Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
Harbor Custom Development, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
41150T108
(CUSIP Number)
Sterling Griffin
11505 Burnham Drive, Suite 301
Gig Harbor, Washington 98332
(253) 649-0636
(Name,
Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 18, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ | Rule 13d-1(b) | |
| ☐ | Rule 13d-1(c) | |
| ☒ | Rule 13d-1(d) |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP NO. 41150T108 | SCHEDULE 13G | Page 2 of 5 |
| 1 | NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Sterling Griffin |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐ (b) ☐ |
| 3 | SEC USE ONLY
|
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: |
5 | SOLE VOTING POWER
133,287 |
| 6 | SHARED VOTING POWER
0 | |
| 7 | SOLE DISPOSITIVE POWER
133,287 | |
| 8 | SHARED DISPOSITIVE POWER
0 |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
133,287 |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.961% |
| 12 | TYPE OF REPORTING PERSON
IN |
| CUSIP NO. 41150T108 | SCHEDULE 13G | Page 3 of 5 |
| Item 1(a) | Name of Issuer: |
| Harbor Custom Development, Inc. |
| Item 1(b) | Address of Issuer’s Principal Executive Offices: |
| 1201 Pacific Avenue, Suite 1200 | |
| Tacoma, Washington 98402 |
| Item 2(a) | Name of Person Filing: |
| Sterling Griffin |
| Item 2(b) | Address of Principal Business Office or, If None, Residence; Citizenship |
| 11601 Hunter Lane NW | |
| Gig Harbor, Washington 98332 |
| Item 2(c) | Citizenship |
| United States of America |
| Item 2(d) | Title of Class of Securities: |
| Common Stock, no par value |
| Item 2(e) | CUSIP Number: |
| 41150T108 |
| Item 3. | Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c): |
| Not applicable. |
| Item 4. | Ownership |
| (a) | Amount beneficially owned: 133,287 | |
| (b) | Percent of class: 4.961% | |
| (c) | Number of shares as to which the person has: |
| (i) | Sole power to vote or to direct the vote: 133,287 | ||
| (ii) | Shared power to vote or to direct the vote: 0 | ||
| (iii) | Sole power to dispose or to direct the disposition of: 133,287 | ||
| (iv) | Shared power to dispose or to direct the disposition of: 0 |
| CUSIP NO. 41150T108 | SCHEDULE 13G | Page 4 of 5 |
| Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒. |
| Item 6. | Ownership of More Than Five Percent on Behalf of Another Person |
| Not applicable. |
| Item 7. | Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
| Not applicable. |
| Item 8. | Identification and Classification of Members of the Group |
| Not applicable. |
| Item 9. | Notice of Dissolution of Group |
| Not applicable. |
| Item 10. | Certifications |
| Not applicable. |
| CUSIP NO. 41150T108 | SCHEDULE 13G | Page 5 of 5 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
Dated: December 18, 2023
| By: | /s/ Sterling Griffin | |
| Name: | Sterling Griffin |