Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
RED RIVER BANCSHARES, INC.
(Name of Issuer)
Common Stock, no par value per share
(Title of Class of Securities)
75686R202
(CUSIP Number)
December 31, 2019
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| SCHEDULE 13 G | ||||
| CUSIP NO. 75686R202 | PAGE 2 OF 5 PAGES | |||
| 1 |
NAME OF REPORTING PERSON
Simeon A. Thibeaux | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
State of Louisiana | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER
836,146(1) | ||||
| 6 | SHARED VOTING POWER
0 | |||||
| 7 | SOLE DISPOSITIVE POWER
836,146(1) | |||||
| 8 | SHARED DISPOSITIVE POWER
0 | |||||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
836,146(1) | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN EXCLUDES CERTAIN SHARES
☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.4% | |||||
| 12 | TYPE OF REPORTING PERSON
IN | |||||
| (1) | Consists of 421,407 shares of Common Stock held of record by the John Charles Simpson Jr. Trust (“JCSJ Trust”) and 414,739 shares of Common Stock held of record by the Angela Katherine Simpson Trust (“AKS Trust”). The Reporting Person is the sole trustee of each of the JCSJ Trust and the AKS Trust. |
| SCHEDULE 13 G | ||||
| CUSIP NO. 75686R202 | PAGE 3 OF 5 PAGES | |||
| Item 1(a). | Name of Issuer: |
Red River Bancshares, Inc.
| Item 1(b). | Address of Issuer’s Principal Executive Offices: |
1412 Centre Court Drive, Suite 501
Alexandria, Louisiana 71301
| Item 2(a). | Name of Person Filing. |
Simeon A. Thibeaux
| Item 2(b). | Address of Principal Business Office or, if None, Residence. |
Same as Item 1(b).
| Item 2(c). | Citizenship or Place of Organization. |
State of Louisiana
| Item 2(d). | Title of Class of Securities: |
Common stock, no par value per share
| Item 2(e). | CUSIP Number: |
75686R202
| Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | ☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C.78o). | ||
| (b) | ☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
| (c) | ☐ | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
| (d) | ☐ | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | ||
| (e) | ☐ | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||
| (f) | ☐ | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||
| (g) | ☐ | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | ||
| (h) | ☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
| (i) | ☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
| (j) | ☐ | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | ||
| (k) | ☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(K). | ||
| If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: . | ||||
| SCHEDULE 13 G | ||||
| CUSIP NO. 75686R202 | PAGE 4 OF 5 PAGES | |||
| Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1:
| (a) | Amount beneficially owned: 836,146 (1) |
| (b) | Percent of Class: 11.4% |
| (c) | Number of shares as to which such person has: |
| (i) | sole power to vote or direct the vote: 836,146 (1) |
| (ii) | shared power to vote or direct the vote: 0 |
| (iii) | sole power to dispose or direct the disposition of: 836,146 (1) |
| (iv) | shared power to dispose or direct the disposition of: 0 |
| (1) | Consists of 421,407 shares of Common Stock held of record by the John Charles Simpson Jr. Trust (“JCSJ Trust”) and 414,739 shares of Common Stock held of record by the Angela Katherine Simpson Trust (“AKS Trust”). The Reporting Person is the sole trustee of each of the JCSJ Trust and the AKS Trust. |
The number of shares beneficially owned and the percentage of outstanding shares represented thereby have been computed in accordance with Rule 13d-3 under the Act. The percentage of ownership described above is based on 7,306,221 shares of the Issuer’s Common Stock, no par value per share, outstanding as of October 31, 2019, as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2019, filed with the Securities and Exchange Commission on November 14, 2019.
| Item 5. | Ownership of Five Percent or Less of a Class. |
Not Applicable
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable
| Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not Applicable
| Item 8. | Identification and Classification of Members of the Group. |
Not Applicable
| Item 9. | Notice of Dissolution of Group. |
Not Applicable
| Item 10. | Certification. |
Not Applicable
| SCHEDULE 13 G | ||||
| CUSIP NO. 75686R202 | PAGE 5 OF 5 PAGES | |||
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated: February 10, 2020 | ||||
| By: | /s/ Simeon A. Thibeaux | |||
| Simeon A. Thibeaux | ||||