Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Vista Energy, S.A.B. de C.V.
(Name of issuer)
Series A Shares, no par value per share
American Depositary Shares, each representing one Series A Share, with no par value
(Title of class of securities)
Series A Shares: BYXGC1909
American Depositary Shares: 92837L109
(CUSIP number)
November 2, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures
provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. BYXGC1909
CUSIP No. 92837L109 (ADS)
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13G
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1
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Name of reporting persons
Kensington Investments B.V.
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2
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Check the appropriate box if a member of a group. (See instructions)
(a)
(b)
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3
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SEC use only.
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4
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Citizenship or place of organization.
Netherlands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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Sole Voting Power
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0
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6
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Shared Voting Power
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0 (1)
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7
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Sole Dispositive Power
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0
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8
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Shared Dispositive Power
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0 (1)
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9
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Aggregate amount beneficially owned by each reporting person.
0 (1)
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10
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Check if the aggregate amount in row (9) excludes certain shares (see instructions).
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11
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Percent of class represented by amount in row (9).
0%
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12
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Type of reporting person.
CO
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(1)
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In October 2022, the terms of the Issuer’s warrants were modified to entitle holders to obtain one share for each 31 warrants owned via a cashless exercise. Pursuant to the modification, Kensington
Investments B.V. (“Kensington”) received 322,580 American Depositary Shares (“ADSs”) (representing 322,580 Series A Shares of the Issuer) upon the cashless exercise of the warrants. On November 2, 2023, Kensington disposed of 12,822,581
ADSs (representing 12,822,581 Series A Shares of the Issuer), including 12,500,000 ADSs held before the warrant exercise and 322,580 ADSs received upon the cashless exercise of the warrants.
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CUSIP No. BYXGC1909
CUSIP No. 92837L109 (ADS)
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13G
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1
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Name of reporting persons
Abu Dhabi Investment Council Company P.J.S.C.
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2
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Check the appropriate box if a member of a group. (See instructions)
(a)
(b)
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3
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SEC use only.
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4
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Citizenship or place of organization.
United Arab Emirates
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5
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Sole Voting Power
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0
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6
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Shared Voting Power
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12,822,581 (1)
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7
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Sole Dispositive Power
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0
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8
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Shared Dispositive Power
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12,822,581 (1)
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9
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Aggregate amount beneficially owned by each reporting person.
12,822,581 (1)
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10
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Check if the aggregate amount in row (9) excludes certain shares (see instructions).
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11
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Percent of class represented by amount in row (9).
14.5% (2)
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12
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Type of reporting person.
CO
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(1)
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Abu Dhabi Investment Council Company P.J.S.C. (the “Council”) is the parent company of Kensington. Kensington, however, maintains separate corporate formalities, management and final decision making with
respect to its business and operations, including its ownership of the Issuer’s securities. The Council may separately be deemed to be an indirect beneficial owner of 12,822,581 ADSs (representing 12,822,581 Series A shares of the Issuer).
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(2)
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The percentage is calculated based upon 88,406,478 Series A Shares of the Issuer issued and outstanding as of December 31, 2022, as reported in the Issuer’s Form 20-F for the fiscal year ended December 31, 2022
(File No. 001-39000) filed with the Securities and Exchange Commission on April 24, 2023.
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Item 1
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(a)
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Name of Issuer:
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Vista Energy, S.A.B. de C.V. (the “Issuer”)
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(b)
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Address Of Issuer’s Principal Executive Offices:
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Pedregal 24, Floor 4
Colonia Molino del Rey, Alcaldía Miguel Hidalgo
Mexico City, Mexico 11040
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Item 2
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(a)
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Name of Person Filing:
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This Schedule 13G is jointly filed by Kensington Investments B.V. (“Kensington”) and Abu Dhabi Investment Council Company P.J.S.C. (the “Council”). The Council is the sole owner of Kensington.
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(b)
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Address of Principal Business Office, or, if none, Residence:
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The principal business address for Kensington is: Prins Bernhardplein 200, 1097 JB, Amsterdam, Netherlands.
The principal business address for the Council is: Al Bahr Towers, Sheikh Zayed Bin Sultan, Street 19, Abu Dhabi, United Arab Emirates 61999.
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(c)
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Citizenship:
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Kensington is organized in the Netherlands and the Council is organized in the United Arab Emirates.
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(d)
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Title of Class of Securities:
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Series A Shares, no par value per share.
American Depositary Shares, each representing one Series A Share, with no par value.
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(e)
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CUSIP Number:
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BYXGC1909 (Series A Shares)
92837L109 (ADS)
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Item 3
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If this statement is filed pursuant to §240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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Not applicable.
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Item 4
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Ownership
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(a) Amount beneficially owned:
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| Kensington |
0 |
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| Council |
12,822,581 |
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(b) Percent of class:
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| Kensington | 0% | |
| Council | 14.5% | |
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The percentages are calculated based upon 88,406,478 Series A Shares of the Issuer issued and outstanding as of December 31, 2022, as reported in the Issuer’s Form 20-F for the fiscal year ended December 31, 2022 (File No. 001-39000) filed
with the Securities and Exchange Commission on April 24, 2023.
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(c) Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote
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0 for all reporting persons.
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(ii) Shared power to vote or to direct the vote
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| Kensington |
0 |
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| Council |
12,822,581
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(iii) Sole power to dispose or to direct the disposition of
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0 for all reporting persons.
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(iv) Shared power to dispose or to direct the disposition of
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| Kensington |
0 |
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| Council |
12,822,581 |
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Item 5
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Ownership of Five Percent or Less of a Class
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As of the date hereof, Kensington has ceased to be the beneficial owner of more than five percent of the class of securities.
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Item 6
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Ownership of More Than Five Percent on Behalf Of Another Person
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Not applicable.
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Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Not applicable.
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Item 8
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Identification and Classification of Members of The Group
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Not applicable.
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Item 9
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Notice of Dissolution of Group
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Not applicable.
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Item 10
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Certification
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: November 13, 2023
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Kensington Investments B.V.
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By:
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/s/ Rens van Hoof
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Name:
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Rens van Hoof
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Title:
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Director A
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By:
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/s/ Yousef Abdul Aziz Harmoodi
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Name:
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Yousef Abdul Aziz Harmoodi
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Title:
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Director B
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Abu Dhabi Investment Council Company P.J.S.C.
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By:
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/s/ Yousef Abdul Aziz Al Harmoodi
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Name:
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Yousef Abdul Aziz Al Harmoodi
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Title:
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Authorized Signatory
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By:
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/s/ Saoud Essa Almulla
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Name:
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Saoud Essa Almulla
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Title:
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Authorized Signatory
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