Sec Form 13D Filing - BT DE Investments Inc. filing for ORGANIGRAM HOLDINGS INC. (OGI) - 2024-12-10

Insider filing report for Changes in Beneficial Ownership

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 4)

 

 

ORGANIGRAM HOLDINGS, INC.

(Name of Issuer)

Common Shares, no par value

(Title of Class of Securities)

68620P101

(CUSIP Number)

Anthony B. Petitt

BT DE Investments Inc.

103 Foulk Road, Suite 111

Wilmington, Delaware 19803

(302) 656-1950

With a copy to:

Bradley C. Brasser

Jones Day

90 South Seventh Street, Suite 4950

Minneapolis, Minnesota 55402

(612) 217-8886

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

December 6, 2024

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. ☐

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

 

 

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).

 

 

 


CUSIP: 68620P101

Page: Page 2 of 11

 

 1   

 NAMES OF REPORTING PERSONS

 

 BT DE Investments Inc.

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 SOURCE OF FUNDS

 

 AF (See Item 3)

 5  

 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

 ☐

 6  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 Delaware

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

    7   

 SOLE VOTING POWER

 

 0

    8  

 SHARED VOTING POWER

 

 32,571,942

    9  

 SOLE DISPOSITIVE POWER

 

 0

   10  

 SHARED DISPOSITIVE POWER

 

 32,571,942

11   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 32,571,942

12  

 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

 ☐

13  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

 25.8% (1)

14  

 TYPE OF REPORTING PERSON

 

 CO

 

(1)

Based on 126,156,673 Common Shares outstanding after giving effect to the Common Shares issued in connection with the completion of the Motif Acquisition as represented to the Reporting Person by the Issuer. Following the completion of the Motif Acquisition on December 6, 2024, the Reporting Person beneficially owned 32,571,942 Common Shares and 8,463,435 Preferred Shares, representing 25.8% of the issued and outstanding Common Shares and 100% of the Preferred Shares, in each case on a non-diluted basis. If the Third Tranche were completed on the date hereof, the Reporting Person would beneficially own 40,107,741 Common Shares and 13,820,811 Preferred Shares, which would represent 30% of the issued and outstanding Common Shares and 100% of the issued and outstanding Preferred Shares, in each case on a non-diluted basis.


CUSIP: 68620P101

Page: Page 3 of 11

 

 1   

 NAMES OF REPORTING PERSONS

 

 British American Tobacco p.l.c.

 2  

 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 (a) ☐  (b) ☐

 

 3  

 SEC USE ONLY

 

 4  

 SOURCE OF FUNDS

 

 AF (See Item 3)

 5  

 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

 

 ☐

 6  

 CITIZENSHIP OR PLACE OF ORGANIZATION

 

 England and Wales

NUMBER OF

SHARES

BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

 

    7   

 SOLE VOTING POWER

 

 0

    8  

 SHARED VOTING POWER

 

 32,571,942

    9  

 SOLE DISPOSITIVE POWER

 

 0

   10  

 SHARED DISPOSITIVE POWER

 

 32,571,942

11   

 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

 32,571,942

12  

 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

 ☐

13  

 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

 25.8% (1)

14  

 TYPE OF REPORTING PERSON

 

 CO

 

(1)

Based on 126,156,673 Common Shares outstanding after giving effect to the Common Shares issued in connection with the completion of the Motif Acquisition as represented to the Reporting Person by the Issuer. Following the completion of the Motif Acquisition on December 6, 2024, the Reporting Person beneficially owned 32,571,942 Common Shares and 8,463,435 Preferred Shares, representing 25.8% of the issued and outstanding Common Shares and 100% of the Preferred Shares, in each case on a non-diluted basis. If the Third Tranche were completed on the date hereof, the Reporting Person would beneficially own 40,107,741 Common Shares and 13,820,811 Preferred Shares, which would represent 30% of the issued and outstanding Common Shares and 100% of the issued and outstanding Preferred Shares, in each case on a non-diluted basis.


CUSIP: 68620P101

Page: Page 4 of 11

 

This statement constitutes Amendment No. 5 (this “Amendment No. 5”) to the Schedule 13D (the “Initial Schedule 13D”) filed with the Securities and Exchange Commission (the “SEC”) on March 10, 2021, as amended and supplemented by Amendment No. 1 to Schedule 13D filed with the SEC on February 1, 2022 (“Amendment No. 1”), Amendment No. 2 to Schedule 13D filed with the SEC on November 8, 2023 (“Amendment No. 2”), Amendment No. 3 to Schedule 13D filed with the SEC on January 25, 2024 (“Amendment No. 3”) and Amendment No. 4 to Schedule 13D filed with the SEC on September 3, 2024 (“Amendment No. 4” and, the Initial Schedule 13D as amended and supplemented by Amendment No. 1, Amendment No. 2, Amendment No. 3 and Amendment No. 4, the “Original Schedule 13D”) relating to the Common Shares of the Issuer. This Amendment No. 5 amends the Original Schedule 13D on behalf of the undersigned to furnish the information set forth herein. Except as set forth below, all Items of the Original Schedule 13D remain unchanged. Capitalized terms used but not defined in this Amendment No. 5 have the meaning assigned to them in the Original Schedule 13D.

This Amendment No. 5 is being filed by the Reporting Persons as a result of the dilution of the Reporting Persons’ ownership percentage resulting from the issuance of Common Shares by the Issuer in connection with the completion of its acquisition of 100% of the issued and outstanding shares of Motif Labs Ltd. (the “Motif Acquisition”).

 

Item 5.

Interest in Securities of the Issuer

Items 5(a)-(e) of this Statement on Schedule 13D are each hereby amended and restated in their entirety as follows:

 

  (a)

See items 7 through 13 on the cover pages to this Statement on Schedule 13D. BT DE Investments Inc. (the “Purchaser”) is a wholly owned subsidiary of BATUS Holdings Inc., which is a wholly owned subsidiary of Louisville Securities Limited, which is a wholly owned subsidiary of British-American Tobacco (Holdings) Limited, which is a wholly owned subsidiary of B.A.T. Industries p.l.c., which is a wholly owned subsidiary of Weston (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (2009) Limited, which is a wholly owned subsidiary of British American Tobacco (2012) Limited, which is a wholly owned subsidiary of British American Tobacco (1998) Limited, which is a wholly owned subsidiary of British American Tobacco p.l.c. (“BAT”). BAT and the aforementioned wholly owned subsidiaries of BAT are collectively referred to herein as the “BAT Entities”. In addition to the Purchaser, each of BATUS Holdings Inc., Louisville Securities Limited, British-American Tobacco (Holdings) Limited, B.A.T. Industries p.l.c., Weston (2009) Limited, British American Tobacco (2009) Limited, British American Tobacco (2012) Limited, British American Tobacco (1998) Limited and BAT may be considered to be a beneficial owner of the Shares by virtue of their direct and indirect ownership of all of the equity and voting power of the Purchaser. The Shares comprise approximately 25.8% of the outstanding Shares (based on 126,156,673 Common Shares outstanding following the completion of the Motif Acquisition).

 

  (b)

See items 7 through 13 on the cover pages to this Statement on Schedule 13D. The Purchaser has power both to dispose of and exercise the voting rights attributable to the Shares. Each of BATUS Holdings Inc., Louisville Securities Limited, British-American Tobacco (Holdings) Limited, B.A.T. Industries p.l.c., Weston (2009) Limited, British American Tobacco (2009) Limited, British American Tobacco (2012) Limited, British American Tobacco (1998) Limited and BAT may be deemed to control the Purchaser and therefore share voting power and investment power with respect to the Shares. See Item 2 of this Statement on Schedule 13D for information on the BAT Entities.

 

  (c)

None of the Reporting Persons has effected any transaction in Shares during the last 60 days.

 

  (d)

No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares beneficially owned by the Reporting Persons.

 

  (e)

Not applicable.


CUSIP: 68620P101

Page: Page 5 of 11

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

Dated: December 10, 2024

 

BT DE Investments Inc.
By:  

/s/ Chris Voelker

Name:   Chris Voelker
Title:   General Counsel
British American Tobacco p.l.c
By:  

/s/ Caroline Ferland

Name:   Caroline Ferland
Title:   Secretary


Schedule A

BAT Entities

 

BAT Entity

  

Name, state or other place of
organization

  

Address of principal office

British American Tobacco p.l.c.    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
British American Tobacco (1998) Limited    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
British American Tobacco (2012) Limited    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
British American Tobacco (2009) Limited    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
Weston (2009) Limited    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
B.A.T. Industries p.l.c.    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
British-American Tobacco (Holdings) Limited    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
Louisville Securities Limited    England and Wales    Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom
BATUS Holdings Inc.    Delaware   

103 Foulk Road, Suite 201-3,

Wilmington, DE 19803

BT DE Investments Inc.    Delaware   

103 Foulk Road, Suite 111,

Wilmington, DE 19803


Schedule B

BAT Directors and Officers

The name, country of citizenship and current principal occupation or employment of each of the BAT Directors and Officers are set forth below. Unless otherwise indicated in the tables below (i) each occupation set forth opposite an individual’s name refers to a position with a BAT Entity and (ii) the business address of such individual is Globe House, 4 Temple Place, London WC2R 2PG, United Kingdom.

British American Tobacco p.l.c.

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Luc Jobin (Chair)    Canada    Chair of BAT
Holly Keller Koeppel (Senior Independent Director)    U.S.A.    Non-Executive Director of BAT, Senior Independent Director of Flutter Entertainment plc, and a Director of The AES Corporation and Arch Resources Inc.
Tadeu Marroco    Brazil/United Kingdom    Chief Executive
Soraya Benchikh    French/United Kingdom    Chief Financial Officer
Krishnan Anand (Non-Executive Director)    U.S.A.    Non-Executive Director of BAT, Director of Wingstop Inc., Chief Executive Officer of Igniting Business Growth LLC and Chairman and Chief Executive Officer of Igniting Consumer Growth Acquisition Co.
Karen Guerra (Non-Executive Director)    United Kingdom    Non-Executive Director of BAT
Véronique Laury (Non-Executive Director)    France    Non-Executive Director of BAT and Board member of Sodexo SA, Inter IKEA Holding B.V., Eczacıbaşı Holding Company and Societe Bic S.A.
Darrell Thomas (Non-Executive Director)    U.S.A    Non-Executive Director of BAT, Independent Director of Dorman Products Inc., Non-Executive Director of Scotia Holdings (US) Inc. and Vontier Corporation and Board member of Sojourner Family Peace Center Inc.
Murray S. Kessler (Non-Executive Director)    U.S.A    Non-Executive Director of BAT, Chief Executive Officer of Wellington International LLC.
Serpil Timuray    Turkey/United Kingdom    Non-Executive Director of BAT, Non-Executive Director of TPG Telecom plc, CEO of Vodafone Investments, Rotating Chair of Supervisory Board, and Remuneration Committee of Vodafone Ziggo, Non-Executive Director and Chairman of Vodafone Turkey, Director of Board of DEIK DTIK and Director of Thirty Club of London


British American Tobacco (1998) Limited

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Jerome Bruce Abelman    U.S.A./United Kingdom    Director, Legal and General Counsel
Soraya Benchikh    French/United Kingdom    Chief Financial Officer
Kingsley Wheaton    United Kingdom    Chief Corporate Officer

British American Tobacco (2012) Limited

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

David Patrick Ian Booth    United Kingdom    Group Chief Accountant
Ruth Wilson    United Kingdom    Head of Group Corporate Governance
Ridirectors Limited (Globe House, 1 Water Street,London, England, WC2R 3LA)    Incorporated in the United Kingdom    Corporate director (non-trading company)
Kirsty White    United Kingdom    Head of Tax Technology & UK Tax

British American Tobacco (2009) Limited

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

David Patrick Ian Booth    United Kingdom    Group Chief Accountant
Ruth Wilson    United Kingdom    Head of Group Corporate Governance
Daniel Wang Kit Wong    United Kingdom    Head of Corporate Treasury
Ridirectors Limited (Globe House, 1 Water Street,London, England, WC2R 3LA)    Incorporated in the United Kingdom    Corporate director (non-trading company)
Kirsty White    United Kingdom    Head of Tax Technology & UK Tax

Weston (2009) Limited

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Jerome Bruce Abelman    U.S.A./United Kingdom    Director, Legal and General Counsel
Soraya Benchikh    French/United Kingdom    Chief Financial Officer
Pablo Daniel Sconfianza    Italy    Group Finance Controller


B.A.T. Industries p.l.c.

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Caroline Ferland    Canada    Group Company Secretary
Neil Arthur Wadey    United Kingdom    Group Head of Treasury
John Fry    United Kingdom    Group Head of Corporate Tax
Pablo Daniel Sconfianza    Italy    Group Finance Controller

British-American Tobacco (Holdings) Limited

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Jerome Bruce Abelman    U.S.A./United Kingdom    Director, Legal and General Counsel
Luciano Comin    Italy, Argentina    Marketing Director, Combustibles & New Categories
Mihovil James Dijanosic    Australia    Regional Director, Asia-Pacific, Middle East and Africa
Syed Javed Iqbal    Pakistan    Director, Digital and Information
Zafar Aslam Khan    Pakistan    Director, Operations
Tadeu Luiz Marroco    Brazil/United Kingdom    Chief Executive
Johan Maurice Vandermeulen    Belgium    Chief Operating Officer
Kingsley Wheaton    United Kingdom    Chief Corporate Officer
Andrew James Barrett    United Kingdom    Director, Business Development
Dr Cora Koppe-Stahrenberg    Germany    Chief People Officer
Paul McCrory    United Kingdom    Director, Corporate & Regulatory Affairs
Frederico Pinto Monteiro    Brazil    Regional Director, Americas & Europe
James Murphy    Ireland    Director, Research & Science
David Stephen Waterfield    United Kingdom    President & CEO, Reynolds American Inc.
Soraya Benchikh    French/United Kingdom    Chief Financial Officer


Louisville Securities Limited

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Andrew James Barrett    United Kingdom    Director, Business Development
John Fry    United Kingdom    Group Head of Corporate Tax
Neil Arthur Wadey    United Kingdom    Group Head of Treasury
Ruth Wilson    United Kingdom    Head of Group Corporate Governance
Ridirectors Limited (Globe House, 1 Water Street, London, England, WC2R 3LA)    Incorporated in the United Kingdom    Corporate director (non-trading company)
Kirsty White    United Kingdom    Head of Tax Technology & UK Tax

BATUS Holdings Inc.

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Alden H. Smith (Director)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Managing Counsel – Corporate of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

T imothy N. Derr (Secretary and Director)

4250 Lancaster Pike, Suite 302,

Wilmington, DE 19805

   U.S.A.    Transaction Manager of Corporation Service Company, whose business address is 4250 Lancaster Pike, Suite 302, Wilmington, DE 19805, and whose principal business is the provision of corporate and administrative services

Karen Calix (Director)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Assistant Controller of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Anthony B. Petitt (President)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Senior Vice President – Controller Finance & Accounting and Treasurer of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
Craig Harris (Vice President and Director)    United Kingdom    Assistant General Counsel – Corporate & Commercial Legal
David Booth (Vice President and Director)    United Kingdom    Group Chief Accountant

Javier F. Suarez (Vice President – Tax)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Vice President – Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Steven W. Coppock (Treasurer)

Little Falls Centre Two,

2751 Centerville Road, Suite 300,

Wilmington, DE 19808

   U.S.A.    Accounting Manager of Gunnip & Company LLP, whose business address is Little Falls Centre Two, 2751 Centerville Road, Suite 300, Wilmington, DE 19808, and whose principal business is the provision of accounting and corporate consulting services

Patrick Z. Messick (Assistant Secretary)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Senior Director – Income Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101


BT DE Investments Inc.

 

Name (and business address where not Globe

House, 4 Temple Place, London WC2R 2PG,

United Kingdom)

  

Country of Citizenship

  

Current Principal Occupation or Employment

(and business address and principal business of

any corporation or other organization other than a

BAT Entity)

Adin Trbonja (Director)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Senior Vice President & Deputy General Counsel of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
Andrew James Barrett (Director)    United Kingdom    Director, Business Development
Neil Arthur Wadey (Director)    United Kingdom    Group Head of Treasury

Christopher S. Junker (Vice President and Director)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Vice President – Scientific & Regulatory Affairs of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Anthony B. Petitt (Vice President & Assistant Treasurer and Director)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Senior Vice President – Controller Finance & Accounting and Treasurer of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101
Annie Goman (President)    United Kingdom    Category Head, Cannabis
Chris Voelker (General Counsel)    United Kingdom    Head of Legal, Beyond Nicotine

Juan Palacios (Vice President)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Senior Vice President – Business Development of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Dakota J. Moore (Secretary)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Senior Director – Business Development of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Carlos Cardoza Benitez (Treasurer)

401 North Main Street,

Winston-Salem, NC 27101

   Argentina    Director – Finance of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Patrick Z. Messick (Assistant Secretary)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Senior Director – Income Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Javier F. Suarez (Assistant Secretary)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Vice President – Tax of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101

Alden H. Smith (Assistant Secretary)

401 North Main Street,

Winston-Salem, NC 27101

   U.S.A.    Managing Counsel – Corporate of RAI Services Company, whose principal business address is 401 North Main Street, Winston-Salem, NC 27101