Sec Form 13G Filing - ESGEN LLC filing for Zeo Energy Corp. (ZEO) - 2024-11-14

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

 

Zeo Energy Corp.

(Name of Issuer)

Class A common stock, par value $0.0001 per share

(Title of Class of Securities)

98944F 109

(CUSIP Number)

September 30, 2024

(Date of Event Which Requires Filing of this Statement)

 

 

Check the Appropriate Box to Designate the Rule Pursuant to Which this Schedule Is Filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 1.   

 Names of Reporting Persons

 

 ESGEN LLC

 2.  

 Check The Appropriate Box if a Member of a Group (See Instructions)

 (a) ☐  (b) ☐

 

 3.  

 SEC Use Only

 

 4.  

 Citizenship or Place of Organization

 

 Delaware

Number of

Shares

Beneficially 

Owned By

Each

Reporting

Person

With

   5.    

 Sole Voting Power

 

 4,757,436 (1)

   6.   

 Shared Voting Power

 

 0

   7.   

 Sole Dispositive Power

 

 4,757,436 (1)

   8.   

 Shared Dispositive Power

 

 0

 9.   

 Aggregate Amount Beneficially Owned by Each Reporting Person

 

 4,757,436 (1)

10.  

 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 ☐

11.  

 Percent of Class Represented By Amount in Row (9)

 

 11.6% (2)

12.  

 Type of Reporting Person (See Instructions)

 

 OO

 

(1)

Includes 3,257,436 shares of Class A common stock, par value $0.0001 per share (“Class A Common Stock”), and 1,500,000 shares of Class V common stock, par value $0.0001 per share (“Class V Common Stock”).

(2)

Calculated based upon 5,805,345 shares of Class A Common Stock outstanding as of August 19, 2024 and 35,230,000 shares of Class V Common Stock outstanding as of August 19, 2024, as reported on the Issuer’s Form 10-Q filed August 19, 2024.


Item 1(a).

Name of Issuer

Zeo Energy Corp. (the “Issuer”)

 

Item 1(b).

Address of the Issuer’s Principal Executive Offices

7625 Little Rd, Suite 200A

New Port Richey, FL 34654

 

Item 2(a).

Names of Persons Filing

This statement is filed by the ESGEN LLC, referred to herein as the “Reporting Person.”

 

Item 2(b).

Address of the Principal Business Office, or if none, Residence

5956 Sherry Lane, Suite 1400

Dallas, TX 75225

 

Item 2(c).

Citizenship

See response to Item 4 on the cover page.

 

Item 2(d).

Title of Class of Securities

Class A common stock, par value $0.0001 per share.

 

Item 2(e).

CUSIP Number

98944F 109

 

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a(n):

Not Applicable.

 

Item 4.

Ownership

 

  (a)

Amount beneficially owned:

See response to Item 9 on the cover page.

 

  (b)

Percent of Class:

See response to Item 11 on the cover page.

 

  (c)

Number of shares as to which the Reporting Person has:

 

(i)

Sole power to vote or to direct the vote:

See response to Item 5 on the cover page.

 

(ii)

Shared power to vote or to direct the vote:

See response to Item 6 on the cover page.

 

(iii)

Sole power to dispose or to direct the disposition of:

See response to Item 7 on the cover page.

 

(iv)

Shared power to dispose or to direct the disposition of:

See response to Item 8 on the cover page.


The securities reported herein are held by ESGEN LLC (the “Sponsor”). Andrejka Bernatova, Michael C. Mayon and James P. Benson control the Sponsor as members of its board of managers and therefore have voting and investment discretion with respect to, and may be deemed to have beneficial ownership of, the securities held directly by the Sponsor. This Statement shall not be construed as an admission that the Reporting Person or any individual member of its board of managers is, for the purpose of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of any securities covered by this Statement.

 

Item 5.

Ownership of Five Percent or Less of a Class

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

Not Applicable.

 

Item 10.

Certification

Not Applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: November 14, 2024

 

ESGEN LLC
By:   /s/ James P. Benson
Name:   James P. Benson
Title:   Authorized Signatory