laws of England and Wales. SoftBank Vision Fund L.P. is organized under the laws of Jersey.

 

  (d)

Title of Class of Securities:

Common shares, par value $0.0000000341740141 per share (“Common Shares”).

 

  (e)

CUSIP Number:

G76279101

 

ITEM 3.

Not applicable.


CUSIP No. G76279101    Schedule 13G    Page 6 of 9

 

ITEM 4.

Ownership.

 

  (a-c)

The ownership information presented below represents beneficial ownership of Common Shares of the Issuer as of December 31, 2022, based upon 726,804,831 Common Shares outstanding as of November 10, 2022, as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 14, 2022.

 

Reporting Person   

Amount

beneficially

owned

    

Percent

of class:

    Sole
power
to vote
or to
direct
the
vote:
     Shared
power to
vote or to
direct the
vote:
    

Sole
power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

SB Investment Advisers (UK) Limited

     95,031,667        13.1     0        95,031,667        0        95,031,667  

SoftBank Vision Fund L.P.

     95,031,667        13.1     0        95,031,667        0        95,031,667  

SVF Holdings (UK) LLP

     95,031,667        13.1     0        95,031,667        0        95,031,667  

SVF Investments (UK) Limited

     95,031,667        13.1     0        95,031,667        0        95,031,667  

SVF Investments (UK) Limited is the record holder of the securities reported herein. SoftBank Vision Fund L.P. is the managing member of SVF Holdings (UK) LLP, which is the sole owner of SVF Investments (UK) Limited.

SBIA UK has been appointed as alternative investment fund manager (“AIFM”) of SoftBank Vision Fund L.P. SBIA UK is authorized and regulated by the UK Financial Conduct Authority and is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund L.P.’s investments. As a result of these relationships, each of the Reporting Persons may be deemed to share beneficial ownership of the securities reported herein.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More Than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.


CUSIP No. G76279101    Schedule 13G    Page 7 of 9

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.


CUSIP No. G76279101    Schedule 13G    Page 8 of 9

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date:    February 13, 2023

 

SB Investment Advisers (UK) Limited
By:  

/s/ Amanda Sanchez-Barry

Name:   Amanda Sanchez-Barry
Title:   General Counsel
SoftBank Vision Fund L.P.
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Amanda Sanchez-Barry

Name:   Amanda Sanchez-Barry
Title:   General Counsel
SVF Holdings (UK) LLP
By: SoftBank Vision Fund L.P., its Managing Member
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Amanda Sanchez-Barry

Name:   Amanda Sanchez-Barry
Title:   General Counsel
SVF Investments (UK) Limited
By: SVF Holdings (UK) LLP, its Sole Owner
By: SoftBank Vision Fund L.P., its Managing Member
By: SB Investment Advisers (UK) Limited, its Manager
By:  

/s/ Amanda Sanchez-Barry

Name:   Amanda Sanchez-Barry
Title:   General Counsel


CUSIP No. G76279101    Schedule 13G    Page 9 of 9

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99   

Joint Filing Agreement (previously filed).