Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Li-Cycle Holdings Corp. | ||
(Name of Issuer) | ||
Common Shares |
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(Title of Class of Securities) | ||
50202P105 |
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(CUSIP Number) | ||
August 10, 2021 |
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(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 50202P105
1 | NAME OF REPORTING PERSONS TechMet Limited
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [X] |
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3 | SEC USE ONLY
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4 | CITIZENSHIP OR LACE OF ORGANIZATION
Ireland
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER
12,969,674 | ||
6 | SHARED VOTING POWER
0 | |||
7 | SOLE DISPOSITIVE POWER
12,969,674 | |||
8 | SHARED DISPOSITIVE POWER
0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,969,674
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10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
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11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.95%* |
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12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) FI |
*
Based upon 163,179,553 common shares of Li-Cycle Holdings Corp., without par value, issued and outstanding on August 10, 2021.
Item 1.
(a) | Name of Issuer: Li-Cycle Holdings Corp. |
(b) | Address of Issuer’s Principal Executive Offices: |
2351 Royal Windsor Dr. Unit 10
Mississauga, ON L5J 4S7
Item 2.
(a) | Name of Person Filing: |
TechMet Limited
(b) | Address or principal business office or, if none, residence: |
Suite 22, 20 lower Baggott Street, Dublin 2, D02 X658 Ireland
(c) | Citizenship: |
TechMet Limited is organized under the laws of Ireland.
(d) | Title of Class of Securities: Common Shares |
(e) | CUSIP No.: 50202P105 |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
[X] | Not applicable |
(a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | [ ] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | [ ] | An investment adviser in accordance with § 240.13d-1(b)(ii)(E); |
(f) | [ ] | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | [ ] | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | [ ] | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
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(k) | [ ] | Group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____________________.
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Item 4. | Ownership |
(a) Amount Beneficially Owned: 12,969,674
(b) Percent of Class: Based upon 163,179,553 Common Shares of the Issuer outstanding, as set forth in the Issuer’s registration statement on Form F-4 as filed with the Securities and Exchange Commission on March 30, 2021, as amended, which became effective on July 15, 2021, the Common Shares of the Issuer beneficially owned by the Reporting Person constitutes approximately 7.95% of the Common Shares of the Issuer as calculated in accordance with Rule 13d-3(d)(1).
(c) Number of Shares as to which the person has:
(i) | Sole power to vote or to direct the vote: 12,969,674 |
(ii) | Shared power to vote or to direct the vote: 0 |
(iii) | Sole power to dispose or to direct the disposition of: 12,969,674 |
(iv) | Shared power to dispose or to direct the disposition of: 0 |
Item 5. | Ownership of Five Percent or Less of a Class: |
N/A
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ]
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
N/A
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
N/A
Item 8. | Identification and Classification of Members of the Group: |
N/A
Item 9. | Notice of Dissolution of Group: |
N/A
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: August 17, 2021 | ||
TechMet Limited | ||
/s/ Brian Menell | ||
By: | Brian Menell | |
Title: | Chief Executive Officer |