Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
CAZOO GROUP LTD.
(Name of Issuer)
Class A Ordinary Shares, par value $0.002 per share
(Title of Class of Securities)
G2007L204
(CUSIP Number)
Michael Ellis
Chief Operating Officer & Chief Compliance Officer
Inherent Group, LP
530 Fifth Avenue, Suite 702
New York, NY 10036
(646) 494-0202
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
June 23, 2023
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent Credit Opportunities Master, LP |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. |
SHARED VOTING POWER
55,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 55,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
55,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%1 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
PN |
1 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent Credit Opportunities GP, LP |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 55,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 55,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
55,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%2 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
PN, HC |
2 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent ESG Opp GP, LLC |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 370,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 370,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
370,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%3 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
HC |
3 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent ESG Opportunity Master, LP |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) WC |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. |
SHARED VOTING POWER
315,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 315,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
315,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.8% 4 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
PN |
4 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent ESG Opportunity GP, LLC |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 315,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 315,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
315,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.8%5 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
HC |
5 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent Private Opportunities 2021, LP |
; | ||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) WC |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. |
SHARED VOTING POWER
130,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 130,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
130,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3% 6 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
PN |
6 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent Private Opportunities 2021 GP, LP |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 130,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 130,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
130,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%7 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
HC, PN |
7 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent Private Opportunities 2021 GP, LLC |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 130,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 130,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
130,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%8 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
HC |
8 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent Group, LP |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 500,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 500,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%9 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
IA |
9 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Inherent Group GP, LLC |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 500,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 500,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%10 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
HC |
10 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Anthony Davis |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 500,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 500,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%11 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
IN |
11 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
1. |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Nikhil Mirchandani |
|||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (see instructions) (a) ¨ (b) x |
|||
3. | SEC USE ONLY |
|||
4. | SOURCE OF FUNDS (see instructions) AF |
|||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ¨ | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 0 | ||
8. | SHARED VOTING POWER 370,000 | |||
9. | SOLE DISPOSITIVE POWER 0 | |||
10. | SHARED DISPOSITIVE POWER 370,000 |
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
370,000 |
|||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ¨ | |||
13. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%12 |
|||
14. |
TYPE OF REPORTING PERSON (see instructions)
IN |
12 The percentages set forth herein are calculated based on (i) 38,660,416 Ordinary Shares outstanding as of May 12, 2023, as reported in the Issuer’s Form 6-K filed with the U.S. Securities and Exchange Commission on May 19, 2023, plus (ii) 500,000 Ordinary Shares that the Reporting Persons currently have the right to acquire within 60 days upon conversion of the Notes.
CUSIP No. G2007L204 | 13D |
Item 1. Security and Issuer.
This Amendment No. 4 (“Amendment No. 4”) amends the statement on Schedule 13D filed with the Securities and Exchange Commission on March 27, 2023 as amended by Amendment No. 1 on April 27, 2023, Amendment No. 2 on May 16, 2023 and Amendment No. 3 on June 16, 2023. This Amendment No. 4 relates to Class A ordinary shares, par value $0.002 (the “Ordinary Shares”) of Cazoo Group Ltd., a Cayman Islands exempted company (the “Issuer”). The principal executive office of the Issuer is located at 41 Chalton Street, London, NW1 1JD, United Kingdom. Capitalized terms used herein but not defined herein have the meanings ascribed to them in the Schedule 13D filed with the Securities and Exchange Commission on March 27, 2023 as hereinafter amended.
This Amendment No. 4 is being filed pursuant to Rule 13d-1(k)(2) promulgated under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), on the basis that the Reporting Persons may be deemed to be part of a group for purposes of Section 13(d) of the Exchange Act with the parties to the Cooperation Agreement notwithstanding the fact that the Reporting Persons beneficially own, individually and in the aggregate, less than 5% of the Ordinary Shares.
The filing of this Amendment No. 4 shall not be deemed an admission that the Reporting Persons are members of a “group” for purposes of Section 13(d) of the Exchange Act, and the Reporting Persons expressly disclaim beneficial ownership of all Notes, Ordinary Shares and other securities held or otherwise beneficially owned by the other parties to the Cooperation Agreement.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
This Item 6 is hereby amended to include the following:
The Funds and the Issuer entered into a Confidentiality Agreement, dated as of June 23, 2023 (the “Confidentiality Agreement”), under which the Issuer may provide certain confidential information to the Funds in connection with one or more potential transactions, refinancings or restructurings involving the Notes. The Funds have agreed to keep confidential and not disclose any such confidential information provided to them by the Issuer under the Confidentiality Agreement, subject to customary exceptions and subject to the right of the Funds to disclose such confidential information to any Noteholder that has entered into a confidentiality agreement in form and substance satisfactory to the Issuer and the Issuer or its representatives has notified the Funds or its representatives of that fact (each, an “Approved NDA”); provided that, (i) in the case of Viking Global Equities Master Ltd and Viking Global Equities II LP (together “Viking”), Viking acknowledges that any confidential information shared by the Funds is subject to the terms of Viking’s separate Board Observer and Confidentiality Agreement dated as of February 16, 2022 between the Issuer and Viking, and (ii) in the case of other Noteholders, such Noteholders acknowledge that any confidential information shared by the Funds is subject to an Approved NDA. The Confidentiality Agreement shall terminate on the earlier of (a) one year from the date of the Confidentiality Agreement, (b) if mutually agreed in writing between the parties or (c) by the Issuer upon written n otice to the Funds.
CUSIP No. G2007L204 | 13D |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: June 30, 2023
INHERENT CREDIT OPPORTUNITIES MASTER, LP By: Inherent Credit Opportunities GP, LP, its general partner By: Inherent ESG Opp GP, LLC, its general partner | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
Inherent Credit Opportunities GP, LP By: Inherent ESG Opp GP, LLC, its general partner | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT ESG OPPORTUNITY MASTER, LP By: Inherent ESG Opportunity GP, LLC, its general partner By: Inherent ESG Opp GP, LLC, its managing member | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT ESG OPPORTUNITY GP, LLC By: Inherent ESG Opp GP, LLC, its managing member | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT ESG OPP GP, LLC | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT PRIVATE OPPORTUNITIES 2021, LP By: Inherent Private Opportunities 2021 GP, LP, its general partner By: Inherent Private Opportunities 2021 GP, LLC, its general partner | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT PRIVATE OPPORTUNITIES 2021 GP, LP By: Inherent Private Opportunities 2021 GP, LLC, its general partner | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT PRIVATE OPPORTUNITIES 2021 GP, LLC | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT GROUP, LP By: Inherent Group GP, LLC, its general partner | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
INHERENT GROUP GP, LLC | ||
By: | /s/ Michael Ellis | |
Name: Michael Ellis | ||
Title: COO & CCO |
ANTHONY DAVIS | ||
By: | /s/ Anthony Davis | |
NIKHIL MIRCHANDANI | ||
By: | /s/ Nikhil Mirchandani |