Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 7)
American Equity Investment Life Holding Company
(Name of Issuer)
Common stock, par value $1.00
(Title of Class of Securities)
025676206
(CUSIP Number)
Anna Knapman-Scott
Wellesley House South, 2nd Floor
90 Pitts Bay Road
Pembroke HM08
Bermuda
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
January 13, 2023
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 025676206
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
BROOKFIELD REINSURANCE LTD.
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
BERMUDA
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
15,886,163
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
18.54%(2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
CO
|
|
|
|||
|
|
|
||||
(1) This amount consists of the common shares of the Issuer directly held by North End RE (Cayman) SPC and 3,857,184 common shares of the Issuer directly held by Freestone Re Ltd., in each
case for which the reporting person may be deemed an indirect beneficial owner.
(2) Percentage ownership is based on an aggregate number of 85,702,260 shares of Common Stock of the Issuer outstanding as of November 3, 2022, as set forth in the Issuer’s Quarterly
Report on Form 10-Q for the quarterly period ending September 30, 2022, filed on November 8, 2022 (the “Third Quarter 2022 Form 10-Q”).
CUSIP No. 025676206
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
BAM RE PARTNERS TRUST
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
BERMUDA
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
18.54%(2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
OO
|
|
|
|||
|
|
|
||||
(1) This amount consists of the common shares of the Issuer directly held by North End RE (Cayman) SPC and 3,857,184 common shares of the Issuer directly held by Freestone Re Ltd., in
each case for which the reporting person may be deemed an indirect beneficial owner.
(2) Percentage ownership is based on an aggregate number of 85,702,260 shares of Common Stock of the Issuer outstanding as of November 3, 2022, as set forth in the Third Quarter 2022
Form 10-Q.
CUSIP No. 025676206
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
BAM RE HOLDINGS LTD.
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
BERMUDA
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
15,886,163(1)
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
18.54%(2)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
CO
|
|
|
|||
|
|
|
||||
(1) This amount consists of the common shares of the Issuer directly held by North End RE (Cayman) SPC, for which the reporting person may be deemed a direct beneficial owner, and
3,857,184 common shares of the Issuer directly held by Freestone Re Ltd., for which the reporting person may be deemed an indirect beneficial owner.
(2) Percentage ownership is based on an aggregate number of 85,702,260 shares of Common Stock of the Issuer outstanding as of November 3, 2022, as set forth in the Third Quarter 2022
Form 10-Q.
CUSIP No. 025676206
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
|
NORTH END RE (CAYMAN) SPC
|
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
|
(b)
|
☐
|
||||
|
|
|
||||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
|
AF
|
|
|
|||
|
|
|
||||
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
|
CAYMAN ISLANDS
|
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
|
0
|
|
|
|||
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
|
||
|
12,028,979
|
|
|
|||
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
|
0
|
|
|
|||
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
|
12,028,979
|
|
|
|||
|
|
|
||||
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
|
12,028,979
|
|
|
|||
|
|
|
||||
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
|
||||
|
|
|
||||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
|
14.04%(1)
|
|
|
|||
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
|
CO
|
|
|
|||
|
|
|
||||
(1) Percentage ownership is based on an aggregate number of 85,702,260 shares of Common Stock of the Issuer outstanding as of November 3, 2022, as set forth in the Third Quarter 2022
Form 10-Q.
This Amendment No. 7 to Schedule 13D (this “Amendment No. 7”) amends the statement on Schedule 13D jointly filed by the Reporting Persons with the Securities and Exchange Commission (the
“Commission”) on June 28, 2021 (the “Original Schedule 13D”), as amended and supplemented by Amendment No. 1 to Schedule 13D jointly filed by the Reporting Persons with the Commission on January 14, 2022 (“Amendment No. 1”),
Amendment No. 2 to Schedule 13D jointly filed by the Reporting Persons with the Commission on May 11, 2022 (“Amendment No. 2”), Amendment No. 3 to Schedule 13D jointly filed by the Reporting Persons with the Commission on June 15,
2022 (“Amendment No. 3”), Amendment No. 4 to Schedule 13D jointly filed by the Reporting Persons with the Commission on November 8, 2022 (“Amendment No. 4”), Amendment No. 5 to Schedule 13D jointly filed by the Reporting
Persons with the Commission on December 6, 2022 (“Amendment No. 5”) and Amendment No. 6 to Schedule 13D jointly filed by the Reporting Persons with the Commission on December 21, 2022 (“Amendment No. 6”) (as amended and
supplemented, collectively, the “Amended Schedule 13D”), with respect to beneficial ownership of the shares of common stock, par value $1.00 per share (the “Common Stock”), of American Equity Investment Life Holding Company, a
corporation organized under the laws of Iowa (the “Issuer”), with principal executive offices at 6000 Westown Parkway, West Des Moines, Iowa 50266.
This Amendment No. 7 amends the Original Schedule 13D, as amended and supplemented by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5 and Amendment No. 6, on
behalf of the Reporting Persons to furnish the information set forth herein. Except as set forth below, all Items of the Amended Schedule 13D remain unchanged. Capitalized terms used but not otherwise defined herein shall have the same
meanings as set forth in the Original Schedule 13D.
| Item 2. |
Identity and Background:
|
Paragraphs (b)-(c) and (f) of Item 2 of the Amended Schedule 13D are hereby amended by replacing Schedules I – IV attached to the Original Schedule 13D with Schedules I – IV attached hereto.
| Item 4. |
Purpose of Transaction:
|
Item 4 of the Amended Schedule 13D is hereby supplemented as follows:
On December 23, 2022, following the refusal by the Board to run a robust strategic process in response to a highly credible offer from Prosperity (the “Prosperity Proposal”), Brookfield Reinsurance announced its intention to nominate a
candidate to serve as its representative on the Board pursuant to Brookfield Reinsurance’s rights under the Investment Agreement. Since such time, Brookfield Reinsurance has been contacted by the Department of Justice (the “DOJ”) for
information regarding any potential board interlocks that may arise under Section 8 of the Clayton Act (“Section 8”) as a result of any such nomination. Brookfield Reinsurance intends to fully cooperate with the DOJ in respect of such
requests, and while Brookfield Reinsurance does not believe that the exercise of its nomination rights give rise to concerns under Section 8, Brookfield Reinsurance believes that this matter has become a distraction from its primary
objective of maximizing shareholder value and serving the interests of the Issuer’s other stakeholders. Accordingly, Brookfield Reinsurance has elected not to proceed with a nomination to the Board at this time. Rather, Brookfield
Reinsurance will continue to focus on holding the Board accountable for its recent actions, including its failure to adequately consider the Prosperity Proposal and other strategic alternatives, and the adoption of a grossly
disproportionate executive compensation scheme.
| Item 7. |
Material to Be Filed as Exhibits:
|
| Exhibit 99.1 |
Joint Filing Agreement
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: January 13, 2023
|
BROOKFIELD REINSURANCE LTD.
|
||||
|
|
By:
|
/s/ Anna Knapman-Scott | ||
| Name: | Anna Knapman-Scott | |||
| Title: | Corporate Secretary |
|||
|
BAM RE TRUSTEE LTD.,
for and on behalf of BAM RE PARTNERS TRUST |
||||
|
|
By:
|
/s/ Kathy Sarpash
|
||
| Name: |
Kathy Sarpash
|
|||
| Title: |
Vice President
|
|||
|
BAM RE HOLDINGS LTD.
|
||||
|
|
By:
|
/s/ Anna Knapman-Scott | ||
| Name: | Anna Knapman-Scott | |||
| Title: | Secretary |
|||
|
NORTH END RE (CAYMAN) SPC
|
||||
|
|
By:
|
/s/ Gregory McConnie
|
||
| Name |
Gregory McConnie
|
|||
| Title |
Director and Chief Executive Officer
|
|||
SCHEDULE I
BROOKFIELD REINSURANCE LTD.|
Name and Position of Officer or Director
|
Principal Business Address
|
Principal Occupation or Employment
|
Citizenship
|
|
James Bodi,
Vice President
|
73 Front Street, 5th Floor,
Hamilton, HM 12, Bermuda
|
Chief Executive Officer of
Brookfield Bermuda Ltd.
|
Canada
|
|
Barry Blattman,
Director
|
Brookfield Place, 250 Vesey Street, 15th Floor,
New York, NY 10281
|
Vice Chair of
Brookfield Asset Management Ltd.
|
United States
|
|
Soon Young Chang,
Director
|
Ideation House, 1st Floor,
94 Pitts Bay Road,
Pembroke, HM08, Bermuda
|
Senior Advisor,
Investment Corporation of Dubai
|
UAE
|
|
Thomas Corbett,
Chief Financial Officer
|
Suite 300, Brookfield Place, 181 Bay Street,
Toronto, Ontario M5J 2T3
|
Managing Director of
Brookfield Corporation
|
Canada
|
|
William Cox,
Director
|
73 Front Street, 5th Floor,
Hamilton, HM 12, Bermuda
|
Director
|
United Kingdom
|
|
Paul Forestell,
Chief Operating Officer
|
Suite 300, Brookfield Place, 181 Bay Street,
Toronto, Ontario M5J 2T3
|
Chief Operating Officer of
Brookfield Reinsurance Ltd.
|
Canada
|
|
Lorenzo Lorilla,
Chief Investment Officer
|
Brookfield Place, 250 Vesey Street, 15th Floor,
New York, NY 10281
|
Managing Partner of
Brookfield Corporation
|
United States
|
|
Gregory McConnie,
Vice President
|
Rendezvous Corporate Center,
2nd Floor, Rendezvous,
Christ Church, Barbados BB15131
|
President and Chief Executive Officer of
North End Re Ltd. and North End Re (Cayman) SPC
|
Barbados
|
|
Gregory Morrison,
Director
|
73 Front Street, 5th Floor,
Hamilton, HM 12, Bermuda
|
Director
|
Canada
|
|
Anna Knapman-Scott,
Secretary
|
Ideation House, 1st Floor,
94 Pitts Bay Road,
Pembroke, HM08, Bermuda
|
Vice President, Legal and
Compliance of North End Re Ltd.
|
United Kingdom
|
|
Lars Rodert,
Director
|
Ideation House, 1st Floor,
94 Pitts Bay Road,
Pembroke, HM08, Bermuda
|
Founder and Chief Executive Officer,
ÖstVäst Advisory AB
|
Sweden
|
|
Anne Schaumburg,
Director
|
Brookfield Place, 250 Vesey Street, 15th Floor,
New York, NY 10281
|
Business Executive; Director
|
United States
|
|
Sachin Shah,
Chief Executive Officer, Director and Chairman of the Board
|
Suite 300, Brookfield Place,
181 Bay Street,
Toronto, Ontario M5J 2T3
|
Managing Partner of
Brookfield Corporation
|
Canada
|
|
Jay Wintrob,
Director
|
333 S. Grand Avenue
Los Angeles, CA 90071 |
Chief Executive Officer of
Oaktree Capital Management, L.P.
|
United States
|
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.
SCHEDULE II
BAM RE TRUSTEE LTD., AS TRUSTEE FOR BAM RE PARTNERS TRUST
BAM RE TRUSTEE LTD., AS TRUSTEE FOR BAM RE PARTNERS TRUST
|
Name and Position of
Officer or Director
|
Principal Business Address
|
Principal Occupation or
Employment
|
Citizenship
|
|
Anuj Ranjan,
Director and Vice President
|
Unit 02 Level 16
ICD Brookfield Place
Dubai International Financial Centre
Dubai, Dubai, 507234
United Arab Emirates
|
Managing Partner and President of Private Equity of
Brookfield Asset Management Ltd.
|
Canada
|
|
Brian Kingston,
Director and President
|
250 Vesey Street, 15th Floor,
New York, NY 10281-1023, U.S.A.
|
Managing Partner and Chief Executive Officer of
Real Estate of Brookfield Asset Management Ltd. |
Canada
|
|
Bruce Flatt,
Director and Vice President
|
One Canada Square, Level 25
Canary Wharf, London U.K. E14 5AA
|
Chief Executive Officer and Director of
Brookfield Corporation and Brookfield Asset Management Ltd.
|
Canada
|
|
Kathy Sarpash,
Vice President
|
181 Bay Street, Suite 300,
Toronto, Ontario M5J 2T3, Canada
|
Senior Vice-President, Legal & Regulatory of
Brookfield Asset Management Ltd.
|
Canada
|
|
Walkers Corporate (Bermuda) Limited,
Corporate Secretary
|
Park Place, 3rd Floor, 55
Par-la-Ville Road,
Hamilton HM 11, Bermuda
|
-
|
-
|
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.
SCHEDULE III
BAM RE HOLDINGS LTD.
BAM RE HOLDINGS LTD.
|
Name and Position of
Officer or Director
|
Principal Business
Address
|
Principal Occupation or
Employment
|
Citizenship
|
|
Gregory McConnie,
Director and President
|
Rendezvous Corporate Center,
2nd Floor, Rendezvous,
Christ Church, Barbados BB15131
|
President and Chief Executive Officer
of North End Re Ltd.
and North End Re (Cayman) SPC
|
Barbados
|
|
Gregory Morrison,
Director
|
73 Front Street, 5th Floor,
Hamilton, HM 12, Bermuda
|
Director
|
Canada
|
|
Seamus MacLoughlin,
Director
|
Ideation House, 1st Floor,
94 Pitts Bay Road,
Pembroke, HM08, Bermuda
|
Chief Actuary
of North End Re Ltd.
and North End Re (Cayman) SPC
|
United Kingdom
|
|
Anna Knapman-Scott,
Secretary
|
Ideation House, 1st Floor,
94 Pitts Bay Road,
Pembroke, HM08, Bermuda
|
Vice President, Legal and
Compliance of North End Re Ltd.
|
United Kingdom
|
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.
SCHEDULE IV
NORTH END RE (CAYMAN) SPC
NORTH END RE (CAYMAN) SPC
|
Name and Position of
Officer or Director
|
Principal Business Address
|
Principal Occupation or
Employment
|
Citizenship
|
|
Gregory McConnie,
Director and Chief Executive Officer
|
Rendezvous Corporate Center,
2nd Floor, Rendezvous,
Christ Church, Barbados BB15131
|
President and Chief Executive Officer
of North End Re Ltd.
and North End Re (Cayman) SPC
|
Barbados
|
|
Gregory Morrison,
Director
|
73 Front Street, 5th Floor,
Hamilton, HM 12, Bermuda
|
Director
|
Canada
|
|
Fearghal O’Riordan,
Director and Chief Financial Officer
|
2030 Kings Court, Britannia,
Grand Cayman, Cayman Islands KY1-9006
|
Chief Financial Officer of North End Re Ltd. and
North End Re (Cayman) SPC
|
Ireland
|
|
Melissa Thomas,
Director
|
Governor’s Square, Unit 4-103
PO Box 30608
Grand Cayman KY1-1203
Cayman Islands
|
Director
|
Cayman Islands
|
|
John Ferrari,
Director
|
10 Market Street,
Camana Bay,
PO Box 1028
Grand Cayman, KY1-9006
Cayman Islands
|
Director
|
Cayman Islands
|
|
Claire Crawford,
Chief Actuary
|
18 Forum Lane, 2nd Floor, Camana Bay,
PO Box 30487,
Grand Cayman, KY1-1202, Cayman Islands
|
Chief Actuary
of North End Re (Cayman) SPC
|
Ireland
|
|
Jeffrey Morash,
Chief Risk Officer
|
Ideation House, 1st Floor,
94 Pitts Bay Road,
Pembroke, HM08, Bermuda
|
Chief Risk Officer
of North End Re Ltd and North End Re (Cayman) SPC
|
Canada
|
|
Anna Knapman-Scott,
Secretary
|
Ideation House, 1st Floor,
94 Pitts Bay Road,
Pembroke, HM08, Bermuda
|
Vice President, Legal and
Compliance of North End Re Ltd.
|
United Kingdom
|
|
Shaneil Whittaker,
Assistant Secretary
|
18 Forum Lane, 2nd Floor, Camana Bay,
PO Box 30487,
Grand Cayman, KY1-1202, Cayman Islands
|
Associate, Legal and Compliance
of North End Re (Cayman) SPC
|
Cayman Islands
|
Except as set forth in this Schedule 13D, to the best knowledge of the Reporting Persons, none of the individuals listed above beneficially owns any shares of Common Stock.