Sec Form 13G Filing - IC Trading Inversiones filing for LOMA NEGRA CORP SPONSORED ADS (LOMA) - 2020-02-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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CUSIP No. 54150E 104

Page 1 of 16

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

LOMA NEGRA COMPAÑÍA INDUSTRIAL ARGENTINA SOCIEDAD ANÓNIMA

(Name of Issuer)

Ordinary Shares, par value Ps.0.10 per share

American Depositary Shares, each representing five Ordinary Shares, par value Ps.0.10 per share**

(Title of Class of Securities)

54150E 104***

(CUSIP Number)

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

**

On October 31, 2017, Loma Negra Compañía Industrial Argentina Sociedad Anónima registered American Depositary Shares (“ADSs”) (each representing five Ordinary Shares) under Section 12(b) of the Act.

***

CUSIP assigned to the ADSs, which are listed on the New York Stock Exchange.

 

 

 


CUSIP No. 54150E 104

Page 2 of 16

 

  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Caue Austria Holding GmbH(1)(2)

 

  Not applicable

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

  (a)  ☐        (b)  ☐

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Austria

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0. See Item 4.

  6     

  SHARED VOTING POWER

 

  0

  7     

  SOLE DISPOSITIVE POWER

 

  0. See Item 4.

  8     

  SHARED DISPOSITIVE POWER

 

  0

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  0. See Item 4.

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  0%. See Item 4.

12    

  TYPE OF REPORTING PERSON (see instructions)

 

  CO

 

(1)

Pursuant to a corporate restructuring in 2019, InterCement Austria Equity Participation GmbH merged into Caue Austria Holding GmbH and InterCement Trading e Inversiones S.A. became the direct owner of the 100% of the share capital of Caue Austria Holding GmbH. InterCement Portugal S.A. owns and controls 100% of InterCement Trading e Inversiones S.A.’s voting shares. InterCement Austria Holding GmbH owns and controls 94.63% of InterCement Portugal S.A.’s voting shares. InterCement Participações S.A. owns and controls 100% of the share capital of InterCement Austria Holding GmbH. Mover Participações S.A. owns and controls 100% of InterCement Participações S.A.’s voting shares. Participações Morro Vermelho S.A. owns 99.99% of the common shares and 100% of the preferred shares of Mover Participações S.A.

(2)

In connection with the restructuring, Caue Austria Holding GmbH transferred to InterCement Trading e Inversiones S.A., its direct parent company, all of the ordinary shares of Loma Negra Compañía Industrial Argentina Sociedad Anónima (the “Issuer”) previously directly held of record by Caue Austria Holding GmbH.


CUSIP No. 54150E 104

Page 3 of 16

 

  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  InterCement Trading e Inversiones S.A. (1)

 

  Not applicable

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

  (a)  ☐        (b)  ☐

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Spain

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0. See Item 4.

  6     

  SHARED VOTING POWER

 

  304,233,740(2)

  7     

  SOLE DISPOSITIVE POWER

 

  0. See Item 4.

  8     

  SHARED DISPOSITIVE POWER

 

  304,233,740(2)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  304,233,740(2) See Item 4.

10    

  CHECK BOX IF THE AGGREGATE A MOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  51.04%(3) See Item 4.

12    

  TYPE OF REPORTING PERSON (see instructions)

 

  CO

 

(1)

InterCement Portugal S.A. owns and controls 100% of InterCement Trading e Inversiones S.A.’s voting shares. InterCement Austria Holding GmbH owns and controls 94.63% of InterCement Portugal S.A.’s voting shares. InterCement Participações S.A. owns and controls 100% of the share capital of InterCement Austria Holding GmbH. Mover Participações S.A. owns and controls 100% of InterCement Participações S.A.’s voting shares. Participações Morro Vermelho S.A. owns 99.99% of the common shares and 100% of the preferred shares of Mover Participações S.A.

(2)

Ordinary shares of the Issuer held of record by InterCement Trading e Inversiones S.A. Each Reporting Person disclaims beneficial ownership of such ordinary shares except to the extent of its pecuniary interest therein.

(3)

Based on 596,026,490 ordinary shares of the Issuer, par value Ps.0.10 per share, issued and outstanding as of December 31, 2019, as provided by the Issuer to the Reporting Person.


CUSIP No. 54150E 104

Page 4 of 16

 

  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  InterCement Portugal S.A.(1)(2)

 

  Not applicable

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

  (a)  ☐        (b)  ☐

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Portugal

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0. See Item 4.

  6     

  SHARED VOTING POWER

 

  304,233,740(3)

  7     

  SOLE DISPOSITIVE POWER

 

  0. See Item 4.

  8     

  SHARED DISPOSITIVE POWER

 

  304,233,740(3)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  304,233,740(3) See Item 4.

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  51.04%(4) See Item 4.

12    

  TYPE OF REPORTING PERSON (see instructions)

 

  CO

 

(1)

InterCement Portugal S.A. owns and controls 100% of the voting shares of InterCement Trading e Inversiones S.A.

(2)

InterCement Austria Holding GmbH owns and controls 94.63% of InterCement Portugal S.A.’s voting shares. InterCement Participações S.A. owns and controls 100% of the share capital of InterCement Austria Holding GmbH. Mover Participações S.A. (formerly named Camargo Corrêa S.A.) owns and controls 100% of InterCement Participações S.A.’s voting shares. Participações Morro Vermelho S.A. owns 99.99% of the common shares and 100% of the preferred shares of Mover Participações S.A.

(3)

Includes 304,233,740 ordinary shares of the Issuer held of record by InterCement Trading e Inversiones S.A. Each Reporting Person disclaims beneficial ownership of such ordinary shares except to the extent of its pecuniary interest therein.

(4)

Based on 596,026,490 ordinary shares of the Issuer, par value Ps.0.10 per share, issued and outstanding as of December 31, 2019, as provided by the Issuer to the Reporting Person.


CUSIP No. 54150E 104

Page 5 of 16

 

  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  InterCement Austria Holding GmbH(1)(2)

 

  Not applicable

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

  (a)  ☐        (b)  ☐

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Austria

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0. See Item 4.

  6     

  SHARED VOTING POWER

 

  304,233,740(3)

  7     

  SOLE DISPOSITIVE POWER

 

  0. See Item 4.

  8     

  SHARED DISPOSITIVE POWER

 

  304,233,740(3)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  304,233,740(3) See Item 4.

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  51.04%(4) See Item 4.

12    

  TYPE OF REPORTI NG PERSON (see instructions)

 

  CO

 

(1)

InterCement Austria Holding GmbH owns and controls 94.63% of the voting shares of InterCement Portugal S.A. InterCement Portugal S.A. owns and controls 100% of the voting shares of InterCement Trading e Inversiones S.A.

(2)

InterCement Participações S.A. owns and controls 100% of the share capital of InterCement Austria Holding GmbH. Mover Participações S.A. (formerly named Camargo Corrêa S.A.) owns and controls 100% of InterCement Participações S.A.’s voting shares. Participações Morro Vermelho S.A. owns 99.99% of the common shares and 100% of the preferred shares of Camargo Corrêa S.A.

(3)

Includes 304,233,740 ordinary shares of the Issuer held of record by InterCement Trading e Inversiones S.A. Each Reporting Person disclaims beneficial ownership of such ordinary shares except to the extent of its pecuniary interest therein.

(4)

Based on 596,026,490 ordinary shares of the Issuer, par value Ps.0.10 per share, issued and outstanding as of December 31, 2019, as provided by the Issuer to the Reporting Person.


CUSIP No. 54150E 104

Page 6 of 16

 

  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  InterCement Participações S.A.(1)(2)

 

  Not applicable

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

  (a)  ☐        (b)  ☐

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Brazil

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0. See Item 4.

  6     

  SHARED VOTING POWER

 

  304,233,740(3)

  7     

  SOLE DISPOSITIVE POWER

 

  0. See Item 4.

  8     

  SHARED DISPOSITIVE POWER

 

  304,233,740(3)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  304,233,740(3) See Item 4.

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  51.04%(4) See Item 4.

12    

  TYPE OF REPORTING PERSON (see instructions)

 

  CO

 

(1)

InterCement Participações S.A. owns and controls 100% of the share capital of InterCement Austria Holding GmbH. InterCement Austria Holding GmbH owns and controls 94.63% of the voting shares of InterCement Portugal S.A. InterCement Portugal S.A. owns and controls 100% of the voting shares of InterCement Trading e Inversiones S.A.

(2)

Mover Participações S.A. (formerly named Camargo Corrêa S.A.) owns and controls 100% of InterCement Participações S.A.’s voting shares. Participações Morro Vermelho S.A. owns 99.99% of the common shares and 100% of the preferred shares of Mover Participações S.A.

(3)

Includes 304,233,740 ordinary shares of the Issuer held of record by InterCement Trading e Inversiones S.A. Each Reporting Person disclaims beneficial ownership of such ordinary shares except to the extent of its pecuniary interest therein.

(4)

Based on 596,026,490 ordinary shares of the Issuer, par value Ps.0.10 per share, issued and outstanding as of December 31, 2019, as provided by the Issuer to the Reporting Person.


CUSIP No. 54150E 104

Page 7 of 16

 

  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Mover Participações S.A.(1)(2)

 

  Not applicable

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

  (a)  ☐        (b)  ☐

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Brazil

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0. See Item 4.

  6     

  SHARED VOTING POWER

 

  304,233,740(3)

  7     

  SOLE DISPOSITIVE POWER

 

  0. See Item 4.

  8     

  SHARED DISPOSITIVE POWER

 

  304,233,740(3)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  304,233,740(3) See Item 4.

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  51.04%(4) See Item 4.

12    

  TYPE OF REPORTING PERSON (see instructions)

 

  CO

 

(1)

Mover Participações S.A. owns and controls 100% of InterCement Participações S.A.’s voting shares. InterCement Participações S.A. owns and controls 100% of the share capital of InterCement Austria Holding GmbH. InterCement Austria Holding GmbH owns and controls 94.63% of the voting shares of InterCement Portugal S.A. InterCement Portugal S.A. owns and controls 100% of the voting shares of InterCement Trading e Inversiones S.A.

(2)

Participações Morro Vermelho S.A. owns 99.99% of the common shares and 100% of the preferred shares of Mover Participações S.A.

(3)

Includes 304,233,740 ordinary shares of the Issuer held of record by InterCement Trading e Inversiones S.A. Each Reporting Person disclaims beneficial ownership of such ordinary shares except to the extent of its pecuniary interest therein.

(4)

Based on 596,026,490 ordinary shares of the Issuer, par value Ps.0.10 per share, issued and outstanding as of December 31, 2019, as provided by the Issuer to the Reporting Person.


CUSIP No. 54150E 104

Page 8 of 16

 

  1    

  NAME OF REPORTING PERSONS

  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

  Participações Morro Vermelho S.A.(1)(2)

 

  Not applicable

  2    

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

  (a)  ☐        (b)  ☐

 

  3    

  SEC USE ONLY

 

  4    

  CITIZENSHIP OR PLACE OF ORGANIZATION

 

  Brazil

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

    5     

  SOLE VOTING POWER

 

  0. See Item 4.

  6     

  SHARED VOTING POWER

 

  304,233,740(3)

  7     

  SOLE DISPOSITIVE POWER

 

  0. See Item 4.

  8     

  SHARED DISPOSITIVE POWER

 

  304,233,740(3)

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

  304,233,740(3) See Item 4.

10    

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)

 

  ☐

11    

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  51.04%(4) See Item 4.

12    

  TYPE OF REPORTING PERSON (see instructions)

 

  CO

 

(1)

Participações Morro Vermelho S.A. owns 99.99% of the common shares and 100% of the preferred shares of Mover Participações S.A. Mover Participações S.A. owns and controls 100% of InterCement Participações S.A.’s voting shares. InterCement Participações S.A. owns and controls 100% of the share capital of InterCement Austria Holding GmbH. InterCement Austria Holding GmbH owns and controls 94.63% of the voting shares of InterCement Portugal S.A. InterCement Portugal S.A. owns and controls 100% of the voting shares of InterCement Trading e Inversiones S.A.

(2)

Participações Morro Vermelho S.A. is owned by RCABON Empreendimentos e Participações S.A., RCNON Empreendimentos e Participações S.A. and RCPODON Em preendimentos e Participações S.A., each owning 33.33% of its common shares and RCABPN Empreendimentos e Participações S.A., RCNPN Empreendimentos e Participações S.A. and RCPODPN Empreendimentos e Participações S.A. each owning 33.28% of its preferred shares. Rosana Camargo Arruda Botelho directly controls RCABON Empreendimentos e Participações S.A. and RCABPN Empreendimentos e Participações S.A. Renata de Camargo Nascimento directly controls Monte Baldo Participações e Empreendimentos S.A which directly controls RCNON Empreendimentos e Participações S.A. and RCNPN Empreendimentos e Participações S.A. Regina de Camargo Pires Oliveira Dias directly controls RCPODON Empreendimentos s e Participações S.A. and RCPODPN Empreendimentos e Participações S.A.

(3)

Includes 304,233,740 ordinary shares of the Issuer held of record by InterCement Trading e Inversiones S.A. Each Reporting Person disclaims beneficial ownership of such ordinary shares except to the extent of its pecuniary interest therein.

(4)

Based on 596,026,490 ordinary shares of the Issuer, par value Ps.0.10 per share, issued and outstanding as of December 31, 2019, as provided by the Issuer to the Reporting Person.


CUSIP No. 54150E 104

Page 9 of 16

 

Item 1.

 

  (a)

Name of Issuer:

Loma Negra Compañía Industrial Argentina Sociedad Anónima

 

  (b)

Address of Issuer’s Principal Executive Offices:

Reconquista 1088, 7th Floor

Zip Code C1003ABQ – Ciudad Autónoma de Buenos Aires

Republic of Argentina

Item 2.

 

  (a)

Name of Person Filing:

Caue Austria Holding GmbH

InterCement Trading e Inversiones S.A.

InterCement Portugal S.A.

InterCement Austria Holding GmbH

InterCement Participações S.A.

Mover Participações S.A.

Participações Morro Vermelho S.A.

(each a “Reporting Person” and collectively, the “Reporting Persons”). This Amendment No. 2 to the Schedule 13G is being filed pursuant to a Joint Filing Agreement (the “Joint Filing Agreement”), attached hereto as Exhibit 1.

 

  (b)

Address of Principal Business Office or, if None, Residence:

Caue Austria Holding GmbH

Hohenstaufengasse, 10/ 3rd Floor

1010 Vienna, Austria

InterCement Trading e Inversiones S.A.

Calle Colón, 10 - Planta 5ª, Letras A e B;

36201 Vigo, Spain

InterCement Portugal S.A.

Rua Alexandre Herculano, n.º 35

1250-009 Lisbon, Portugal

InterCement Austria Holding GmbH

Hohenstaufengasse, 10/ 3rd Floor

1010 Vienna, Austria

InterCement Participações S.A.

Avenida das Nações Unidas, 12.495 – 14º andar – Ala B

04710-041 São Paulo, Brazil

Mover Participações S.A.

Avenida Presidente Juscelino Kubitschek, 1909 – 30º andar – Torre Norte

CEP 04543-907, São Paulo, Brazil

Participações Morro Vermelho S.A.

Avenida Presidente Juscelino Kubitschek, 1909 – 30º andar – Torre Norte

CEP 04543-907, São Paulo, Brazil


CUSIP No. 54150E 104

Page 10 of 16

 

  (c)

Citizenship:

See the responses to Item 4 of the attached cover pages.

 

  (d)

Title of Class of Securities:

Ordinary Shares, par value Ps.0.10 per share

American Depositary Shares (“ADSs”), each representing five Ordinary Shares

 

  (e)

CUSIP Number:

54150E 104 (ADSs)

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)      Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)      Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)      Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)      Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
(e)      An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)      An emplo yee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)      A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)      A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)      A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)      A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
(k)      Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

Item 4.

Ownership.

Provide the following information regarding the aggregate number and percent of the class of securities of the issuer identified in Item 1.

(a) Amount beneficially owned: See Item 4(b) below.


CUSIP No. 54150E 104

Page 11 of 16

 

(b) Number and percent of ordinary shares of Loma Negra Compañía Industrial Argentina Sociedad Anónima beneficially owned as of December 31, 2019 by each Reporting Person:

 

Reporting Person

   Number of Shares      Percentage of Class  

Caue Austria Holding GmbH

     0        0

InterCement Trading e Inversiones S.A.

     304,233,740        51.04

InterCement Portugal S.A.

     304,233,740        51.04

InterCement Austria Holding GmbH

     304,233,740        51.04

InterCement Participações S.A.

     304,233,740        51.04

Mover Participações S.A.

     304,233,740        51.04

Participações Morro Vermelho S.A.

     304,233,740        51.04

 

  (c)

Number of shares as to which the person has:

 

  (i)

Sole power to vote or to direct the vote. Number of Issuer ordinary shares beneficially owned as of December 31, 2019, as to which each Reporting Person has sole power to vote or direct the vote:

 

Reporting Person

   Number  

Caue Austria Holding GmbH

     0  

InterCement Trading e Inversiones S.A.

     0  

InterCement Portugal S.A.

     0  

InterCement Austria Holding GmbH

     0  

InterCement Participações S.A.

     0  

Mover Participações S.A.

     0  

Participações Morro Vermelho S.A.

     0  

 

  (ii)

Shared power to vote or to direct the vote. Number of Issuer ordinary shares beneficially owned as of December 31, 2019, as to which each Reporting Person has shared power to vote or direct the vote:

 

Reporting Person

   Number  

Caue Austria Holding GmbH

     0  

InterCement Trading e Inversiones S.A.

     304,233,740  

InterCement Portugal S.A.

     304,233,740  

InterCement Austria Holding GmbH

     304,233,740  

InterCement Participações S.A.

     304,233,740  

Mover Participações S.A.

     304,233,740  

Participações Morro Vermelho S.A.

     304,233,740  


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  (iii)

Sole power to dispose or to direct the disposition of. Number of Issuer ordinary shares beneficially owned as of December 31, 2019, as to which each Reporting Person has sole power to dispose or to direct the disposition of:

 

Reporting Person

   Number  

Caue Austria Holding GmbH

     0  

InterCement Trading e Inversiones S.A.

     0  

InterCement Portugal S.A.

     0  

InterCement Austria Holding GmbH

     0  

InterCement Participações S.A.

     0  

Mover Participações S.A.

     0  

Participações Morro Vermelho S.A.

     0  

 

  (iv)

Shared power to dispose or to direct the disposition of. Number of Issuer ordinary shares beneficially owned as of December 31, 2019, as to which each Reporting Person has shared power to dispose or to direct the disposition of:

 

Reporting Person

   Number  

Caue Austria Holding GmbH

     0  

InterCement Trading e Inversiones S.A.

     304,233,740  

InterCement Portugal S.A.

     304,233,740  

InterCement Austria Holding GmbH

     304,233,740  

InterCement Participações S.A.

     304,233,740  

Mover Participações S.A.

     304,233,740  

Participações Morro Vermelho S.A.

     304,233,740  

 

Item 5.

Ownership of Five Percent or Less of a Class.

Following a corporate restructuring in 2019 whereby InterCement Austria Equity Participation GmbH merged into Caue Austria Holding GmbH and InterCement Trading e Inversiones S.A. became the direct owner of 100% of the share capital of Caue Austria Holding GmbH, and the related transfer by Caue Austria Holding GmbH to InterCement Trading e Inversiones S.A., its direct parent company, of all of the ordinary shares of the Issuer previously directly held by Caue Austria Holding GmbH, as of December 31, 2019, Caue Austria Holding GmbH does not beneficially own directly or indirectly any ordinary shares of the Issuer.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.


CUSIP No. 54150E 104

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Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

Not applicable.

 

Item 9.

Notice of Dissolution of a Group.

Not applicable.

 

Item 10.

Certification.

Not applicable.


CUSIP No. 54150E 104

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Exhibit

  

Description of Exhibit

1    Joint Filing Agreement, dated as of February 14, 2019, among the Reporting Persons (previously filed as exhibit 99.1 to the Amendment No. 1 to the Schedule 13G filed with the Securities and Exchange Commission on February 14, 2019 (File No.005-90359 19605560)).


CUSIP No. 54150E 104

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SIGNATURE

After reasonable inquiry and to the best of my knowledge and believe, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2020     Caue Austria Holding GmbH
    By:  

/s/ Armando Silva

    Name:   Armando Silva
    Title:   Director
    By:  

/s/ Gabriel Motta

    Name   Gabriel Motta
    Title:   Director
    InterCement Trading e Inversiones S.A.
    By:  

/s/ Armando Silva

    Name:   Armando Silva
    Title:   Director
    By:  

/s/ Gabriel Motta

    Name:   Gabriel Motta
    Title:   Director
    InterCement Portugal S.A.
    By:  

/s/ Flávio Aidar

    Name   Flávio Aidar
    Title:   Director
    By:  

/s/ Paulo Diniz

    Name:   Paulo Diniz
    Title:   Director
    InterCement Austria Holding GmbH
    By:  

/s/ Armando Silva

    Name:   Armando Silva
    Title:   Director
    By:  

/s/ Marco Antônio Zangari

    Name:   Marco Antônio Zangari
    Title:   Director


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    InterCement Participações S.A.
    By:  

/s/ Flávio Aidar

    Name:   Flávio Aidar
    Title:   Director
    By:  

/s/ Paulo Diniz

    Name:   Paulo Diniz
    Title:   Director
    Mover Participações S.A.
    By:  

/s/ Roberto Evangelista

    Name:   Roberto Evangelista
    Title:   Director
    By:  

/s/ Nelson Tambelini

    Name:   Nelson Tambelini
    Title:   Director
    Participações Morro Vermelho S.A.
    By:  

/s/ Juliana Espindola La Femina

    Name:   Juliana Espindola La Femina
    Title:   Director
    By:  

/s/ Francisco Lopes

    Name:   Francisco Lopes
    Title:   Director