Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )1
DAILY JOURNAL CORPORATION
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
(Title of Class of Securities)
233912104
(CUSIP Number)
DECEMBER 14, 2020
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| 1 | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 233912104 | SCHEDULE 13G | Page 2 of 5 Pages |
| 1 |
NAME OF REPORTING PERSON
Barbara L. Edmonds, Trustee of The Guerin Family Trust | |||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ☐ (b) ☐
| |||||
| 3 | SEC USE ONLY
| |||||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen | |||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
123,513 shares of Common Stock | ||||
| 6 | SHARED VOTING POWER
0 | |||||
| 7 | SOLE DISPOSITIVE POWER
123,513 shares of Common Stock | |||||
| 8 | SHARED DISPOSITIVE POWER
0 | |||||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
123,513 shares of Common Stock | |||||
| 10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
☐ | |||||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.9% | |||||
| 12 | TYPE OF REPORTING PERSON*
IN | |||||
* SEE INSTRUCTIONS
| CUSIP No. 233912104 | SCHEDULE 13G | Page 3 of 5 Pages |
| ITEM 1(a). | NAME OF ISSUER: |
Daily Journal Corporation
| ITEM 1(b). | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: |
915 East First Street
Los Angeles, California 90012
| ITEM 2(a). | NAME OF PERSON FILING: |
Barbara L. Edmonds, Trustee of The Guerin Family Trust
| ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: |
Edmonds & Edmonds LLP
519 30th Street
Newport Beach, California 92663
| ITEM 2(c). | CITIZENSHIP: |
U.S. citizen
| ITEM 2(d). | TITLE OF CLASS OF SECURITIES: |
Common Stock, par value $0.01 per share
| ITEM 2(e). | CUSIP NUMBER: |
233912104
| ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: |
Not applicable.
| ITEM 4. | OWNERSHIP. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
| (a) | Amount beneficially owned: 123,513 shares of Common Stock are owned by The Guerin Family Trust, for which Ms. Edmonds became the sole trustee on December 14, 2020. All of these shares of Common Stock were previously included as part of the shares reported on December 20, 2019 in Amendment No. 5 to the Schedule 13D filed by John Patrick Guerin, who was the previous trustee of The Guerin Family Trust and who died on October 13, 2020. |
| CUSIP No. 233912104 | SCHEDULE 13G | Page 4 of 5 Pages |
| (b) | Percent of class: 8.9% |
| (c) | Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote = 123,513 |
| (ii) | Shared power to vote or to direct the vote = 0 |
| (iii) | Sole power to dispose or to direct the disposition of = 123,513 |
| (iv) | Shared power to dispose or to direct the disposition of = 0 |
| ITEM 5. | OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS. |
Not applicable.
| ITEM 6. | OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON. |
Not applicable.
| ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. |
Not applicable.
| ITEM 8. | IDENTIFICATION AND CLASSI FICATION OF MEMBERS OF THE GROUP. |
Not applicable.
| ITEM 9. | NOTICE OF DISSOLUTION OF GROUP. |
Not applicable.
| ITEM 10. | CERTIFICATION. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
| CUSIP No. 233912104 | SCHEDULE 13G | Page 5 of 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.
Dated: December 30, 2020
| BARBARA L. EDMONDS, TRUSTEE OF |
| THE GUERIN FAMILY TRUST |
| /s/ Barbara L. Edmonds |