Sec Form 13G Filing - William Nathan Salin Family Irrevocable Trust #1 filing for HORIZON BANCORP INC (HBNC) - 2020-02-14

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

CUSIP No. 440407104

1.

Names of Reporting Persons
William Nathan Salin Family Irrevocable Trust #1 (the “Trust”)

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

o

(b)

o

3.

SEC Use Only

4.

Citizenship or Place of Organization
State of Indiana

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,251,420 (1)

6.

Shared Voting Power
0

7.

Sole Dispositive Power
3,251,420 (1)

8.

Shared Dispositive Power
0

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,251,420 (1)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11.

Percent of Class Represented by Amount in Row (9)
7.2% (2)

12.

Type of Reporting Person (See Instructions)
OO

CUSIP No. 440407104

1.

Names of Reporting Persons
Margaret Jane Salin

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)

o

(b)

o

3.

SEC Use Only

4.

Citizenship or Place of Organization
United States of America

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
3,251,420 (3)

6.

Shared Voting Power
0

7.

Sole Dispositive Power
3,251,420 (3)

8.

Shared Dispositive Power
0

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,251,420 (3)

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

11.

Percent of Class Represented by Amount in Row (9)
7.2% (4)

12.

Type of Reporting Person (See Instructions)
IN

Item 1.

(a)

Name of Issuer:
Horizon Bancorp, Inc. (“Horizon”)

(b)

Address of Issuer’s Principal Executive Offices:
515 Franklin Street, Michigan City, Indiana 46360

Item 2.

(a)

Name of Person Filing:
A.     William Nathan Salin Family Irrevocable Trust #1 (the “Trust”)

B.     Margaret Jane Salin

(b)

Address of the Principal Business Office or, if none, Residence:
A.     The Trust: 10587 Coppergate Drive, Carmel, Indiana 46032

B.     Ms. Salin: 10587 Coppergate Drive, Carmel, Indiana 46032

(c)

Citizenship:
A.     The Trust is organized under the laws of the State of Indiana

B.     Ms. Salin is a citizen of the United States of America

(d)

Title of Class of Securities:
Common stock, no par value

(e)

CUSIP No.:
440407104

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

(g)

o

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

(j)

o

A non-U.S. institution in accordance with § 240.13d–1(b)(1)(ii)(J);

(k)

o

Group, in accordance with §240.13d–1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with

§240.13d–1(b)(1)(ii)(J), please specify the type of institution:____________________________

Inapplicable.

Item 4.

Ownership.

A.     The Trust:

(a)

Amount beneficially owned:   

3,251,420 (1)

(b)

Percent of class:   

7.2% (2)

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote:   

3,251,420 (1)

(ii)

Shared power to vote or to direct the vote:    

0

(iii)

Sole power to dispose or to direct the disposition of:   

3,251,420 (1)

(iv)

Shared power to dispose or to direct the disposition of:   

0

B.     Ms. Salin:

(a)

Amount beneficially owned:   

3,251,420 (3)

(b)

Percent of class:   

7.2% (2)

(c)

Number of shares as to which the person has:

(i)

Sole power to vote or to direct the vote:   

3,251,420 (3)

(ii)

Shared power to vote or to direct the vote:    

0

(iii)

Sole power to dispose or to direct the disposition of:   

3,251,420 (3)

(iv)

Shared power to dispose or to direct the disposition of:   

0

Item 5.

Ownership of 5 Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

Inapplicable.

Item 6.

Ownership of More than 5 Percent on Behalf of Another Person.

Inapplicable.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Inapplicable.

Item 8.

Identification and Classification of Members of the Group.

Inapplicable.

Item 9.

Notice of Dissolution of Group.

Inapplicable.

Item 10.

Certification.

By signing below each of the undersigned certify that, to the best of the undersigned’s knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

WILLIAM NATHAN SALIN FAMILY

IRREVOCABLE TRUST #1

/s/ Margaret Jane Salin

Margaret Jane Salin, Trustee

February 13, 2020

Date

/s/ Margaret Jane Salin

Margaret Jane Salin

February 13, 2020

Date