Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
American Acquisition Opportunity, Inc.
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
02369M102
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
** | This is the CUSIP for the Issuers units, each one of which consists of (i) one share of Class A common stock; (ii) one right (each right entitles the holder thereof to receive one-tenth (1/10) of one Class A common stock upon the consummation of a business combination); and (iii) one redeemable warrant. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Continued on following pages
Page 1 of 11 Pages
Exhibit Index: 10 Page
SCHEDULE 13G
CUSIP No. 02369M102 | Page 2 of 11 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investors, LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
10,000 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
10,000 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN |
SCHEDULE 13G
CUSIP No. 02369M102 | Page 3 of 11 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investors GP, LP | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
10,000 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
10,000 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN, HC |
SCHEDULE 13G
CUSIP No. 02369M102 | Page 4 of 11 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investors GP, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
10,000 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
10,000 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, HC |
SCHEDULE 13G
CUSIP No. 02369M102 | Page 5 of 11 Pages |
1 |
NAMES OF REPORTING PERSONS
Harraden Circle Investments, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
10,000 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
10,000 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO, HC |
SCHEDULE 13G
CUSIP No. 02369M102 | Page 6 of 11 Pages |
1 |
NAMES OF REPORTING PERSONS
Frederick V. Fortmiller, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ☐ (b) ☐
| |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 | ||||
6 | SHARED VOTING POWER
10,000 | |||||
7 | SOLE DISPOSITIVE POWER
0 | |||||
8 | SHARED DISPOSITIVE POWER
10,000 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN, HC |
CUSIP No. 02369M102 | SCHEDULE 13G | Page 7 of 11 Pages |
Item 1(a). | Name of Issuer |
American Acquisition Opportunity, Inc. (the Issuer)
Item 1(b). | Address of Issuers Principal Executive Offices |
12115 Visionary Way, Fishers, Indiana 46038
Item 2(a). | Names of Persons Filing |
This Statement is filed on behalf of the following persons (collectively, the Reporting Persons):
i) Harraden | Circle Investors, LP (Harraden Fund); |
ii) Harraden | Circle Investors GP, LP (Harraden GP); |
iii) Harraden | Circle Investors GP, LLC (Harraden LLC); |
iv) Harraden | Circle Investments, LLC (Harraden Adviser); and |
v) Frederick | V. Fortmiller, Jr. (Mr. Fortmiller); |
This Statement relates to Shares (as defined herein) directly beneficially owned by Harraden Fund. Harraden GP is the general partner to Harraden Fund, and Harraden LLC is the general partner of Harraden GP. Harraden Adviser serves as investment manager to Harraden Fund. Mr. Fortmiller is the managing member of each of Harraden LLC and Harraden Adviser. In such capacities, each of Harraden GP, Harraden LLC, Harraden Adviser and Mr. Fortmiller may be deemed to indirectly beneficially own the Shares reported herein directly beneficially owned by Harraden Fund.
Item 2(b). | Address of Principal Business Office or, if None, Residence |
The address of the principal business office of each Reporting Person is 299 Park Avenue, 21st Floor, New York, NY 10171.
Item 2(c). | Citizenship |
Each of Harraden Fund and Harraden GP is a Delaware limited partnership. Each of Harraden LLC and Harraden Adviser is a Delaware limited liability company. Mr. Fortmiller is a citizen of the United States of America.
Item 2(d). | Title of Class of Securities |
Class A Common Stock, par value $0.0001 per share (Shares)
Item 2(e). | CUSIP Number |
02369M102
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
This Item 3 is not applicable.
CUSIP No. 02369M102 | SCHEDULE 13G | Page 8 of 11 Pages |
Item 4. | Ownership |
Item 4(a) | Amount Beneficially Owned |
As of December 31, 2022, each of the Reporting Persons may be deemed the beneficial owner of 10,000 Shares underlying Units held directly by Harraden Fund.
Item 4(b) | Percent of Class |
As of December 31, 2022, each of the Reporting Persons may be deemed the beneficial owner of approximately 1.3% of Shares outstanding. This percentage is based on a total of 742,308 Shares outstanding as of November 7, 2022, based on the Issuers quarterly report on Form 10-Q, filed with the U.S. Securities and Exchange Commission (the Commission) on November 7, 2022.
Item 4(c) | Number of shares as to which such person has: |
(i) Sole power to vote or direct the vote: |
0 | |||
(ii) Shared power to vote or direct the vote: |
10,000 | |||
(iii) Sole power to dispose or direct the disposition of: |
0 | |||
(iv) Shared power to dispose or direct the disposition of: |
10,000 |
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
This Item 6 is not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person |
See disclosure in Item 2 hereof.
Item 8. | Identification and Classification of Members of the Group |
This Item 8 is not applicable.
Item 9. | Notice of Dissolution of Group |
This Item 9 is not applicable.
Item 10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SCHEDULE 13G
CUSIP No. 02369M102 | Page 9 of 11 Pages |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
Date: February 14, 2023
HARRADEN CIRCLE INVESTORS, LP | ||
By: | HARRADEN CIRCLE INVESTORS GP, LP, its general partner | |
By: | HARRADEN CIRCLE INVESTORS GP, LLC, its general partner | |
By: | /s/ Frederick V. Fortmiller, Jr. | |
Title: | Managing Member | |
HARRADEN CIRCLE INVESTORS GP, LP | ||
By: | HARRADEN CIRCLE INVESTORS GP, LLC, its general partner | |
By: | /s/ Frederick V. Fortmiller, Jr. | |
Title: | Managing Member | |
HARRADEN CIRCLE INVESTORS GP, LLC | ||
By: | /s/ Frederick V. Fortmiller, Jr. | |
Managing Member | ||
HARRADEN CIRCLE INVESTMENTS, LLC | ||
By: | /s/ Frederick V. Fortmiller, Jr. | |
Managing Member | ||
FREDERICK V. FORTMILLER, JR. | ||
/s/ Frederick V. Fortmiller, Jr. | ||
SCHEDULE 13G
CUSIP No. 02369M102 | Page 10 of 11 Pages |
EXHIBIT INDEX
Ex. | Page No. | |||
1 | Joint Filing Agreement | 11 |