Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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United States
Securities and Exchange Commission
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant
to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed
Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Oculis Holding AG
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
H5870P102
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. H5870P102 | Schedule 13G | Page 1 of 7 |
1 |
Names of Reporting Persons
LSP 7 Coöperatieve U.A. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
The Netherlands |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
5,327,362 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
5,327,362 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
5,327,362 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.6% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. H5870P102 | Schedule 13G | Page 2 of 7 |
1 |
Names of Reporting Persons
LSP 7 Management B.V. | |||||
2 | Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐ | |||||
3 | SEC Use Only
| |||||
4 | Citizenship or Place of Organization
The Netherlands |
Number of Shares Beneficially Owned by Each Reporting Person With |
5 | Sole Voting Power
0 | ||||
6 | Shared Voting Power
5,327,362 | |||||
7 | Sole Dispositive Power
0 | |||||
8 | Shared Dispositive Power
5,327,362 |
9 |
Aggregate Amount Beneficially Owned by Each Reporting Person
5,327,362 | |||||
10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares
Not Applicable | |||||
11 | Percent of Class Represented by Amount in Row 9
14.6% | |||||
12 | Type of Reporting Person
OO (Limited Liability Company) |
CUSIP No. H5870P102 | Schedule 13G | Page 3 of 7 |
ITEM 1. | (a) Name of Issuer: |
Oculis Holding AG (the Issuer).
(b) | Address of Issuers Principal Executive Offices: |
Bahnhofstrasse 7, CH-6300, Zug, Switzerland.
ITEM 2. | (a) Name of Person Filing: |
Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of:
LSP 7 Coöperatieve U.A. (LSP 7); and
LSP 7 Management B.V.
(b) | Address or Principal Business Office: |
The principal business address of each of the Reporting Persons is c/o EQT Life Sciences, Johannes Vermeerplein 9, 1071 DV Amsterdam, the Netherlands.
(c) | Citizenship of each Reporting Person is: |
Each of the Reporting Persons is organized under the laws of the Netherlands.
(d) | Title of Class of Securities: |
Ordinary shares with a par value of CHF 0.10 per share (Ordinary Shares).
(e) | CUSIP Number: |
H5870P102
ITEM 3.
Not applicable.
CUSIP No. H5870P102 | Schedule 13G | Page 4 of 7 |
ITEM 4. | Ownership. |
(4a-c)
The ownership information presented below represents beneficial ownership of Ordinary Shares of the Issuer as of December 31, 2023, based on 36,387,607 Ordinary Shares outstanding as of June 13, 2023.
Reporting Person | Amount beneficially owned |
Percent of class: |
Sole power to vote or to direct the vote: |
Shared power to vote or to direct the vote: |
Sole of: |
Shared power to dispose or to direct the disposition of: |
||||||||||||||||||
LSP 7 Coöperatieve U.A. |
5,327,362 | 14.6 | % | 0 | 5,327,362 | 0 | 5,327,362 | |||||||||||||||||
LSP 7 Management B.V. |
5,327,362 | 14.6 | % | 0 | 5,327,362 | 0 | 5,327,362 |
LSP 7 is the record holder of 5,327,362 Ordinary Shares.
LSP 7 Management B.V. is the sole director of LSP 7. The managing directors of LSP 7 Management B.V. are Martijn Kleijwegt, Rene Kuijten and Joachim Rothe. As such, LSP 7 Management B.V., Martijn Kleijwegt, Rene Kuijten and Joachim Rothe may be deemed to beneficially own the Ordinary Shares held of record by LSP 7. Each of Mr. Kleijwegt, Mr. Kuijten and Mr. Rothe disclaims beneficial ownership of such shares.
ITEM 5. | Ownership of Five Percent or Less of a Class. |
Not applicable.
ITEM 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Not applicable.
ITEM 8. | Identification and Classification of Members of the Group. |
Not applicable.
ITEM 9. | Notice of Dissolution of Group. |
Not applicable.
CUSIP No. H5870P102 | Schedule 13G | Page 5 of 7 |
ITEM 10. | Certification. |
Not applicable.
CUSIP No. H5870P102 | Schedule 13G | Page 6 of 7 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 8, 2024
LSP 7 Coöperatieve U.A. | ||
By: | /s/ Martijn Kleijwegt | |
Name: LSP 7 Management B.V. | ||
Title: Managing Director | ||
Name: Martijn Kleijwegt | ||
Title: Managing Director | ||
By: | /s/ René Kuijten | |
Name: LSP 7 Management B.V. | ||
Title: Managing Director | ||
Name: René Kuijten | ||
Title: Managing Director | ||
LSP 7 Management B.V. | ||
By: | /s/ Martijn Kleijwegt | |
Name: Martijn Kleijwegt | ||
Title: Managing Director | ||
By: | /s/ René Kuijten | |
Name: René Kuijten | ||
Title: Managing Director |
CUSIP No. H5870P102 | Schedule 13G | Page 7 of 7 |
LIST OF EXHIBITS
Exhibit No. |
Description | |
99 | Joint Filing Agreement. |