Sec Form 13G Filing - Universe Shipping Inc filing for CASTOR MARITIME INC (CTRM) - 2020-02-06

Item 3.

If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c);

 

Not applicable.

Item 4.

Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)(b)

Amount beneficially owned and percent of Class:

 

 

 

Universe Shipping Inc. ("Universe Shipping") is the beneficial owner of 66,250 Shares, which constitutes approximately 1.99% of the total number of Shares outstanding. Maria Panagiotidi is the sole shareholder of Universe Shipping. Ms. Panagiotidi disclaims beneficial ownership of the 66,250 common shares except to the extent of her pecuniary, voting and dispositive interests in such common shares.

 

(c)

Number of shares as to which the Reporting Persons have:

 

 

 

 

 

 

 

(i)

Sole power to vote or to direct the vote:

 

0

 

 

 

 

 

 

 

(ii)

Shared power to vote or to direct the vote:

 

66,250

 

 

 

 

 

 

 

(iii)

Sole power to dispose or to direct the disposition of:

 

0

 

 

 

 

 

 

 

 

(iv)

Shared power to dispose or to direct the disposition of:

 

66,250

 

 

 

 

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X].

 

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person.

 

If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.

 

This Item 6 is not applicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

If a parent holding company or Control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.

 

This Item 7 i s not applicable.

 

 

Item 8.

Identification and Classification of Members of the Group.

 

 

 

If a group has filed this schedule pursuant to ss.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to ss.240.13d-1(c) or ss.240.13d-1(d), attach an exhibit stating the identity of each member of the group.

 

This Item 8 is not applicable.

Item 9.

Notice of Dissolution of Group.

 

Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.

 

This Item 9 is not applicable.

Item 10.

Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.

 

 

February 6, 2020

 

 

(Date)

 

 

 

 

UNIVERSE SHIPPING INC

 

 

 

 

By:

/s/ Savvas Polydorou

 

Name:

Savvas Polydorou

 

Title:

Sole Director

 

 

 

 

MARIA PANAGIOTIDI*

 

 

By:

/s/ Maria Panagiotidi

*

The Reporting Persons disclaim beneficial ownership except to the extent of their pecuniary, voting and dispositive interests therein.

 

 

February 6, 2020

 

 

(Date)

 

 

 

 

UNIVERSE SHIPPING INC

 

 

 

 

By:

/s/ Savvas Polydorou

 

Name:

Savvas Polydorou

 

Title:

Sole Director

 

 

 

 

MARIA PANAGIOTIDI

 

 

By:

/s/ Maria Panagiotidi