Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
|
STELLANTIS N.V.
|
|
(Name of Issuer)
|
|
Common Shares, par value €0.01
|
|
(Title of Class of Securities)
|
|
N82405106
|
|
(CUSIP Number)
|
|
September 13, 2021
|
|
(Date of Event Which Requires Filing of this Statement)
|
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ☐ |
Rule 13d-1(b)
|
| ☒ |
Rule 13d-1(c)
|
| ☐ |
Rule 13d-1(d)
|
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures
provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act.
CUSIP No. N82405106
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
| Dongfeng Motor Group Co Ltd. |
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
|
(a)☐
|
|||||
|
(b)☐
|
|
|
|||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
| People’s Republic of China |
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
| 0 |
|
|
|||
|
|
|
||||
|
6
|
SHARED VOTING POWER
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
| 0 |
|
|
|||
|
|
|
||||
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
|
☐
|
|
|
|||
|
|
|
||||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
| 4.46% |
|
|
|||
|
|
|
||||
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
| CO |
|
|
|||
|
|
|
||||
CUSIP No. N82405106
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
| Dongfeng Motor Investment (Wuhan) Co., Ltd. |
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
|
(a)☐
|
|||||
|
(b)☐
|
|
|
|||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
| People’s Republic of China |
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
| 0 |
|
|
|||
|
|
|
||||
|
6
|
SHARED VOTING POWER
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
| 0 |
|
|
|||
|
|
|
||||
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
|
☐
|
|
|
|||
|
|
|
||||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
| 4.46% |
|
|
|||
|
|
|
||||
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
| CO |
|
|
|||
|
|
|
||||
CUSIP No. N82405106
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
| Dongfeng Motor (Hong Kong) International Co., Limited |
|
|
|||
|
|
|
||||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
|
(a)☐
|
|||||
|
(b)☐
|
|
|
|||
|
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|
|||
|
|
|
||||
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
| Hong Kong SAR, China |
|
|
|||
|
|
|
||||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
| 0 |
|
|
|||
|
|
|
||||
|
6
|
SHARED VOTING POWER
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
| 0 |
|
|
|||
|
|
|
||||
|
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
| 139,223,907 |
|
|
|||
|
|
|
||||
|
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
|
☐
|
|
|
|||
|
|
|
||||
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
| 4.46% |
|
|
|||
|
|
|
||||
|
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
| CO |
|
|
|||
|
|
|
||||
|
Item 1(a).
|
Name of Issuer:
Stellantis N.V.
|
|
Item 1(b).
|
Address of Issuer’s Principal Executive Offices:
Singaporestraat 92-100
1175 RA Lijnden
the Netherlands
|
|
Item 2(a).
|
Name of Person Filing:
(i) Dongfeng Motor Group Co Ltd.
(ii) Dongfeng Motor Investment (Wuhan) Co., Ltd.
(iii) Dongfeng Motor (Hong Kong) International Co., Limited (collectively, the “Reporting Persons”)
|
|
Item 2(b).
|
Address of Principal Business Office, or, if none, Residence:
(i) Dongfeng Motor Group Co Ltd.
Special No.1 Dongfeng Road
Wuhan Economic and Technology Development Zone, Wuhan Hubei PRC
(ii) Dongfeng Motor Investment (Wuhan) Co., Ltd.
Room 501, 5/F, Information Building
Special No.1 Dongfeng Road
Wuhan Economic and Technology Development Zone, Wuhan Hubei PRC
(iii) Dongfeng Motor (Hong Kong) International Co., Limited
2/F KAM CHUNG COMM BLDG 19-21 Hennessy RD WANCHAI, HONG KONG
|
|
Item 2(c).
|
Citizenship:
(i) Dongfeng Motor Group Co Ltd. – People’s Republic of China
(ii) Dongfeng Motor Investment (Wuhan) Co., Ltd. – People’s Republic of China
(iii) Dongfeng Motor (Hong Kong) International Co., Limited – Hong Kong SAR, China
|
|
Item 2(d).
|
Title of Class of Securities:
common shares, par value €0.01
|
|
Item 2(e).
|
CUSIP No.:
N82405106
|
|
Item 3.
|
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the persons filing is a:
|
||
|
(a)
|
☐
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
|
(b)
|
☐
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|
(c)
|
☐
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
|
(d)
|
☐
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|
(e)
|
☐
|
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
|
|
|
(f)
|
☐
|
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
|
|
|
(g)
|
☐
|
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
|
|
|
(h)
|
☐
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
|
|
|
(i)
|
☐
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
|
|
|
(j)
|
☐
|
A non-U.S. institution in accordance with Section 240.13d–1(b)(1)(ii)(J).
|
|
|
(k)
|
☐
|
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
|
|
Item 4.
|
Ownership
|
||
|
The following information with respect to the ownership of the common shares of the Issuer (the “Shares”) by the Reporting Persons is provided as of September 13, 2021.
|
|||
|
Reporting Person
|
Amount
beneficially
owned:
|
Percent of
class:
|
Sole power to
vote or direct
the vote:
|
Shared power to
vote or to direct
the vote:
|
Sole power to
dispose or to direct
the disposition of:
|
Shared power
to dispose or to
direct the
disposition of:
|
|||||||
|
Dongfeng Motor Group Co Ltd.
|
139,223,907
|
4.46
|
%
|
0
|
139,223,907
|
0
|
139,223,907
|
||||||
|
Dongfeng Motor Investment (Wuhan) Co., Ltd.
|
139,223,907
|
4.46
|
%
|
0
|
139,223,907
|
0
|
139,223,907
|
||||||
|
Dongfeng Motor (Hong Kong) International Co., Limited
|
139,223,907
|
4.46
|
%
|
0
|
139,223,907
|
0
|
139,223,907
|
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
|
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
|
|
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person
|
|
Not applicable.
|
|
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
|
|
Not applicable.
|
|
|
Item 8.
|
Identification and Classification of Members of the Group
|
|
Not applicable.
|
|
|
Item 9.
|
Notice of Dissolution of Group
|
|
No
t applicable.
|
|
|
Item 10.
|
Certifications
|
|
By signing below, each of Dongfeng Motor Group Co Ltd., Dongfeng Motor Investment (Wuhan) Co., Ltd. and Dongfeng Motor (Hong Kong) International Co., Limited certifies that, to the best of its knowledge and belief, the securities referred
to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
|
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 29, 2021
|
Dongfeng Motor Group Co Ltd.
|
By:
|
/s/ Haitao LV
|
|
Name:
|
Haitao LV
|
|
|
Title:
|
Authorized Representative
|
|
|
Dongfeng Motor Investment (Wuhan) Co., Ltd.
|
By:
|
/s/ Changling ZHOU
|
|
Name:
|
Changling ZHOU
|
|
|
Title:
|
Executive Director
|
|
|
Dongfeng Motor (Hong Kong) International Co., Limited
|
By:
|
/s/ Xianzhi LIAO
|
|
Name:
|
Xianzhi LIAO
|
|
|
Title:
|
Director
|
EXHIBIT INDEX
|
Exhibit
|
Description
|
|
|
A
|
Joint Filing Agreement (incorporated by reference to Exhibit A to the Schedule 13G filed on January 26, 2021 by the reporting persons with the Securities and Exchange Commission).
|