Sec Form 13G Filing - Kumar Neil filing for BRIDGEBIO PHARMA INC (BBIO) - 2020-02-14

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

NAME OF REPORTING PERSONS

S.S. OR I.R.S IDENTIFICATION NOS. OF ABOVE PERSONS

NEIL KUMAR

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

SEC USE ONLY

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S.

NUMBER OF

SHARES BENEFICIALLY  OWNED BY EACH REPORTING PERSON

WITH

SOLE VOTING POWER

4,685,725

SHARED VOTING POWER

3,933,058

SOLE DISPOSITIVE POWER

4,685,725

SHARED DISPOSITIVE POWER

3,933,058

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

8,618,783

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  ☐

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

6.98% ²

TYPE OF REPORTING PERSON*

IN

The percent of class was calculated based on 123,574,967 shares of common stock issued and outstanding as of November 4, 2019 (as reported in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 8, 2019).

Name of Issuer:

Address of Issuer’s Principal Executive Offices:

Name of Person Filing:

Address of Principal Business Office or, if None, Residence:

Citizenship:

Title of Class of Securities:

CUSIP Number:

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

☐ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

Ownership.

Amount Beneficially Owned: 8,618,783 shares of Common Stock, which represents 4,685,725 shares held of record by Neil Kumar, 927,686 shares held of record by the Kumar Haldea Family Irrevocable Trust and 3,005,372 shares held of record by the Kumar Haldea Revocable Trust.

Percent of Class: 6.98%

Number of Shares as to which the person has:

Sole power to vote or to direct the vote: 4,685,725

Shared power to vote or to direct the vote: 3,933,058

Sole power to dispose or to direct the disposition of: 4,685,725

Shared power to dispose or to direct the disposition of: 3,933,058

Ownership of Five Percent or Less of a Class.

Ownership of More than Five Percent on behalf of Another Person.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Identification and Classification of Members of the Group.

Notice of Dissolution of Group.

Certification.