Sec Form 13G Filing - KARIEGA VENTURES S.L. filing for Wallbox N.V. (WBX) - 2024-02-12

Insider filing report for Changes in Beneficial Ownership

  • Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
  • Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

 

Wallbox N.V.

(Name of Issuer)

Class A Ordinary Shares

(Title of Class of Securities)

N94209108

(CUSIP Number)

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. N94209108    Schedule 13G    Page 1 of 7

 

 1   

Names of Reporting Persons

 

KARIEGA VENTURES, S.L.

 2   

Check the Appropriate Box if a Member of a Group

(a) ☐  (b) ☐

 

 3   

SEC Use Only

 

 4   

Citizenship or Place of Organization

 

Spain

Number of Shares Beneficially  Owned by Each Reporting Person With     5   

Sole Voting Power

 

0

    6   

Shared Voting Power

 

18,618,950

    7   

Sole Dispositive Power

 

0

    8   

Shared Dispositive Power

 

18,618,950

 9   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

18,618,950

10   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11   

Percent of Class Represented by Amount in Row 9

 

9.0%

12   

Type of Reporting Person

 

FI


CUSIP No. N94209108    Schedule 13G    Page 2 of 7

 

 1   

Names of Reporting Persons

 

Enric Asunción Escorsa

 2   

Check the Appropriate Box if a Member of a Group

(a) ☐  (b) ☐

 

 3   

SEC Use Only

 

 4   

Citizenship or Place of Organization

 

Spain

Number of Shares Beneficially  Owned by Each Reporting Person With     5   

Sole Voting Power

 

1,829,687

    6   

Shared Voting Power

 

18,618,950

    7   

Sole Dispositive Power

 

1,829,687

    8   

Shared Dispositive Power

 

18,618,950

 9   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

20,448,637

10   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11   

Percent of Class Represented by Amount in Row 9

 

9.9%

12   

Type of Reporting Person

 

IN


CUSIP No. N94209108    Schedule 13G    Page 3 of 7

 

ITEM 1.    (a)    Name of Issuer:
     

Wallbox N.V. (the “Issuer”).

   (b)    Address of Issuer’s Principal Executive Offices:
     

Carrer del Foc, 68, Barcelona, Spain 08038

ITEM 2.    (a)    Name of Person Filing:
     

Each of the following is hereinafter individually referred to as a “Reporting Person” and collectively as the “Reporting Persons.” This statement is filed on behalf of:

     

KARIEGA VENTURES, S.L.

     

Enric Asunción Escorsa

   (b)    Address or Principal Business Office:
     

The principal business address of the Reporting Persons is Av. Diagonal 419, 4 Planta, Barcelona, Spain 08008.

   (c)    Citizenship of each Reporting Person is:
     

KARIEGA VENTURES, S.L. is organized under the laws of Spain. Enric Asunción Escorsa is a citizen of Spain.

   (d)    Title of Class of Securities:
     

Class A ordinary shares, nominal value €0.12 per share (“Class A Ordinary Shares”).

   (e)    CUSIP Number:
     

N94209108

ITEM 3.      

Not applicable.


CUSIP No. N94209108    Schedule 13G    Page 4 of 7

 

ITEM 4.    Ownership.
   (a-c)
  

The ownership information presented below represents beneficial ownership of Class A Ordinary Shares of the Issuer as of December 31, 2023, based upon 187,541,600 Class A Ordinary Shares outstanding as of January 11, 2024, as disclosed in the Issuer’s Prospectus on Form 424B3 filed with the Securities and Exchange Commission on January 22, 2024.

 

Reporting Person   

Amount

beneficially 

owned

    

Percent

of class:

    Sole power
to vote or to
direct the
vote:
     Shared power
to vote or to
direct the vote:
    

Sole

power to
dispose or
to direct
the
disposition

of:

    

Shared

power to

dispose or

to direct

the

disposition

of:

 

KARIEGA VENTURES, S.L.

     18,618,950        9.0     0        18,618,950        0        18,618,950  

Enric Asunción Escorsa

     20,448,637        9.9     1,829,687        18,618,950        1,829,687        18,618,950  

 

 

KARIEGA VENTURES, S.L. is the beneficial owner of 18,618,950 Class A Ordinary Shares underlying the Class B Ordinary Shares of the Issuer held of record by KARIEGA VENTURES, S.L. Enric Asunción Escorsa is the record holder of (i) 1,054,420Class A Ordinary Shares, and (ii) and 775,267 shares of Class A Ordinary Shares underlying stock options that are vested or will vest within 60 days of December 31, 2023.

 

Enric Asunción Escorsa has sole investment and dispositive power over the securities held of record by KARIEGA VENTURES, S.L. As a result, Enric Asunción Escorsa may be deemed to share beneficial ownership over the securities reported herein.

 

ITEM 5.    Ownership of Five Percent or Less of a Class.

Not applicable.

ITEM 6.    Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

ITEM 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

ITEM 8.    Identification and Classification of Members of the Group.

Not applicable.


CUSIP No. N94209108    Schedule 13G    Page 5 of 7

 

ITEM 9.    Notice of Dissolution of Group.

Not applicable.

ITEM 10.    Certification.

Not applicable.


CUSIP No. N94209108    Schedule 13G    Page 6 of 7

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2024

 

KARIEGA VENTURES, S.L.
By:   /s/ Enric Asunción Escorsa
Name:   Enric Asunción Escorsa
Title:   General Manager
Enric Asunción Escorsa

/s/ Enric Asunción Escorsa


CUSIP No. N94209108    Schedule 13G    Page 7 of 7

 

LIST OF EXHIBITS

 

Exhibit No.

  

Description

99    Joint Filing Agreement (previously filed).