Sec Form 13G Filing - Greentree Financial Group Inc filing for SRM Entertainment Inc. (SRM) - 2024-10-22

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

 

SRM Entertainment, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

85237B101

(CUSIP Number)  

October 18, 2024  

(Date of Event Which Requires Filing of this Statement) 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  

       Rule 13d-1(b)

       Rule 13d-1(c)

       Rule 13d-1(d)  

 

 SCHEDULE 13G

CUSIP NO. 85237B101

   

 

1

NAMES OF REPORTING PERSONS

I.R.S. Identification Nos. of above persons (entities only).

Greentree Financial Group, Inc.

EIN: 65-0934329

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a) 
(b) 

 

3 SEC USE ONLY
4

CITIZENSHIP OR PLACE OF ORGANIZATION

Florida, United States of America

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5

SOLE VOTING POWER

863,925(1)  

6

SHARED VOTING POWER

 0  

7

SOLE DISPOSITIVE POWER

863,925(1)

8

SHARED DISPOSITIVE POWER

 0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

863,925(1)

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.1% (2) 

12

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

 

(1)All shares of Common Stock, $.001 par value (the “Common Stock”), of SRM Entertainment, Inc. (the “Issuer”) held by Greentree Financial Group, Inc. (“Reporting Person”) may be deemed to be beneficially owned by the Reporting Person.

 

(2)Based on (a) 12,165,000 shares of the Issuer’s Common Stock outstanding as of October 16, 2024 based on information provided by the Issuer.

 

 

SCHEDULE 13G

 

  Item 1(a). Name of Issuer:

SRM Entertainment, Inc.

  Item 1(b). Address of Issuer’s Principal Executive Offices:

1061 E. Indiantown Rd., Ste. 110, Jupiter, FL 33477

  Item 2(a). Name of Persons Filing:

Greentree Financial Group, Inc. Robert C. Cottone is the Vice President of Greentree Financial Group, Inc.

  Item 2(b). Address of Principal Business Office or, if none, Residence:

1000 S. Pine Island Road, Suite 210

Plantation, FL 33324

  Item 2(c). Citizenship:

United States of America

  Item 2(d). Title of Class of Securities:

Common Stock, Par Value $0.0001 

  Item 2(e). CUSIP Number:

85237B101

  Item 3. If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

  Item 4. Ownership:

 

  (a)

Amount Beneficially Owned:  863,925 (1)

As of October 16  , 2024, the Reporting Person may be deemed the

beneficial owner of 863,925 shares of Common Stock

consisting of 863,925 shares of Common Stock held directly,

and 0 shares of Common Stock held indirectly  .

     
  (b) Percent of Class: 7.1%(1)
     
  (c) Number of shares as to which such person has:

 

  (i)  sole power to vote or to direct the vote:  863,925 (1)
  (ii)  shared power to vote or to direct the vote:  0(1)
  (iii)  sole power to dispose or to direct the disposition of: 863,925 (1)
  (iv)  shared power to dispose or to direct the disposition of: 0(1)

 

  Item 5. Ownership of Five Percent or Less of a Class:

Not Applicable.

  Item 6. Ownership of More than Five Percent on Behalf of Another Person:

The partners of Greentree Financial Group, Inc. are entitled to receive, or have the power to direct, the receipt of dividends from or the proceeds of sales of the securities of the Issuer held for the account of Greentree Financial Group, Inc., in accordance with the ir ownership interests in Greentree Financial Group, Inc.

  Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

Not Applicable

  Item 8. Identification and Classification of Members of the Group:

Not Applicable 

  Item 9. Notice of Dissolution of Group:

Not Applicable

  Item 10. Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 14a-11. 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: October 22, 2024

   

Greentree Financial Group, Inc.

 

  By:

/s/ Robert C. Cottone 

Name: Robert C. Cottone

Title: Vice-President