Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
CARPENTER TECHNOLOGY CORPORATION
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(Name of Issuer)
Common Stock, par value $5.00 per share
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(Title of Class of Securities)
144285 10 3
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(CUSIP Number)
John A. Martin
c/o PNC Advisors - Hawthorn
249 Fifth Avenue, 2nd Floor
Pittsburgh, PA 15222
(412) 762-2766
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 21, 2006
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
CUSIP NO. 144285 10 3 Page 2 of 6 Pages
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 3 of 6 Pages
SCHEDULE 13D/A
(Amendment No. 4)
CUSIP No. 144285 10 3
1. NAME OF REPORTING PERSON Ada E. Rossin
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only)
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
3. SEC USE ONLY
4. SOURCE OF FUNDS
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen
NUMBER OF 7. SOLE VOTING POWER 174,770
SHARES ---------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 850,100
OWNED BY ---------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER 174,770
REPORTING ---------------------------------------------------------
PERSON WITH 10. SHARED DISPOSITIVE POWER 850,100
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,024,870
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.05%
---------
14. TYPE OF REPORTING PERSON IN
CUSIP NO. 144285 10 3 Page 4 of 6 Pages
This Schedule 13D/A, Amendment No. 4 (the "Amendment") relates to the
common stock, par value $5.00 per share ("Common Stock") of Carpenter Technology
Corporation ("CTC"). Except as specifically set forth in this Amendment, the
Schedule 13D, as amended on November 5, 2004, May 26, 2005 and November 7, 2005
(the "Schedule 13D"), remains unmodified.
Item 5. Interest in Securities of the Issuer.
Items 5(a), (b) and (e) of the Schedule 13D are hereby amended and restated to
read as set forth below. Items 5(c)-(d) remain unchanged.
(a) Ada E. Rossin may be deemed to indirectly beneficially own (i)
40,000 shares of CTC Common Stock as co-trustee of two trusts (the "Trusts) for
the benefit of her two grandchildren, (ii) 810,100 shares of CTC Common Stock as
co-trustee and lifetime beneficiary of the Ada E. Rossin Revocable Trust and
(iii) 174,770 shares of CTC Common Stock as trustee and beneficiary of the Ada
E. Rossin QTIP Trust. Accordingly, Ada E. Rossin may be deemed to be the
beneficial owner of a total of 1,024,870 shares of CTC Common Stock or
approximately 4.05% of the outstanding shares of CTC Common Stock.
(b) Ada E. Rossin has sole voting and dispositive power over the
174,770 shares of CTC Common Stock in the Ada E. Rossin QTIP Trust. In addition,
Ada E. Rossin has shared voting and dispositive power over 40,000 shares of CTC
Common Stock in the Trusts and the 810,100 shares in the Ada E. Rossin Revocable
Trust.
(e) On February 21, 2006, the reporting person, Ada E. Rossin, ceased
to be the beneficial owner of more than five percent of the outstanding shares
of CTC Common Stock.
Item 7. Material to be Filed as Exhibits.
Exhibit No. Description
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24.1 Power of Attorney (incorporated by reference from
Exhibit 24.1 to the amended Schedule 13D filed by
Ada E. Rossin on November 5, 2004).
CUSIP NO. 144285 10 3 Page 5 of 6 Pages
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete, and
correct.
Dated: February 22, 2006
/s/ John A. Martin
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John A. Martin, Attorney-in-Fact for
Ada E. Rossin
CUSIP NO. 144285 10 3 Page 6 of 6 Pages
Exhibit Index
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Exhibit No. Description
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24.1 Power of Attorney (incorporated by reference from
Exhibit 24.1 to the amended Schedule 13D filed by
Ada E.Rossin on November 5, 2004).