Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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SCHEDULE 13D
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Under the Securities Exchange Act of 1934
(Amendment No. 2)*
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Stoke Therapeutics, Inc.
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(Name of Issuer)
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Common Stock, $0.0001 par value per share
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(Title of Class of Securities)
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86150R107
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(CUSIP Number)
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Patrik Blochlinger
Chief Legal Officer
Rigmora (Switzerland) Ltd
Stockerstrasse 8
8002 Zurich, Switzerland
+41 44 287 2498
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communication) |
|
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September 19, 2024
(Date of Event Which Requires Filing of this Statement)
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If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and
is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ]
Note. Schedules filed in paper format shall include a
signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 86150R107
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SCHEDULE 13D
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1
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NAMES OF REPORTING PERSONS
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||||
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Blue Horizon Enterprise Ltd.
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|||
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) ☒
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||||
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(b) ☐
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|||
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3
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SEC USE ONLY
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|||||
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|||||
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4
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SOURCE OF FUNDS (See Instructions)
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||||
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||||
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OO
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|||
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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☐
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||||
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|||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||||
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British Virgin Islands |
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||||
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
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SOLE VOTING POWER
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|||
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||||
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||||
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8
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SHARED VOTING POWER
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||||
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||||
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4,967,621
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||||
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9
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SOLE DISPOSITIVE POWER
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||||
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-0-
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||||
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10
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SHARED DISPOSITIVE POWER
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||||
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||||
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4,967,621
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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||||
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||||
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4,967,621
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||||
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
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☐
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||||
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||||
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|||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)*
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||||
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||||
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9.4%(1)
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||||
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14
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TYPE OF REPORTING PERSON (See Instructions)
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||||
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CO
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|||
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||||
| * |
See Item 5.
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CUSIP No. 86150R107
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SCHEDULE 13D
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1
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NAMES OF REPORTING PERSONS
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||||
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Ezbon International Limited
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☒
|
||||
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(b) ☐
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3
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SEC USE ONLY
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|||||
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|||||
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4
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SOURCE OF FUNDS (See Instructions)
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||||
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||||
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OO
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|||
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5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
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|||
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|||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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||||
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British Virgin Islands |
|
||||
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|
|||
|
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
|
||||
|
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|||
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||||
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8
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SHARED VOTING POWER
|
|
||||
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||||
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3,938,560
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|||
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||||
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9
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SOLE DISPOSITIVE POWER
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||||
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||||
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-0-
|
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|||
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|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
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||||
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||||
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3,938,560
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|||
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11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
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|
||||
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3,938,560
|
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|||
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||||
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
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|
||||
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|
|
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)*
|
|
||||
|
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|
||||
|
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|
7.5%(1)
|
|
|||
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||||
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14
|
TYPE OF REPORTING PERSON (See Instructions)
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|
||||
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|
||||
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CO
|
|
|||
|
|
|
|
||||
| * |
See Item 5.
|
||
|
CUSIP No. 86150R107
|
|
SCHEDULE 13D
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
|
|
|
|
|
|||
|
|
|
Montrago Trustees Limited
|
|
|||
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|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☒
|
||||
|
|
|
|
(b) ☐
|
|||
|
|
|
|
|
|||
|
3
|
SEC USE ONLY
|
|||||
|
|
|
|||||
|
4
|
SOURCE OF FUNDS (See Instructions)
|
|
||||
|
|
|
|
||||
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|
|
OO
|
|
|||
|
|
|
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|
|||
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
|
|
|
|
|
|||
|
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|||
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6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
||||
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|||
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Republic of Cyprus
|
|
||||
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|
|||
|
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
|
||||
|
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|||
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|
||||
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8
|
SHARED VOTING POWER
|
|
||||
|
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|
||||
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8,906,181
|
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|||
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|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
||||
|
|
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|
||||
|
|
|
-0-
|
|
|||
|
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
||||
|
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|
||||
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8,906,181
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|||
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|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
|
|
|
|
||||
|
|
|
8,906,181
|
|
|||
|
|
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|
||||
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
|
|
|
||||
|
|
|
|
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)*
|
|
||||
|
|
|
|
||||
|
|
|
16.9%(1)
|
|
|||
|
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
||||
|
|
|
|
||||
|
|
|
CO
|
|
|||
|
|
|
|
||||
| * |
See Item 5.
|
||
|
CUSIP No. 86150R107
|
|
SCHEDULE 13D
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
||||
|
|
|
|
|
|||
|
|
|
Skorpios Trust
|
|
|||
|
|
|
|
|
|||
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ☒
|
||||
|
|
|
|
(b) ☐
|
|||
|
|
|
|
|
|||
|
3
|
SEC USE ONLY
|
|||||
|
|
|
|||||
|
4
|
SOURCE OF FUNDS (See Instructions)
|
|
||||
|
|
|
|
||||
|
|
|
OO
|
|
|||
|
|
|
|
|
|||
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
☐
|
||||
|
|
|
|
|
|||
|
|
|
|
|
|||
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
||||
|
|
|
|
|
|||
|
|
Republic of Cyprus
|
|
||||
|
|
|
|
|
|||
|
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7
|
SOLE VOTING POWER
|
|
|||
|
|
|
|
||||
|
|
|
|
|
|||
|
|
|
|
||||
|
8
|
SHARED VOTING POWER
|
|
||||
|
|
|
|
||||
|
|
|
8,906,181
|
|
|||
|
|
|
|
||||
|
9
|
SOLE DISPOSITIVE POWER
|
|
||||
|
|
|
|
||||
|
|
|
-0-
|
|
|||
|
|
|
|
||||
|
10
|
SHARED DISPOSITIVE POWER
|
|
||||
|
|
|
|||||
|
|
|
8,906,181
|
|
|||
|
|
|
|
|
|
|
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
||||
|
|
|
|
||||
|
|
|
8,906,181
|
|
|||
|
|
|
|
||||
|
12
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
|
|
|
|
||||
|
|
|
|
|
|||
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
||||
|
|
|
|
||||
|
|
|
16.9%(1)
|
|
|||
|
|
|
|
||||
|
14
|
TYPE OF REPORTING PERSON (See Instructions)
|
|
||||
|
|
|
|
||||
|
|
|
CO
|
|
|||
|
|
|
|
||||
| * |
See Item 5.
|
||
|
CUSIP No. 86150R107
|
|
SCHEDULE 13D
|
Explanatory Note
This Amendment No. 2 (the “Amendment
No. 2”) is filed by Skorpios Trust, Montrago Trustees Limited (“Montrago Trustees”), Ezbon International Limited (“Ezbon”) and Blue Horizon Enterprise Ltd. (“Blue Horizon” and, collectively, the “Reporting Persons”)
and amends the Schedule 13D filed by the Reporting Persons on June 30, 2021, as amended by the Amendment No. 1 to Schedule 13D filed by the Reporting Persons on April 18, 2024 (as amended, the “Schedule
13D”). The Items below amend the information disclosed under the corresponding Items of the Schedule 13D as described below. Except as specifically provided herein, this Amendment No. 2 does not modify any of the information
previously reported in the Schedule 13D. Capitalized terms used herein and not otherwise defined have the meanings ascribed to them in the Schedule 13D.
Item 4. Purpose of Transaction
Item 4 is hereby amended and supplemented by adding the following:
On September 19, 2024, Blue Horizon sold 1,937,500 Shares of the Issuer in an open market transaction at a price of $14.05 per share.
Item 5. Interest in Securities of the Issuer
Items 5(a) - (c) of this Schedule 13D is hereby amended and restated as follows:
(a) The responses of the Reporting Persons to rows (7) through (13) of the cover pages of this Schedule 13D are incorporated herein by reference.
(b) The responses of the Reporting Persons to rows (7) through (13) of the cover pages of this Schedule 13D are incorporated herein by reference.
(c) The information reported in Item 4 is incorporated herein by reference. Other than as disclosed in that item, no transactions in the Shares have
been effected by the Reporting Person during the past sixty (60) days.
Item 7. Materials to be Filed as Exhibits
Item 7 of the Schedule 13D is hereby amended and supplemented as follows:
|
Exhibit
Number |
|
Description
|
|
|
Joint Filing Agreement, dated as of September 23, 2024, by and among the Reporting Persons.
|
|
|
SIGNATURE
|
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement
is true, complete and correct.
Dates: September 23, 2024
|
|
Blue Horizon Enterprise Ltd.
|
|
|
|
|
|
|
|
By:
|
/s/ Eleni Constantinou Kyriacou
|
|
|
Name:
|
Eleni Constantinou Kyriacou
|
|
|
Title:
|
Director
|
|
|
|
|
|
|
Ezbon International Limited
|
|
|
|
|
|
|
|
By:
|
/s/ Eleni Constantinou Kyriacou
|
|
|
Name:
|
Eleni Constantinou Kyriacou
|
|
|
Title:
|
Director
|
|
|
|
|
|
|
Montrago Trustees Limited
|
|
|
|
|
|
|
|
By:
|
/s/ Androulla Papadopoulou
|
|
|
Name:
|
Androulla Papadopoulou
|
|
|
Title:
|
Director
|
|
|
|
|
|
|
Skorpios Trust
|
|
|
|
|
|
|
|
By:
|
/s/ Androulla Papadopoulou
|
|
|
Name:
|
Androulla Papadopoulou
|
|
|
Title:
|
Director
|
|
|
|
|
JOINT FILING AGREEMENT
The undersigned hereby agree as follows:
(i) Each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is
filed on behalf of each of them; and
(ii) Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness
and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has
reason to believe that such information is inaccurate.
Date: September 23, 2024
|
|
Blue Horizon Enterprise Ltd.
|
|
|
|
|
|
|
|
By:
|
/s/ Eleni Constantinou Kyriacou
|
|
|
Name:
|
Eleni Constantinou Kyriacou
|
|
|
Title:
|
Director
|
|
|
|
|
|
|
Ezbon International Limited
|
|
|
|
|
|
|
|
By:
|
/s/ Eleni Constantinou Kyriacou
|
|
|
Name:
|
Eleni Constantinou Kyriacou
|
|
|
Title:
|
Director
|
|
|
|
|
|
|
Montrago Trustees Limited
|
|
|
|
|
|
|
|
By:
|
/s/ Androulla Papadopoulou
|
|
|
Name:
|
Androulla Papadopoulou
|
|
|
Title:
|
Director
|
|
|
|
|
|
|
Skorpios Trust
|
|
|
|
|
|
|
|
By:
|
/s/ Androulla Papadopoulou
|
|
|
Name:
|
Androulla Papadopoulou
|
|
|
Title:
|
Director
|
|
|
|
|