Sec Form 13G Filing - Thibeaux Simeon A. filing for RED RIVER BANCSHARES INC (RRBI) - 2020-06-23

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

CUSIP NO. 75686R202

PAGE 2 OF 5 PAGES

  1  

  NAME OF REPORTING PERSON

  Simeon A. Thibeaux

  2  

  CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)  ☐        (b)  ☐

  3  

  SEC USE ONLY

  4  

  CITIZENSHIP OR PLACE OF ORGANIZATION

  State of Louisiana

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH:

  5  

  SOLE VOTING POWER

   836,146 (1)

6  

  SHARED VOTING POWER

  402,411 (2)

7  

  SOLE DISPOSITIVE POWER

   836,146 (1)

8  

  SHARED DISPOSITIVE POWER

  402,411 (2)

  9  

  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  1,238,557

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN EXCLUDES CERTAIN SHARES

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

  16.9%

12  

  TYPE OF REPORTING PERSON

  IN

(1)

Consists of 421,407 shares of Common Stock held of record by the John Charles Simpson Jr. Trust (“JCSJ Trust”) and 414,739 shares of Common Stock held of record by the Angela Katherine Simpson Trust (“AKS Trust”). The Reporting Person is the sole trustee of each of the JCSJ Trust and the AKS Trust.

(2)

Shares are held by S3 Dynamics, L.P. Mr. Thibeaux is the sole trustee or investment advisor of trusts holding approximately 57% of the limited partnership interests of S3 Dynamics, L.P.

CUSIP NO. 75686R202

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Item 1(a).

Name of Issuer:

Item 1(b).

Address of Issuer’s Principal Executive Offices:

Item 2(a).

Name of Person Filing.

Item 2(b).

Address of Principal Business Office or, if None, Residence.

Item 2(c).

Citizenship or Place of Organization.

Item 2(d).

Title of Class of Securities:

Item 2(e).

CUSIP Number:

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

☐

Broker or dealer registered under section 15 of the Act (15 U.S.C.78o).

(b)

☐

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

☐

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

☐

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

(e)

☐

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

☐

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

☐

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

☐

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

☐

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

☐

A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);

(k)

☐

Group, in accordance with §240.13d-1(b)(1)(ii)(K).

If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution:                      .

CUSIP NO. 75686R202

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Item 4.

Ownership.

(a)

Amount beneficially owned: 1,238,557

(b)

Percent of Class: 16.9%

(c)

Number of shares as to which such person has:

(i)

sole power to vote or direct the vote: 836,146 (1)

(ii)

shared power to vote or direct the vote: 402,411 (2)  

(iii)

sole power to dispose or direct the disposition of: 836,146 (1)

(iv)

shared power to dispose or direct the disposition of: 402,411 (2)

(1)

Consists of 421,407 shares of Common Stock held of record by the John Charles Simpson Jr. Trust (“JCSJ Trust”) and 414,739 shares of Common Stock held of record by the Angela Katherine Simpson Trust (“AKS Trust”). The Reporting Person is the sole trustee of each of the JCSJ Trust and the AKS Trust.

(2)

Shares are held by S3 Dynamics, L.P. Mr. Thibeaux is the sole trustee or investment advisor of trusts holding approximately 57% of the limited partnership interests of S3 Dynamics, L.P.

Item 5.

Ownership of Five Percent or Less of a Class.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Item 8.

Identification and Classification of Members of the Group.

Item 9.

Notice of Dissolution of Group.

Item 10.

Certification.

CUSIP NO. 75686R202

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Dated: June 22, 2020

By:

/s/ Simeon A. Thibeaux

Simeon A. Thibeaux