Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under the
Securities Exchange Act of 1934
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Beyond Air, Inc.
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(Name of
Issuer)
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Common Stock, par value $0.0001 per
share
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(Title of Class of
Securities)
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08862L03
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(CUSIP
Number)
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March 9, 2020
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(Date of Event
Which Requires Filing of this Statement)
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Check the
appropriate box to designate the rule pursuant to
which
this Schedule is filed
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☐
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Rule
13d-1(b)
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☑
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Rule
13d-1(c)
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☐
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Rule
13d-1(d)
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*The
remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior
cover page.
The
information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1
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1.
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Names of Reporting
Persons.
I.R.S.
Identification Nos. of above persons (entities only).
Charles Mosseri
Marlio
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2.
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Check the
Appropriate Box if a Member of a Group (See
Instructions)
(a) ☐
(b) ☐
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3.
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SEC Use
Only
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4.
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Citizenship of
Place of Organization
France
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With
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5.
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Sole Voting
Power
1,415,396
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6.
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Shared Voting
Power
0
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7.
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Sole Dispositive
Power
1,415,396
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8.
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Shared Dispositive
Power
0
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9.
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Aggregate Amount
Beneficially Owned by each Reporting Person
1,415,396
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10.
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Check if the
Aggregate Amount in Row (9) Excludes Certain Shares
☐
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11.
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Percent of Class
Represented by Amount in Row 9
9.8%*
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12.
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Type of Reporting
Person (See Instructions)
IN
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*Calculated based
on 14,384,014 shares outstanding as provided by the Issuer in its
latest Form 10-Q filed February 7, 2020.
2
Item
l(a)
Name of
Issuer:
Beyond
Air, Inc.
Iteml
(b).
Address of Issuer's
Principal Executive Offices:
825
East Gate Blvd., Suite 320
Garden
City, NY 11530
Item2
(a) & (b).
Name and Principal
Business Offices of Persons Filing:
Charles
Mosseri Marlio
c/o
Charles Russell Speechlys AG
Basteiplatz
7
8001
Zurich
Item
2(c).
Citizenship:
France
Item2
(d).
Title of Class of
Securities:
0;
Common Stock, par
value $0.0001 per share
Item
2(e).
CUSIP
Number:
08862L103
Item 3.
If this statement is filed pursuant to
§§240.13d–1(b) or 240.13d–2(b) or (c), check
whether the person filing is a:
(a) [ ]
Broker or dealer registered under section 15 of the Act (15 U.S.C.
78o).
(b) [ ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c).
(c) [ ]
Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ]
Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C 80a–8).
(e) [ ]
An investment adviser in accordance with
§240.13d–1(b)(1)(ii)(E);
(f) [ ]
An employee benefit plan or endowment fund in accordance with
§240.13d–1(b)(1)(ii)(F);
(g) [ ]
A parent holding company or control person in accordance with
§240.13d–1(b)(1)(ii)(G);
(h) [ ]
A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ]
A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act of
1940 (15 U.S.C. 80a–3);
(j) [ ]
Group, in accordance with
§240.13d–1(b)(1)(ii)(J).
3
Item 4.
Ownership.
(a)
Amount beneficially owned:
1,415,396
(b)
Percent of
Class
9.8%*
(c)
Number of shares as
to which such person has
(i)
sole
power to vote or to direct the vote:
1,415,396
(ii)
shared
power to vote or to direct the vote:
0
(iii)
sole power to
dispose or to direct the disposition of:
1,415,396
(iv)
shared power to dispose or to direct the disposition
of:
0
5.
Ownership
of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than 5 percent of the class of securities, check the
following [ ].
6.
Ownership
of More than Five Percent on Behalf of Another Person.
Not Applicable
7.
Identification
and Classification of the Subsidiary Which Acquired the Security
Being Reported on By the Parent Holding Company or Control
Person.
N/A
8.
Identification
and Classification of Members of the Group.
N/A
9.
Notice
of Dissolution of Group.
N/A
*
Calculated based on 14,384,014 shares outstanding as provided by
the Issuer in its latest Form 10-Q filed February 7,
2020.
10.
Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or
effect.
4
SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
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March 13,
2020
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By:
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/s/ Charles Mosseri Marlio
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Date:
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Name:
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Charles Mosseri Marlio
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