Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
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EASTMAN KODAK CO (Name of Issuer) |
Common Stock, $0.01 par value (Title of Class of Securities) |
227461406 (CUSIP Number) |
Mr. Mathew Ray c/o Grand Oaks Capital, 7632 County Road 42 Victor, NY, 14564 585-340-1200 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
01/01/2025 (Date of Event Which Requires Filing of This Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
SCHEDULE 13D
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| CUSIP No. | 227461406 |
| 1 |
Name of reporting person
GO EK Ventures IV, LLC | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
PF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
DELAWARE
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
12,113,965.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
13.1 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
OO |
SCHEDULE 13D
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| CUSIP No. | 227461406 |
| 1 |
Name of reporting person
GOLISANO B THOMAS | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b)
| ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
PF | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
| ||||||||
| 6 | Citizenship or place of organization
UNITED STAT
ES
| ||||||||
| Number of Shares Beneficially Owned by Each Reporting Person With: |
| ||||||||
| 11 | Aggregate amount beneficially owned by each reporting person
12,161,313.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
| ||||||||
| 13 | Percent of class represented by amount in Row (11)
13.1 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
SCHEDULE 13D
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| Item 1. | Security and Issuer |
| (a) | Title of Class of Securities:
Common Stock, $0.01 par value |
| (b) | Name of Issuer:
EASTMAN KODAK CO |
| (c) | Address of Issuer's Principal Executive Offices:
343 STATE ST, 343 STATE ST, ROCHESTER,
NEW YORK
, 14650-0910. |
| Item 4. | Purpose of Transaction |
Item 4 of the Statement is hereby amended by adding the following text as the penultimate full paragraph thereof:Between January 1, 2023 and January 1, 2025, the Reporting Persons acquired beneficial ownership of a total of 128,140 shares of the Issuer's Series C Preferred Stock as payment-in-kind dividends quarterly under the terms of the Series C Preferred Stock. Of these shares, most recently the Reporting Persons received 14,955 shares of Series C Preferred Stock as a payment-in-kind dividend on shares of Series C Preferred Stock owned on the January 1, 2025 dividend record date. In addition, in connection with his service as a director, Mr. Golisano was awarded under the Issuer's 2013 Omnibus Incentive Plan restricted stock units which converted into 22,075 shares of Common Stock under their terms on May 16, 2023 and 6,273 shares of Common Stock under their terms on August 23, 2023. | |
| Item 5. | Interest in Securities of the Issuer |
| (a) | The aggregate number of shares of Common Stock that may be deemed to be beneficially owned by the Reporting Persons are 12,161,313 shares, of which 12,113,965 shares are underlying Series C Preferred Stock. The 12,161,313 shares of Common Stock beneficially owned by the Reporting Persons represent approximately 13.1% of the total shares of Common Stock outstanding as of the date hereof. The percentage of outstanding shares of Common Stock beneficially owned by the Reporting Persons is based upon 80,400,000 shares issued and outstanding as of November 1, 2024, based on information reported in the Issuer's Quarterly Report on Form 10-Q dated November 1, 2024. |
| (b) | The Reporting Persons have the sole power to vote or to direct the vote of, and sole power to dispose or to direct the disposition of, 12,113,965 shares of Common Stock underlying the Series C Preferred Stock. Mr. Golisano has sole power to vote or to direct the vote of, and sole power to dispose or to direct the disposition of, 47,348 shares of Common Stock awarded under the Issuer's 2013 Omnibus Incentive Plan. |
| (c) | Except as disclosed herein, neither of the Reporting Persons have effected any transaction in the shares of Common Stock during the last 60 days. |
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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