Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_______________________________________
SCHEDULE 13G
(Amendment No. 1)
(Rule 13d-102)
_______________________________________
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
9F Inc.
(Name of Issuer)
American depositary shares, each representing one Class A ordinary share, par value $0.00001 per share
(Title of Class of Securities)
65442R109
(CUSIP Number)
December 31, 2021
(Date of Event Which Requires Filing of this Statement)
_______________________________________
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Silverhorn Investment Advisors Limited
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|||||||||||||
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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|||||||||||||
3
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SEC USE ONLY
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|||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Hong Kong
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|||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
6,022,318
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|||||||||||
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6
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SHARED VOTING POWER
0
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||||||||||||
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7
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SOLE DISPOSITIVE POWER
6,022,318
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||||||||||||
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8
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SHARED DISPOSITIVE POWER
0
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||||||||||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
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|||||||||||||
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
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|||||||||||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
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|||||||||||||
12
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TYPE OF REPORTING PERSON*
FI, CO
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*
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See instructions before filling out.
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**
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See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of 9F Inc. (the “Issuer”) outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Silverhorn SPC Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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|||||||||||||
3
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SEC USE ONLY
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|||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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|||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
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5
|
|
SOLE VOTING POWER
6,022,318
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|||||||||||
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6
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SHARED VOTING POWER
0
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||||||||||||
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7
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SOLE DISPOSITIVE POWER
6,022,318
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||||||||||||
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8
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SHARED DISPOSITIVE POWER
0
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||||||||||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
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|||||||||||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
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|||||||||||||
12
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TYPE OF REPORTING PERSON*
OO
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*
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See instructions before filling out.
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**
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See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Titan Capital Holdings Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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|||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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|||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
6,022,318
|
|||||||||||
|
6
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SHARED VOTING POWER
0
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||||||||||||
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7
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SOLE DISPOSITIVE POWER
6,022,318
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||||||||||||
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8
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SHARED DISPOSITIVE POWER
0
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||||||||||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
|
|||||||||||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
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|||||||||||||
12
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TYPE OF REPORTING PERSON*
CO
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*
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See instructions before filling out.
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**
|
See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Reto Merazzi
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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|||||||||||||
3
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SEC USE ONLY
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|||||||||||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Swiss Citizen
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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|||||||||||
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6
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SHARED VOTING POWER
6,022,318
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||||||||||||
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7
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SOLE DISPOSITIVE POWER
0
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||||||||||||
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8
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SHARED DISPOSITIVE POWER
6,022,318
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||||||||||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
|
|||||||||||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
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|||||||||||||
12
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TYPE OF REPORTING PERSON*
IN, HC
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*
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See instructions before filling out.
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**
|
See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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CUSIP No. 65442R109
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1
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NAME OF REPORTING PERSONS
Michael Raza Imam
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Swiss Citizen
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EAC
H
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
0
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|||||||||||
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6
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SHARED VOTING POWER
6,022,318
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||||||||||||
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7
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SOLE DISPOSITIVE POWER
0
|
||||||||||||
|
8
|
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SHARED DISPOSITIVE POWER
6,022,318
|
||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,022,318
|
|||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
☐
|
|||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.62%**
|
|||||||||||||
12
|
|
TYPE OF REPORTING PERSON*
IN, HC
|
*
|
See instructions before filling out.
|
**
|
See ITEM 4 for further information. Per Securities and Exchange Commission guidance, the Reporting Persons treat the ADS representing one Class A ordinary share, par value $0.00001 per share, as one class of
securities. The percentage is based upon 166,178,585 Class
A ordinary shares of the Issuer outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission November 5, 2021.
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Amendment No. 1 to SCHEDULE 13G
This Amendment No. 1 to the Schedule 13G (this “Amendment No. 1”) is being filed to update the information set forth in the initial Schedule 13G filed with the Securities and Exchange Commission (the
“SEC”) on January 13, 2020 (the “Schedule 13G”). This Amendment No. 1 is filed on behalf of Silverhorn Investment Advisors Limited, Silverhorn SPC Ltd., Titan Capital Holdings Limited, Mr. Reto Merazzi, and Mr. Michael Raza Imam to report their
beneficial ownership of American depository shares (“ADS”), each representing one Class A ordinary shares, par value $0.00001 per share (the “Class A Ordinary Shares”) of 9F Inc. (the “Issuer”). The Schedule 13G is hereby amended and restated to
read as follows:
Item 1(a)
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Name of Issuer.
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9F Inc. (the “Issuer”)
Item 1(b)
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Address of Issuer’s Principal Executive Offices.
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Jiufu Building, Rongxin Technology Center
Chaoyang District, Beijing 100102
People’s Republic of China
Chaoyang District, Beijing 100102
People’s Republic of China
Item 2(a)
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Name of Person Filing.
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Silverhorn Investment Advisors Limited, a company incorporated with limited liability in Hong Kong (“Silverhorn Advisors”), Silverhorn SPC Ltd, a British Virgin Islands open-ended investment company
registered as a segregated portfolio company (“Silverhorn SPC”), Titan Capital Holdings Limited (“Titan”), a British Virgin Islands company, Reto Merazzi and Michael Raza Imam (together with Silverhorn Advisors, Silverhorn SPC, Titan and Mr. Merazzi,
the “Reporting Persons”).
Item 2(b)
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Address of Principal Business Office, or, if none, Residence.
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The address of the Reporting Persons is:
18/F, 100QRC
100 Queen’s Road Central, Hong Kong
Item 2(c)
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Citizenship or Place of Organization.
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Silverhorn Advisors is a company incorporated with limited liability in Hong Kong. Silverhorn SPC is a British Virgin Islands open-ended investment company registered as a segregated portfolio company.
Titan is a British Virgin Islands company. Mr. Merazzi is a citizen of Switzerland. Michael Raza Imam is a citizen of Switzerland.
Item 2(d)
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Title of Class of Securities.
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American depositary shares, each representing one Class A ordinary share. The Reporting Persons beneficially own Class A Ordinary Shares.
Item 2(e)
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CUSIP Number.
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65442R109
Item 3
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Reporting Person.
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Inapplicable.
Item 4
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Ownership.
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(a)
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As of December 31, 2021, each of the Reporting Persons are the beneficial owners of 6,022,318 Class A Ordinary Shares.
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(b)
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As of December 31, 2021, each of the Reporting Persons are the beneficial owners of 3.62% of the outstanding Class A Ordinary Shares. This percentage is determined by dividing 6,022,318 Class A Ordinary Shares by
166,178,585, the number of Class A Ordinary Shares outstanding as of November 5, 2021, as reported in the Issuer’s Preliminary Prospectus on Form F-1 filed with the Securities and Exchange Commission on November 5, 2021.
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(c)
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Each of Silverhorn SPC and Silverhorn Advisors, as the investment manager of Silverhorn SPC and its subsidiary Titan, have sole power to direct the voting and disposition of the ADS held by Titan reported in Item
4(a). As the directors of Silverhorn SPC and Silverhorn Advisors, Messrs. Merazzi and Imam have shared power to direct the voting and disposition of the ADS held by Silverhorn SPC reported in Item 4(a).
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Item 5
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the
following [ x ].
Item 6
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Ownership of More Than Five Percent on Behalf of Another Person.
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Inapplicable.
Item 7
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Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
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Inapplicable.
Item 8
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Identification and Classification of Members of the Group.
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Inapplicable.
Item 9
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Notice of Dissolution of Group.
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Inapplicable.
Item 10
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Certification.
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Inapplicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 10, 2022
Silverhorn Investment Advisors Limited
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By:
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/s/ Michael Raza Imam |
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Michael Raza Imam, Director
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Silverhorn SPC Ltd
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By:
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/s/ Michael Raza Imam |
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Michael Raza Imam, Director
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Titan Capital Holdings Limited
By: /s/ Ye Jun
Ye Jun
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/s/ Reto Merazzi | ||
Reto Merazzi
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/s/ Michael Raza Imam | ||
Michael Raza Imam
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