Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
RED RIVER BANCSHARES, INC.
(Name of Issuer)
Common Stock, no par value per share
(Title of Class of Securities)
75686R202
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 75686R202 | SCHEDULE 13 G | PAGE 2 OF 5 PAGES |
1 |
NAME OF REPORTING PERSON
Teddy Ray Price | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Louisiana |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER
393,324(1) | ||||
6 | SHARED VOTING POWER
0 | |||||
7 | SOLE DISPOSITIVE POWER
393,324(1) | |||||
8 | SHARED DISPOSITIVE POWER
0 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
393,324(1) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN EXCLUDES CERTAIN SHARES
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.4% | |||||
12 | TYPE OF REPORTING PERSON
IN |
(1) | Consists of 329,998 shares of Common Stock held of record by the Reporting Person and 63,326 shares of Common Stock held of record by Kisatchie Industries, LLC, for which the Reporting Person serves as Manager. |
CUSIP NO. 75686R202 | SCHEDULE 13 G | PAGE 3 OF 5 PAGES |
Item 1(a). | Name of Issuer: | |||
Red River Bancshares, Inc. | ||||
Item 1(b). | Address of Issuers Principal Executive Offices: | |||
1412 Centre Court Drive, Suite 501 | ||||
Alexandria, Louisiana 71301 | ||||
Item 2(a). | Name of Person Filing. | |||
Teddy Ray Price | ||||
Item 2(b). | Address of Principal Business Office or, if None, Residence. | |||
Same as Item 1(b). | ||||
Item 2(c). | Citizenship or Place of Organization. | |||
State of Louisiana | ||||
Item 2(d). | Title of Class of Securities: | |||
Common stock, no par value per share | ||||
Item 2(e). | CUSIP Number: | |||
75686R202 | ||||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||
(a) | ☐ Broker or dealer registered under section 15 of the Act (15 U.S.C.78o). | |||
(b) | ☐ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |||
(c) | ☐ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |||
(d) | ☐ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | |||
(e) | ☐ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |||
(f) | ☐ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |||
(g) | ☐ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | |||
(h) | ☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||
(i) | ☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |||
(j) | ☐ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | |||
(k) | ☐ Group, in accordance with §240.13d-1(b)(1)(ii)(K). | |||
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________. |
CUSIP NO. 75686R202 | SCHEDULE 13 G | PAGE 4 OF 5 PAGES |
Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1:
(a) Amount beneficially owned: 393,324(1) |
(b) Percent of Class: 5.4% |
(c) Number of shares as to which such person has: |
(i) sole power to vote or direct the vote: 393,324(1) |
(ii) shared power to vote or direct the vote: 0 |
(iii) sole power to dispose or direct the disposition of: 393,324(1) |
(iv) shared power to dispose or direct the disposition of: 0 |
(1) | Consists of 329,998 shares of Common Stock held of record by the Reporting Person and 63,326 shares of Common Stock held of record by Kisatchie Industries, LLC, for which the Reporting Person serves as Manager. |
The number of shares beneficially owned and the percentage of outstanding shares represented thereby have been computed in accordance with Rule 13d-3 under the Act. The percentage of ownership described above is based on 7,306,221 shares of the Issuers Common Stock, no par value per share, outstanding as of October 31, 2019, as reported in the Issuers Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2019, filed with the Securities and Exchange Commission on November 14, 2019.
Item 5. | Ownership of Five Percent or Less of a Class. |
Not Applicable
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not Applicable
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable
Item 9. | Notice of Dissolution of Group. |
Not Applicable
Item 10. | Certification. |
Not Applicable
CUSIP NO. 75686R202 | SCHEDULE 13 G | PAGE 5 OF 5 PAGES |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 10, 2020 | ||||
By: | /s/ Teddy Ray Price | |||
Teddy Ray Price |