Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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- Peter Lynch
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Ayala Pharmaceutics, Inc
(Name of Issuer)
Common Stock, Par Value $0.001
per Share
(Title of Class of Securities)
007624307
(CUSIP Number)
January 19, 2023
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of the Act.
CUSIP No.
|
007624307
|
||
1.
|
Names of Reporting Persons
aMoon Growth Fund Limited Partnership
|
||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☒
(b) ☐
|
||
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization
Cayman Islands
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
Sole Voting Power
0
|
|
6.
|
Shared Voting Power
560,602
|
||
7.
|
Sole Dispositive Power
0
|
||
8.
|
Shared Dispositive Power
560,602
|
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
560,602
|
||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ |
||
11.
|
Percent of Class Represented by Amount in Row (9)
12.20%
|
||
12.
|
Type of Reporting Person (See Instructions)
PN
|
Page 2 of 10 Pages
CUSIP No.
|
007624307
|
||
1.
|
Names of Reporting Persons
aMoon Growth Fund G.P. Limited Partnership
|
||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☒
(b) ☐
|
||
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization
Israel
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
Sole Voting Power
0
|
|
6.
|
Shared Voting Power
560,602
|
||
7.
|
Sole Dispositive Power
0
|
||
8.
|
Shared Dispositive Power
560,602
|
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
560,602
|
||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ |
||
11.
|
Percent of Class Represented by Amount in Row (9)
12.20%
|
||
12.
|
Type of Reporting Person (See Instructions)
PN
|
Page 3 of 10 Pages
CUSIP No.
|
007624307
|
||
1.
|
Names of Reporting Persons
aMoon General Partner Ltd.
|
||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☒
(b) ☐
|
||
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization
Israel
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
Sole Voting Power
0
|
|
6.
|
Shared Voting Power
560,602
|
||
7.
|
Sole Dispositive Power
0
|
||
8.
|
Shared Dispositive Power
560,602
|
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
560,602
|
||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ |
||
11.
|
Percent of Class Represented by Amount in Row (9)
12.20%
|
||
12.
|
Type of Reporting Person (See Instructions)
CO
|
Page 4 of 10 Pages
CUSIP No.
|
007624307
|
||
1.
|
Names of Reporting Persons
Dr. Yair C. Schindel
|
||
2.
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ☒
(b) ☐
|
||
3.
|
SEC Use Only
|
||
4.
|
Citizenship or Place of Organization
Israel
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5.
|
Sole Voting Power
0
|
|
6.
|
Shared Voting Power
560,602
|
||
7.
|
Sole Dispositive Power
0
|
||
8.
|
Shared Dispositive Power
560,602
|
||
9.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
560,602
|
||
10.
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
☐ |
||
11.
|
Percent of Class Represented by Amount in Row (9)
12.20%
|
||
12.
|
Type of Reporting Person (See Instructions)
IN
|
Item 1(a)
|
Name of Issuer
|
Ayala Pharmaceuticals, Inc. (the “Issuer”).
Item 1(b)
|
Address of Issuer’s Principal Executive Offices
|
9 Deer Park Drive, Suite K-1, Monmouth Junction, NJ 08852.
Item 2(a)-(b)
|
Name of Person Filing; Address of Principal Business Office or, if none, Residence
|
1. |
aMoon Growth Fund Limited Partnership (“aMoon”), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra’anana, 4350110, Israel.
|
2. |
aMoon Growth Fund G.P. Limited Partnership (“aMoon G.P.”), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra’anana, 4350110, Israel.
|
3. |
aMoon General Partner Ltd. (“aMoon Ltd.”), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra’anana, 4350110, Israel.
|
4. |
Dr. Yair C. Schindel (“Schindel”), 34 Yerushalaim Rd, Beit Gamla, 6th Floor, Ra’anana, 4350110, Israel.
|
The foregoing persons are hereinafter collectively referred to as the “Reporting Persons”.
Item 2(c)
|
Citizenship
|
aMoon is a Cayman Islands exempted limited partnership; aMoon G.P. is an Israeli limited partnership; aMoon Ltd. is an Israeli company; and Schindel is
an Israeli citizen.
Item 2(d)
|
Title of Class of Securities
|
Common Stock, par value $0.001 per share
Item 2(e)
|
CUSIP Number |
007624307
Item 3
|
If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
|
Not applicable.
Item 4
|
Ownership
|
aMoon Growth Fund Limited Partnership
(a) |
Amount beneficially owned: 560,602 shares of Common Stock.
|
All share percentage calculation are based on 4,593,355 shares of Common Stock, as reported by the Issuer in its
Proxy Statement on Schedule 14A, dated December 12, 2022, as filed with the Securities and Exchange Commission on December 13, 2022.
(b) |
Percent of Class: 12.20%
|
Page 6 of 10 Pages
(c) |
Number of shares as to which the person has:
|
(i) |
Sole power to vote or direct the vote: 0
|
(ii) |
Shared power to vote or to direct the vote: 560,602 shares of Common Stock
|
(iii) |
Sole power to dispose or to direct the disposition of: 0
|
(iv) |
Shared power to dispose or to direct the disposition of: 560,602 shares of Common Stock
|
aMoon Growth Fund G.P. Limited Partnership
(a) |
Amount beneficially owned: 560,602 shares of Common Stock. aMoon G.P. is the sole general partner of aMoon. By virtue of such relationship, aMoon G.P. may be deemed to have shared voting and investment power with respect to the shares of Common Stock of the Issuer held
by aMoon.
|
All share percentage calculation are based on 4,593,355 shares of Common Stock, as reported by the Issuer in
its Proxy Statement on Schedule 14A, dated December 12, 2022, as filed with the Securities and Exchange Commission on December 13, 2022.
(b) |
Percent of Class: 12.20%
|
(c) |
Number of shares as to which the person has:
|
(i) |
Sole power to vote or direct the vote: 0
|
(ii) |
Shared power to vote or to direct the vote: 560,602 shares of Common Stock
|
(iii) |
Sole power to dispose or to direct the disposition of: 0
|
(iv) |
Shared power to dispose or to direct the disposition of: 560,602 shares of Common Stock
|
aMoon General Partner Ltd.
(a) |
Amount beneficially owned: 560,602 shares of Common Stock. aMoon Ltd. is the sole general partner of aMoon G.P. By virtue of such relationships, aMoon Ltd. may be deemed to have shared voting and investment power with
respect to the shares of Common Stock of the Issuer held by aMoon.
|
All share percentage calculation are based on 4,593,355 shares of Common Stock outstanding, as reported by the
Issuer in its Proxy Statement on Schedule 14A, dated December 12, 2022, as filed with the Securities and Exchange Commission on December 13, 2022.
(b) |
Percent of Class: 12.20%
|
(c) |
Number of shares as to which the person has:
|
(i) |
Sole power to vote or direct the vote: 0
|
(ii) |
Shared power to vote or to direct the vote: 560,602 shares of Common Stock
|
(iii) |
Sole power to dispose or to direct the disposition of: 0
|
(iv) |
Shared power to dispose or to direct the disposition of: 560,602 shares of Common Stock
|
Dr. Yair C. Schindel
(a) |
Amount beneficially owned: 560,602 shares of Common Stock. Schindel is the sole shareholder of aMoon Ltd. By virtue of such relationships, Schindel may be deemed to have shared voting and investment power with respect to
the shares of Common Stock of the Issuer held by aMoon. Schindel disclaims beneficial ownership of the shares of Common Stock of the Issuer held by
aMoon, aMoon G.P. and aMoon Ltd., except to the extent of his pecuniary interest therein, if any.
|
All share percentage calculation are based on 4,593,355 shares of Common Stock outstanding, as reported by the
Issuer in its Proxy Statement on Schedule 14A, dated December 12, 2022, as filed with the Securities and Exchange Commission on December 13, 2022.
Page 7 of 10 Pages
(b) |
Percent of Class: 12.20%
|
(c) |
Number of shares as to which the person has:
|
(i) |
Sole power to vote or direct the vote: 0
|
(ii) |
Shared power to vote or to direct the vote: 560,602 shares of Common Stock
|
(iii) |
Sole power to dispose or to direct the disposition of: 0
|
(iv) |
Shared power to dispose or to direct the disposition of: 560,602 shares of Common Stock
|
Item 5
|
Ownership of Five Percent or Less of a Class
|
Not applicable.
Item 6
|
Ownership of More than Five Percent on Behalf of Another Person
|
Not applicable.
Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
|
Not applicable.
Item 8 |
Identification and Classification of Members of the Group
|
Incorporated by reference to Items 2 and 4 of this Schedule 13G.
Item 9
|
Notice of Dissolution of Group
|
Not applicable.
Item 10
|
Certification
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or
effect.
Page 8 of 10 Pages
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: January 30, 2023
AMOON GROWTH FUND LIMITED PARTNERSHIP BY: AMOON GROWTH FUND G.P. LIMITED PARTNERSHIP, ITS GENERAL PARTNER BY: AMOON GENERAL PARTNER LTD., ITS GENERAL PARTNER |
|||
By:
|
/s/ Dr. Yair C. Schindel | ||
Name: Dr. Yair C. Schindel | |||
Title: Director
|
AMOON GROWTH FUND G.P. LIMITED PARTNERSHIP
BY: AMOON GENERAL PARTNER LTD., ITS GENERAL PARTNER |
|||
By:
|
/s/ Dr. Yair C. Schindel | ||
Name: Dr. Yair C. Schindel | |||
Title: Director
|
AMOON GENERAL PARTNER LTD.
|
|||
By:
|
/s/ Dr. Yair C. Schindel | ||
Name: Dr. Yair C. Schindel | |||
Title: Director
|
DR. YAIR C. SCHINDEL
|
|||
By:
|
/s/ Dr. Yair C. Schindel |
Page 9 of 10 Pages
EXHIBIT A TO SCHEDULE 13G
Joint Filing Agreement
The undersigned hereby agree that the Schedule 13G (the “Schedule 13G”), filed by the undersigned with respect to
shares of Common Stock, par value $0.001 per Share of Ayala Pharmaceuticals, Inc. is filed, and all amendments thereto will be filed, on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities
Exchange Act of 1934, as amended, and that this Joint Filing Agreement (this “Agreement”) shall be included as an Exhibit to the Schedule 13G. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13G, and for the
completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement this 30th day of January 2023.
AMOON GROWTH FUND LIMITED PARTNERSHIP BY: AMOON GROWTH FUND G.P. LIMITED PARTNERSHIP, ITS GENERAL PARTNER BY: AMOON GENERAL PARTNER LTD., ITS GENERAL PARTNER |
|||
xA0; | |||
By:
|
/s/ Dr. Yair C. Schindel | ||
Name: Dr. Yair C. Schindel | |||
Title: Director
|
AMOON GROWTH FUND G.P. LIMITED PARTNERSHIP
BY: AMOON GENERAL PARTNER LTD., ITS GENERAL PARTNER |
|||
By:
|
/s/ Dr. Yair C. Schindel | ||
Name: Dr. Yair C. Schindel | |||
Title: Director
|
AMOON GENERAL PARTNER LTD.
|
|||
By:
|
/s/ Dr. Yair C. Schindel | ||
Name: Dr. Yair C. Schindel | |||
Title: Director
|
DR. YAIR C. SCHINDEL
|
|||
By:
|
/s/ Dr. Yair C. Schindel |