Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Rezolve AI Limited
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
G75398100
(CUSIP Number)
September 24, 2024
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ | Rule 13d-1(b) |
☒ | Rule 13d-1(c) |
☐ | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G75398100 | Schedule 13G | Page 1 of 6 |
1 |
Names of Reporting Persons
Apeiron Investment Group Ltd. | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Malta |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
18,281,638 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
18,281,638 |
9 |
Aggregate Amount Benefici ally Owned by Each Reporting Person
18,281,638 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
10.4% | |||||
12 | Type of Reporting Person
CO |
CUSIP No. G75398100 | Schedule 13G | Page 2 of 6 |
1 |
Names of Reporting Persons
Christian Angermayer | |||||
2 | Check the Appropriate Box if a Member of a Group (a) ☐ (b) ☐
| |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
Federal Republic of Germany |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
18,281,638 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
18,281,638 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
18,281,638 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
10.4% | |||||
12 | Type of Reporting Person
IN |
CUSIP No. G75398100 | Schedule 13G | Page 3 of 6 |
ITEM 1. | (a) Name of Issuer: |
Rezolve AI Limited (the Issuer).
(b) | Address of Issuers Principal Executive Offices: |
3rd Floor, 80 New Bond Street, London, WIS 1SB, United Kingdom
ITEM 2. | (a) Name of Person Filing: |
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:
Apeiron Investment Group Ltd. (Apeiron); and
Christian Angermayer.
(b) | Address or Principal Business Office: |
The principal business address of the Reporting Persons is 66 & 67 Amery Street, SLM1707, Sliema, Malta.
(c) | Citizenship of each Reporting Person is: |
Apeiron is organized under the laws of Malta. Mr. Angermayer is a German citizen.
(d) | Title of Class of Securities: |
Ordinary Shares, par value £0.0001 per share (the Ordinary Shares)
(e) | CUSIP Number: |
G75398100
ITEM 3. |
|
Not applicable.
ITEM 4. | Ownership. |
(a-c)
The ownership information presented below represents beneficial ownership of the Ordinary Shares of the Issuer as of September 27, 2024, based upon 172,182,769 Ordinary Shares outstanding as of September 6, 2024, as disclosed in the Issuers Registration Statement on Form F-1 filed with the Securities and Exchange Commission on September 9, 2024.
CUSIP No. G75398100 | Schedule 13G | Page 4 of 6 |
Reporting Person | Amount beneficially owned |
Percent of class: |
Sole power to vote or to direct the vote: |
Shared power to vote or to direct the vote: |
Sole of: |
Shared power to dispose or to direct the disposition of: |
||||||||||||||||||
Apeiron Investment Group Ltd. |
18,281,638 | 10.4 | % | 0 | 18,281,638 | 0 | 18,281,638 | |||||||||||||||||
Christian Angermayer |
18,281,638 | 10.4 | % | 0 | 18,281,638 | 0 | 18,281,638 |
Apeiron is the holder (beneficially and of record) of 14,712,645 Ordinary Shares. In addition, Apeiron may be deemed to beneficially own (i) 62,500 Ordinary Shares underlying currently exercisable warrants, (ii) 3,173,160 Ordinary Shares that Apeiron has the right to acquire upon conversion of various convertible debt instruments and (iii) 333,333 Ordinary Shares that Apeiron has the right to acquire pursuant to a contractual obligation with the Issuer.
Christian Angermayer is the majority shareholder of Apeiron and may be deemed to share beneficial ownership of the securities beneficially owned by Apeiron.
ITEM 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable.
ITEM 8. | Identification and Classification of Members of the Group. |
Not applicable.
ITEM 9. | Notice of Dissolution of Group. |
Not applicable.
ITEM 10. | Certification. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
CUSIP No. G75398100 | Schedule 13G | Page 5 of 6 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: September 30, 2024
Apeiron Investment Group, Ltd. | ||
By: | /s/ Mario Frendo | |
Name: | Mario Frendo | |
Title: | Director | |
Christian Angermayer | ||
/s/ Christian Angermayer |
CUSIP No. G75398100 | Schedule 13G | Page 6 of 6 |
LIST OF EXHIBITS
Exhibit No. |
Description | |
99 | Joint Filing Agreement. |