Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(RULE 13d - 102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)
Streamline Health Solutions, Inc.
(Name of Issuer)
Common Stock, par value $0.01
(Title of Class of Securities)
86323X106
(CUSIP Number)
December 26, 2022
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Page 1 of 7)
Page 2 of 7
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|
GCI Partners Opportunity Fund LP | |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
| (a) ☐ | |
| (b) ☐ | |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
| Delaware | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | |
| 5. | SOLE VOTING POWER |
| 641,098 | |
| 6. | SHARED VOTING POWER |
| 2,194,716 | |
| 7. | SOLE DISPOSITIVE POWER |
| 641,098 | |
| 8. | SHARED DISPOSITIVE POWER |
| 2,194,716 | |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| 2,835,814 | |
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| 6.0% | |
| 12. |
TYPE OF REPORTING PERSON
PN, IN |
Page 3 of 7
| 1. | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
| Niraj A. Gupta | |
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
| (a) ☐ | |
| (b) ☐ | |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
| United States of America | |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | |
| 5. | SOLE VOTING POWER |
| 641,098 | |
| 6. | SHARED VOTING POWER |
| 2,194,716 | |
| 7. | SOLE DISPOSITIVE POWER |
| 641,098 | |
| 8. | SHARED DISPOSITIVE POWER |
| 2,194,716 | |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| 2,835,814 | |
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
| 6.0% | |
| 12. |
TYPE OF REPORTING PERSON
PN, IN |
Page 4 of 7
This Schedule 13G reflects the beneficial ownership of the Reporting Persons (as defined below) as of
ENTER CONTROL DATE – MO/DAY/YEAR PLEASE:
Item 1(a). Name of Issuer:
Streamline Health Solutions Inc. (the "Issuer")
Item 1(b). Address of Issuer’s Principal Executive Offices:
1230 Peachtree Street NE
Suite 1000
Atlanta, GA 30309
Item 2(a). Name of Persons Filing:
GCI Partners Opportunity Fund LP
Niraj A. Gupta
Item 2(b). Address of Principal Business Office or, if None, Residence:
GCI Partners Opportunity Fund LP
1350 Avenue of the Americas, 3rd Floor
New York, NY 10019
Niraj A. Gupta
c/o GCI Partners Opportunity Fund LP
1350 Avenue of the Americas, 3rd Floor
New York, NY 10019
Item 2(c). Citizenship:
GCI Partners Opportunity Fund LP – Delaware
Niraj A. Gupta – United States of America
Item 2(d). Title of Class of Securities:
Common Stock, $0.01 par value per share (“Common Stock”).
Item 2(e). CUSIP Number:
86323X106
Item 3. If This Statement is Filed Pursuant to Rule 13d 1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
| (a) | ☐ | Broker or dealer registered under Section 15 of the Exchange Act. | |
| (b) | ☐ | Bank as defined in Section 3(a)(6) of the Exchange Act. | |
| (c) | ☐ | Insurance company defined in Section 3(a)(19) of the Exchange Act. | |
| (d) | ☐ | Investment company registered under Section 8 of the Investment Company Act. | |
| (e) | ☐ | Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
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| (f) | ☐ | Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). | |
| (g) | ☐ | Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). | |
| (h) | ☐ | < font style="font-family: Times New Roman, Times, Serif">Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. | |
| (i) | ☐ | Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; | |
| (j) | ☐ | Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J). | |
| (k) | ☐ | Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ |
If this statement is filed pursuant to Rule 13d-1(c), check this box [x]
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
| (a) | Amount beneficially owned: |
GCI Partners Opportunity Fund LP – 2,194,716
Niraj A. Gupta – 641,098
| (b) | Percent of class: |
6% of the 47,600,634 shares of Common Stock outstanding as of December 08, 2021 as reported in the Issuer’s Form 10-Q Quarterly Report filed on December 15, 2021.
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: |
GCI Partners Opportunity Fund LP – 0
Niraj A. Gupta – 641,098
| (ii) | Shared power to vote or to direct the vote |
GCI Partners Opportunity Fund LP - 2,194,716
Niraj A. Gupta – 2,194,716
| (iii) | Sole power to dispose or to direct the disposition of: |
GCI Partners Opportunity Fund LP – 0
Niraj A. Gupta – 641,098
| (iv) | Shared power to dispose or to direct the disposition of |
GCI Partners Opportunity Fund LP – 2,194,716
Niraj A. Gupta – 2,194,716
Page 6 of 7
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Page 7 of 7
SIGNATURES
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information with respect to it set forth in this statement is true, complete, and correct.
| GCI Partners Opportunity Fund, LP | ||
| Dated: April 14, 2022 | ||
| By: | GCI Partners Opportunity Fund LP, its sole member |
|
| By: | GCI Partners GP, LLC, General Partner, GCI Partners Opportunity Fund LP |
|
| By: | /s/ Niraj A. Gupta | |
| Name: | Niraj A. Gupta | |
| Title: | Managing Member of GCI Partners GP, LLC | |
| NIRAJ A. GUPTA* | ||
| Dated: April 14, 2022 | ||
| By: | /s/ Niraj A. Gupta | |