Sec Form 13G Filing - ForUniqure B.V. @ uniQure N.V.

Sec Form 13G Filing - ForUniqure B.V. filing for uniQure N.V. (QURE) - 2021-02-16

Insider filing report for Changes in Beneficial Ownership

Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

uniQure N.V.

(Name of Issuer)

Common Stock, par value EUR 0.05 per share

(Title of Class of Securities)

N90064101

(CUSIP Number)

31 DECEMBER 2020

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

*	The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

13G/A


CUSIP No. 90064101		Page 2 of 6 Pages

1	This calculation assumed that there are 44,496,141 Ordinary Shares outstanding as set forth in UniQure N.V.’s (the “Issuer”) quarterly report on Form 10-Q filed with the Securities and Exchange Commission (the “Commission”) on October 27, 2020.

13G/A


CUSIP No. 90064101		Page 3 of 6 Pages

2	This calculation assumed that there are 44,496,141 Ordinary Shares outstanding as set forth in UniQure N.V.’s (the “Issuer”) quarterly report on Form 10-Q filed with the Securities and Exchange Commission (the “Commission”) on October 27, 2020.

13G/A


CUSIP No. 90064101		Page 4 of 6 Pages

Item 1(a).

Name of Issuer:

uniQure N.V.

Item 1(b).

Address of Issuer’s Principal Executive Offices:

Paasheuvelweg 25, 1105 BP Amsterdam, The Netherlands

Item 2(a).

Name of Person Filing:

This Statement is being filed by ForUniQure B.V. (“ForUniQure”), and Forbion 1 Management B.V. (“Forbion 1”), the director of ForUniQure. ForUniQure and Forbion 1 are sometimes referred to collectively herein as the “Reporting Persons”.

Item 2(b).

Address of Principal Business Office or, if None, Residence:

The address of the principal business and principal office of each of the Reporting Persons is c/o Forbion Capital Partners, Gooimeer 2-35, 1411 DC Naarden, The Netherlands.

Item 2(c).

Citizenship:

ForUniQure B.V. – The Netherlands

Forbion 1 Management B.V. – The Netherlands

Item 2(d).

Title of Class of Securities:

Common Stock, par value €0.05 per share

Item 2(e).

CUSIP Number:

N90064101

Item 3.

Item 4.

Ownership.

ForUniQure is the beneficial owner of 4,386,742 shares of Common Stock (the “Shares”). ForUniQure acquired the Shares as part of an internal restructuring by Forbion Capital Partners. Forbion 1, the director of ForUniQure, has voting and investment power over the shares held by ForUniQure, which are exercised through Forbion’s investment committee, consisting of H. A. Slootweg, M. A. van Osch, G. J. Mulder and S. J. H. van Deventer. None of the members of the investment committee have individual voting and investment power with respect to such shares, and the members disclaim beneficial ownership of such shares except to the extent of their proportionate pecuniary interests therein.

(a)

Amount beneficially owned: 4,386,742

(b)

Percent of class: 9.86%

13G/A


CUSIP No. 90064101		Page 5 of 6 Pages

The foregoing percentage is calculated based on 44,496,141 Ordinary Shares outstanding as set forth in UniQure N.V.’s (the “Issuer”) quarterly report on Form 10-Q filed with the Securities and Exchange Commission (the “Commission”) on October 27, 2020.

(c)

Number of shares as to which such person has:

(i)

Sole power to vote or to direct the vote: 0

(ii)

Shared power to vote or to direct the vote: 4,386,742

(iii)

Sole power to dispose or to direct the disposition of: 0

(iv)

Shared power to dispose or to direct the disposition of: 4,386,742

Item 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.

Item 8.

Identification and Classification of Members of the Group.

The Reporting Persons are making this single, joint filing because they may be deemed to constitute a “group” within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). The Reporting Persons disclaim membership in a group and this report shall not be deemed an admission by any of the Reporting Persons that they are or may be members of a “group” for purposes of Rule 13d-5 or for any other purpose.

Item 9.

Notice of Dissolution of Group.

Not applicable.

Item 10.

Certification.

Not applicable .

13G/A


CUSIP No. 90064101		Page 6 of 6 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2021


FORUNIQURE B.V.

By:		/s/ V. Van Houten /s/ H.A. Slootweg
Name:		V. van Houten H.A. Slootweg
Title:		Directors of its director

FORBION 1 MANAGEMENT B.V.

By:		/s/ V. van Houten /s/ H.A. Slootweg
Name:		V. van Houten H.A. Slootweg
Title:		its Directors

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

ForUniQure B.V.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ☐ (b) ☐

SEC USE ONLY

CITIZENSHIP OR PLACE OF ORGANIZATION

The Netherlands